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The Journal of Neuroscience, February 15, 2003, 23(4):1464
A Neural Basis for Auditory Feedback Control of Vocal Pitch
Michael
Smotherman1,
Shuyi
Zhang3, and
Walter
Metzner1, 2
1 Department of Physiological Science, University of
California, Los Angeles, Los Angeles, California 90095-1606, 2 Brain Research Institute, University of California,
Los Angeles, Los Angeles, California 90095-1761, and
3 Institute of Zoology, Chinese Academy of Sciences,
Beijing 100080, People's Republic of China
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ABSTRACT |
Hearing one's own voice is essential for the production of correct
vocalization patterns in many birds and mammals, including humans.
Bats, for instance, adjust temporal, spectral, and intensity parameters
of their echolocation calls by precisely monitoring the characteristics
of the returning echo signals. However, neuronal substrates and
mechanisms for auditory feedback control of vocalizations are still
mostly unknown in any vertebrate. We used echolocating horseshoe bats
to investigate the role of the midbrain and hindbrain tegmentum for the
control of call frequencies in response to changing auditory feedback.
These bats accurately control the frequency of their echolocation calls
through auditory feedback both when the bat is at rest [resting
frequency (RF)] and when it is flying and compensating for changes in
echo frequency caused by flight-induced Doppler shifts [Doppler shift
compensation (DSC)]. We iontophoretically injected various GABAergic
and glutamatergic transmitter agonists and antagonists into the
brainstem tegmentum. We found that within the parabrachial nuclei and
the immediately adjacent tegmentum, excitatory effects caused by
application of the glutamate agonist AMPA or the GABAA
antagonist bicuculline raised RF and the frequency of calls emitted
during DSC. Bicuculline application routinely blocked DSC altogether.
Alternately, inhibitory effects caused by application of either the
GABAA agonist muscimol or the AMPA antagonist CNQX lowered
call frequencies emitted at rest and during DSC. Such an audio-vocal
feedback mechanism might share basic aspects with audio-vocal feedback
controlling the pitch of vocalizations in other mammals, including the
involuntary response to "pitch-shifted feedback" in humans.
Key words:
audio-vocal feedback control; echolocation; horseshoe bats; Rhinolophus; Doppler shift compensation; parabrachial nuclei
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Introduction |
Among adult mammals, only humans,
bats, and possibly cetaceans appear to require auditory feedback to
maintain basic parameters of their species-specific vocalizations
(Movchan, 1980 ; Movchan and Burikova, 1982 ; Rübsamen and
Schäfer, 1990 ; Esser, 1994 ; Janik and Slater, 1997 ; McCowan and
Reiss, 1997 ; Boughman, 1998 ). The neural circuitry underlying the
control of mammalian vocalization is complex, and our understanding of
it remains fragmentary (Jürgens, 1998 , 2002 ). However, even less
is known about how auditory feedback affects vocal motor patterns or
what brain areas might be involved in audio-vocal integration
(Movchan, 1984 ; Behrend and Schuller, 2000 ). Previous results suggested
that a certain midbrain area, the paralemniscal tegmentum, may be
involved in audio-vocal feedback control (Metzner, 1989 , 1993 , 1996 ),
yet a recent lesioning study raised questions about the nature of its
contributions (Pillat and Schuller, 1998 ). Here we present results that
clearly indicate a role for a neighboring brainstem structure, the
parabrachial nucleus, in the control of call frequency by horseshoe bats.
Horseshoe bats specialize in adjusting the frequency of their calls
depending on the pitch of the echo signal. Their echolocation calls are
characterized by the presence of a long constant-frequency component
(Schnitzler, 1968 ; Neuweiler et al., 1987 ; Konstantinov et al., 1988 ).
The frequency of calls emitted while the bat is perched is called the
resting frequency (RF; Schnitzler, 1968 ). In an individual bat, RF is
accurately maintained by closely monitoring the acoustic parameters of
each returning echo (Schnitzler, 1968 ; Rübsamen and
Schäfer, 1990 ). During flight, echo frequencies are shifted
because of Doppler effects. The bats compensate for these shifts by
either raising or lowering the frequency of subsequent calls
(Schnitzler, 1968 ; Schuller et al., 1974 ; Simmons, 1974 ; Metzner et
al., 2002 ; Smotherman and Metzner, 2003 ). This Doppler shift
compensation (DSC) behavior (Schnitzler, 1968 ) ensures that the echo of
interest remains within a narrow frequency range stimulating a region
of the cochlea that is innervated by a disproportionately large
neuronal population with exceptionally sharp frequency tuning, termed
the "auditory fovea" (Schuller and Pollak, 1979 ). DSC may represent
one of the most precise forms of sensorimotor integration known
(Grinnell, 1989 ) and has been compared with visual fixation, in which
eye movements keep an image of interest centered on the fovea (Schuller
and Pollak, 1979 ). DSC can even be elicited in stationary horseshoe
bats by presenting echo mimics, i.e., electronically delayed and
frequency-shifted playbacks of the bat's own calls (Schuller et al.,
1974 ).
The present study was designed to test the role of specific regions in
the brainstem tegmentum suspected to be involved in the control of call
frequencies (Movchan, 1980 ; Kirzinger and Jürgens, 1985 , 1991 ;
Metzner, 1989 , 1993 , 1996 ; Schuller and Radtke-Schuller, 1990 ; Holstege
et al., 1997 ; Schuller et al., 1997 ; Pillat and Schuller, 1998 ). We
focused on the area ventral to the inferior colliculus and medial to
the nuclei of the lateral lemniscus, which included the paralemniscal
tegmentum at its anterior end and the parabrachial nuclei (PB) at its
posterior end. For this purpose, we systematically mapped this region
using a stereotaxic approach (modified after Schuller et al., 1986 ) and
iontophoretically injected various GABA and L-glutamate
agonists and antagonists, respectively, while monitoring the effects on
both RF and DSC behavior. Although we did not find any specific effects
in the paralemniscal tegmentum, we found that we could dramatically
alter RF and block DSC within the lateral portions of PB. We found that both GABAA- and AMPA-type synaptic transmissions
were involved in controlling call frequencies.
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Materials and Methods |
Fourteen greater horseshoe bats, Rhinolophus
ferrumequinum, from the People's Republic of China were used.
Procedures were in accordance with National Institutes of Health
guidelines for experiments involving vertebrate animals and were
approved by the local Institutional Animal Care and Use Committee. All
14 bats had been screened for optimum DSC behavior and were
subsequently trained to compensate for artificially frequency-shifted
playbacks of their own echolocation calls (details below). These bats
had been chosen for the actual experiments because they consistently vocalized spontaneously and reliably compensated for sinusoidal frequency modulations (0.03 Hz modulation frequency, 3 kHz maximum frequency shift above RF).
Acoustic playback system and behavioral test setup.
Experiments were performed in an anechoic chamber (28°C, >50%
relative humidity) where echoes reflected from the walls were below the noise level of our recording system [i.e., <45 dB sound pressure level (SPL)]. The electronic setup for the generation of the
frequency-shifted echo mimics followed a design described previously
(Schuller et al., 1974 , 1975 ), modified by custom-built hardware and
software devices (Metzner et al., 2002 ). Briefly, calls were recorded
by a 0.25 inch ultrasonic microphone and amplifier (Brüel & Kjær, Nærum, Denmark) positioned 15 cm in front of the bat's
nostrils, electronically delayed by 4 msec (custom-built delay line),
heterodyned (model DS335 function generators, accuracy, >0.01 Hz at 80 kHz; Stanford Research Systems, Sunnyvale, CA), high- and subsequently low-passed (99 kHz each; digital two-channel filter, model SR650; rolloff, 115 dB/octave; Stanford Research Systems), and then played back via a power amplifier (model 7500; Krohn-Hite, Avon, MA) and an
ultrasonic condenser-type loudspeaker (Panasonic Inc., Secaucus, NJ). The transfer function of the loudspeaker allowed delivery of pure tone pulses of up to 122 dB SPL measured at the position of the bats' pinnae and ±5 kHz around the bats' RFs, which
ranged from 76.2 to 80.1 kHz. Within this frequency range of 71-85
kHz, the playback system (including loudspeaker) had a frequency
response of ±3 dB and harmonic distortion for pure tone signals of
<60 dB SPL. Calibration of the playback system was performed with a
0.25 inch ultrasonic microphone and power amplifier (Brüel & Kjær) using commercial signal analysis software (Signal; Engineering
Design, Belmont, MA). The frequency and amplitude of the bats' calls
were extracted from a custom-built frequency-to-voltage and AC-DC
converter, respectively. The accuracy for determining call frequency
and amplitude was ±24 Hz and ±3 dB, respectively. Call frequency,
call amplitude, and time course and amount of induced frequency shift
in the echo mimic were continuously monitored and recorded on videotape
using a recording adapter (3000A; Vetter, Rebersburg, PA;
sample rate, 40 kHz/channel). Subsequent analysis was performed with
Signal and commercially available statistics software (SigmaStat and
SigmaPlot, Jandel Scientific, San Rafael, CA). Statistical comparisons
between subsets of data were performed using either Student's
t test or more commonly the Kruskal-Wallis one-way ANOVA on ranks.
The behavioral parameters measured were the animal's RF and its DSC
response to echo mimics that were sinusoidally frequency-shifted above
the bat's RF. If the playback frequency is slowly increased and then
decreased in a sinusoidal manner, horseshoe bats will slowly lower and
then raise their call frequency in a similarly sinusoidal manner. The
rate at which playback frequency is raised and lowered is defined as
the modulation frequency (Schuller et al., 1975 ). The maximum
frequency shift presented was usually 2 or 3 kHz, and the modulation
frequency was typically 0.1 Hz, although some bats performed better at
different modulation frequencies. To facilitate comparisons between
bats (or the same bat) tested at different modulation frequencies and
for summarizing a bat's performance over many cycles, the timing of
the call frequency data can be converted from absolute time (see Fig.
1a) to the phase of echo frequency modulation (see Fig.
1b). Curve fits can then be applied to describe the mean of
the bat's performance over several cycles (see Fig. 1b,
solid line), and the accompanying SE of the estimate
provides an indication of how well the bat followed the stimulus
protocol. Because DSC is known to be highly asymmetrical, being
strongly biased toward responding to echo frequencies shifted above RF,
stimulus protocols were designed to be similarly asymmetrical.
Intensity levels of the artificial echoes were attenuated by 10-30 dB
relative to the intensity of the bat's calls. In addition, we also
visually inspected the bats for any effects on movements of the ears or
nose leaf.
In 3 of the 14 animals, we also tested the effects of the drugs on
compensation behavior to natural Doppler-shifted echoes in bats that
were swung on a pendulum against a large echo target (Gaioni et al.,
1990 ). For this purpose, the bats are placed in a body mold made from
soft foam and attached to the base of the pendulum immediately after
the end of drug injections and the injection pipettes had been
retracted from the brain. Because the effects of GABAergic drugs
(muscimol and bicuculline) lasted for at least 15 min, we could test
>30 swings for each drug. The shorter-lasting effects of glutamatergic
drugs (AMPA and CNQX), however, allowed only testing up to 10 swings
before DSC and RF recovered to preinjection levels. The pendulum was
suspended from the ceiling and had a length of 2.0 m. It swung
through an arc of 80° (~2.6 m). The minimum distance between bat
and floor was 20 cm, which was reached at the midpoint of the swing. A
large plywood target (225 × 125 cm) was placed 10-15 cm beyond
the most forward point of the swing of the pendulum. The ceiling as
well as either side of the path along which the pendulum swings was lined with sound-absorbing material to reduce echoes returning from the
sides. The bat's calls were monitored by a 0.25 inch ultrasonic
microphone (Brüel & Kjær) that was attached to the pendulum 7 cm
above the bat's head and pointed toward it so that the reflection of
echoes from the microphone were minimized. The calls were amplified and
analyzed as describe above.
Initial training sessions of the bats consisted of 30 min sessions
repeated daily for up to 1 week, during which the animals were
accustomed to the playback setup, including being restrained in the
foam holder. We presented food rewards (mealworms) for consistent DSC
behavior. At the beginning and end of each session, bats were exposed
to real Doppler-shifted echoes by swinging them for ~2 min each on
the pendulum.
During the actual experiments, acquisition of vocalization data
included their frequency, duration, intensity, and repetition rate.
Surgery and stereotaxic approaches followed those outlined previously
(Schuller et al., 1986 ; Metzner, 1993 , 1996 ). The bats were allowed to
recover from surgery for 1-3 d before beginning the experiment, during
which the bats were fully awake to vocalize spontaneously.
Iontophoresis and pharmacological agents tested.
Iontophoresing electrodes were triple-barrel glass micropipettes with
tips broken to inner tip diameters of <10 µm. Electrodes were
variously filled with different transmitter agonists and antagonists,
respectively. This allowed us to affect the same cell cluster with both
agonists and antagonists during the same penetration. Actions caused by the different drugs injected from one multibarrel pipette into the same
brain area served as a control for one another. GABAergic drugs tested
were GABA, 3-hydroxy- 5-aminomethylisoxazole (muscimol hydrobromide),
and bicuculline methiodide. Glutamatergic drugs tested were
L-glutamate, AMPA, 6-cyano-7-nitroquinoxaline-2,3-dione (CNQX), NMDA, (±)-3- (2-carboxypiperazin-4-yl)propanephosphonic acid
(CPP), and DL-2-amino-5-phosphonovaleric acid (AP-5). All drugs were obtained from Sigma (St. Louis, MO).
Concentrations for all agonists and antagonists were 10 mM
(natural transmitters, 100 mM) in 165 mM NaCl.
For GABAergic drugs, pH 3.2 and 100-400 nA positive current for
injection and negative to prevent leakage; for glutamatergic drugs, pH
8.3, negative current for injection, positive to prevent leakage.
Despite these rather large amounts of current used for injections, we
found that effects were limited to less than ±200 µm of the
injection site (see Mapping of bicuculline effects).
The pipettes were placed stereotaxically (see above) before drug
injections. They remained in place for the duration of the iontophoresis and also for the recovery period (while applying backing
current) when we intended to inject the same drug again or to inject a
different drug from one of the two other barrels of the same
triple-barrel pipette at the identical site as a control. Pipettes did
not remain in the brain but were retracted at the end of the daily
experimental sessions and also when we tested the bat's DSC
performance for real Doppler-shifted echoes on the pendulum immediately
after drug injection while the drug was still effective (see above).
To unequivocally verify the site of our drug injections, in 10 of the
14 bats used here, we either made a very small permanent electric
lesion with an electrode at the conclusion of the experiment (Metzner,
1993 ) or injected biotinylated muscimol and visualized the label
histochemically (see Fig. 2; for details on biotinylation procedure,
see below). Comparison of the actual location of a lesion or injection
site with the stereotaxically predicted position revealed an accuracy
of approximately ±100 µm. Other injection sites could be
reconstructed with reference to the histologically verified site using
the stereotaxic coordinates of the corresponding penetrations.
Histochemical visualization of muscimol. Before
biotinylation of muscimol (MUS), a positive charge was added by
incubating MUS with bromoacetic acid. Subsequent biotinylation with
biotin (long-arm) hydrazide (Vector Laboratories,
Burlingame, CA) enables iontophoresis of the biotinylation product. By
comparing the action of biotinylated MUS with that of unbiotinylated
MUS at the same injection sites, we found that the physiological
activity of biotinylated MUS did not differ from that of its
unbiotinylated form. Individual neurons presumably affected by MUS were
labeled, probably because of receptor internalization. Labeling was
similar to that obtained with biotinylated ibotenic acid or
neurobiotin and biocytin.
In the first step of the biotinylation procedure, a positive charge was
added to MUS, allowing us to inject it using iontophoresis. Three
solutions (A-C) were prepared. For solution A, to a 10 mM equivalent of MUS hydrobromide (Research Biochemicals, Natick, MA),
bromoacetic acid (Sigma) was added at a 1:1 molar ratio. Substances were dissolved in acetonitrile (Sigma) for
anhydrous conditions and incubated for ~30 min at 4°C protected
from light. For solution B, biotin (long-arm) hydrazide (Vector
Laboratories) was dissolved in dimethylsulfoxide to a
concentration of 50 mg/ml. For solution C,
1-(3-dimethylaminopropyl)-3-ethyl carbodiimide-HCl was dissolved in 165 mM NaCl to a concentration of 100 mg/ml. Then we added 40 µl of solution B to 100 µl of solution C/1 ml of solution A. We
incubated at 4°C protected from light for 3-4 hr (<20 hr).
Note that the maximum concentration of MUS was limited to ~20
mM. Above this concentration, the biotin (long-arm)
hydrazide polymerized when added at the corresponding molar equivalent.
Biotinylated MUS was injected using positive current (custom-built
injection design; +9V DC) with electrode resistances of 5-30 M
(glass micropipettes with tapered tips; diameter, 5-8 µm) for 1-5
min. Negative current was used for backing.
Animals were allowed to survive between 3 and 10 hr after the
injections. They were then killed (overdose of pentobarbital, 1 ml/kg)
and perfused transcardially with saline followed by a solution of 4%
paraformaldehyde in 0.1 M phosphate buffer, pH 7.4. Brains
were extracted, transferred into 0.1 M phosphate buffer (0.1 M PO4 buffer, pH 7. 4), and
stored at 4°C overnight.
Brain sections were processed according to a protocol described
previously (Metzner, 1996 ; Metzner and Juranek, 1997 ). The following
solutions were used: PBS (0.02 M PO4
buffer, pH 7. 2-7.4, and 0.9% NaCl), 0.1% Triton X-100 in PBS
(PBS-T), and 0.1 M Tris buffer (TB), pH 7.2. Brains were
cut on a cryostat (immersed in embedding medium; Tissue-Tek;
Miles, Elkhart, IN) at 50 µm thickness and transferred
into PBS. They were then "prebleached" by soaking them for 10 min
in 0.5% H2O2 in PBS to
inhibit red blood cell staining in connection with the subsequent
peroxidase reaction (see below).
Using a Vectastain ABC Elite kit (Vector Laboratories), an
ABC solution was prepared (four drops of A plus four drops of for 10 ml
of PBS-T) and stored for 30 min. After prebleaching, sections were
washed three times for 10 min in PBS and incubated in the ABC solution
in small covered dishes at 4°C between 4 and 24 hr. Sections were
then washed three times for 10 min in PBS and once for 10 min in cold
TB (4°C) and then processed by the 3,3'-diaminobenzidine tetrahydrochloride (DAB) procedure. They were presoaked in a solution of 50 ml of cold TB, to which 0.4 ml of an 8% nickel ammonium sulfate
solution (final concentration, 0.064%) and 50 mg of DAB (final
concentration, 0.1%; Sigma) had been added. After 15 min, 30 µl of 3% H2O2 was
added to this solution (final concentration, 0.0018%), and the
sections were incubated for 10-15 min, depending on the strength of
the background label. Sections were then washed at least three times
for 10 min in cold TB, mounted on subbed slides, counterstained with
neutral red, and analyzed light microscopically. The nomenclature
of brain structures followed that described for the rat brain (Swanson,
1992 ; Paxinos and Watson, 1998 ).
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Results |
As a reference for any effects that drug injections could have on
DSC behavior, an example of a normal DSC response to frequency-shifted playback signals is given in Figure
1a. On-line recordings of the
bat's calls (Fig. 1a, VOC) were sinusoidally
shifted in frequency above RF (Fig. 1a,
Df) before being played back after a short delay (4 msec) mimicking Doppler-shifted echoes. These echo mimics were
therefore constantly changed in frequency (open-loop condition). Continuous tracking of these frequency shifts caused the bat to adjust
its call frequencies accordingly and thus minimize the frequency shifts
in the playback signal. When the echo mimics were delivered at
frequencies above RF, the bat lowered its call frequency, and when the
playback frequency fell below RF, the bat increased its call frequency
toward RF (Fig. 1a,b, bottom trace, filled
circles). This DSC behavior caused the frequency of the echo
mimics to remain within a narrow range of only a few hundred hertz
around RF.

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Figure 1.
DSC response to artificially
frequency-shifted echo mimics. a, The bat's calls
(VOC Frequency, bottom trace) were
recorded in real time, electronically sinusoidally modulated in
frequency (Playback Df, top trace) above
the bat's RF (dashed horizontal lines), and played back
to the bat with a 4 msec delay. As a result, the bat sinusoidally
modulated its call frequency below RF. In the bottom
trace, each symbol represents the maximum
frequency detected within one call. Symbols in the
top trace indicate the corresponding value of the
frequency shift presented at that time. All frequencies are given
relative to the bat's median RF (77.41 kHz). Maximum frequency shift
of playbacks, 3.2 kHz; modulation frequency, 0.1 Hz. Total number of
calls analyzed, n = 344. b, Same
data as in a, bottom trace, but plotted
relative to the phase of each of the four sinusoidal frequency
modulations of the Playback Df (a,
top trace). The black curve represents
the nonlinear curve fit through the data.
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When injecting various GABA and glutamate agonists and antagonists into
the brainstem tegmentum ventral to the inferior colliculus, we found
that these drugs affected RF and DSC only within the lateral portions
of PB and the immediately adjacent tegmentum. As described below in
detail, depending on the drugs injected, we could raise or lower RF and
reduce or even completely block DSC. We repeatedly injected these
agents into PB in a total of 14 bats (up to 45 injections in an
individual bat over a period of up to 6 weeks) and all experiments
yielded consistent results. In the following, we present average data
from those four bats in which we could test the effects of both
GABAergic and glutamatergic drugs on RF and DSC in the same bats and at
the same locations (see Figs. 3a,d, 5a,d,
box plots, Tables 1, 2).
In addition, we show representative
examples of averaged traces of DSC performance from one individual bat
(RF28) (see Figs. 3b,c, 5b,c).
In 10 of the 14 animals used in our study, we were able to
histologically verify the area where iontophoresis of various
transmitter agonists and antagonists had the strongest effects on RF
and DSC by either injecting biotinylated muscimol or setting small
electrolytic lesions at the termination of the experiments. All sites
were located within the lateral PB (Fig.
2a; total of five cases) or at
<200 µm distance within the midbrain tegmentum immediately adjacent
to PB (Fig. 2b; total of five cases) as defined in
Nissl-stained material. From systematically mapping the area (for
details, see below, Figs. 7, 8), we estimate the area in which we could
affect RF and DSC behavior to cover ~700 µm rostrocaudally, 600 µm dorsoventrally, and 300 µm mediolaterally. In the following, we
will refer to the lateral portions of the parabrachial nuclei and the
immediately adjacent tegmentum as PB.

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Figure 2.
Schematic overviews (a, c)
and histograph (b; Nissl stain) of frontal sections
through the brainstem showing histological verifications of a muscimol
injection site localized within PB (a) and one at
a distance of <200 µm within the immediately adjacent tegmentum
(c). Biotinylated muscimol was injected for 5 min
in each case (injection currents, 100 nA) and subsequently visualized
histochemically. The injection center is denoted by an
asterisk. VII, Auditory nerve;
AQ, cerebral aqueduct; CER, cerebellum;
CN, cochlear nucleus; CUN, cuneiform
nucleus; DNLL, dorsal nucleus of the lateral lemniscus;
INLL, intermediate nucleus of the lateral lemniscus;
VNLL, ventral nucleus of the lateral lemniscus;
IC, inferior colliculus; SCP, superior
cerebellar peduncle.
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Effects of GABAergic drugs
Typical effects of the GABAA agonist MUS and
antagonist bicuculline methiodide (BMI) on the bat's RF and DSC
behavior are shown in Figure 3 and Table
1. Unilateral injection of MUS into PB caused RF to drop significantly
(Fig. 3a). Although the preinjection RF was maintained at a
fairly stable value, usually varying less than ±100 Hz around its
median, values for RF after MUS injection became less stable and showed
a fivefold increase in SD, varying over a total range of >3 kHz (Fig.
3a, Table 1a). Despite this increased range of
call frequencies emitted at rest, virtually no calls were produced
above or even at the original, preinjection RF (Fig. 3a).
Bilateral MUS injections caused RF to decrease even further on average
by >1 kHz below the preinjection value (data not shown). Conversely,
unilateral iontophoresis of BMI significantly increased RF above the
preinjection value. RF also became less stable, varying by up to 2.12 kHz (Fig. 3a, Table 1). Nevertheless, very few calls (28 of
a total of 1335 calls) were produced at frequencies at or below the
preinjection RF. Typically, the effects of MUS or BMI began 10-30 sec
after injection onset. All effects were reversible within 2 hr for MUS
and 20 min for BMI after the iontophoresis current had been turned off.
On several occasions (>10), we repeated injections of BMI while
leaving the injection pipette in place and the current reversed to
prevent leakage of the drug during the recovery period. (We chose BMI
over MUS because of the faster recovery to BMI injections.) The
subsequent injections always yielded results that were virtually
identical, and three such subsequent BMI injections are incorporated in
the data set used in Figure 3a.

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Figure 3.
Effects of GABAA agonist MUS and
antagonist BMI on RF (a) and DSC (b,
c). a, Unilateral iontophoresis of MUS and BMI
and resulting changes of RF compared with control condition (i.e., RF
before injections). Data represent the average of four bats; three
injections of each of the drugs per bat. Bottom and
top ends of boxes indicate the 25th and
75th percentiles, respectively, with a solid horizontal
line at the median. Error bars indicate the 10th and 90th
percentiles, and dots indicate the outliers. All data
are normalized relative to the preinjection RF (see Table 1). The
differences between all three groups were statistically significant;
p < 0.001. b, MUS effects on DSC
(filled circles; black line
represents curve fit; SE, 0.434). A representative example from one bat
is shown. Same convention as in Figure 1b. In addition,
the bat's normal DSC immediately before MUS application is given
(open circles; gray line indicates curve
fit; SE, 0.183). Total number of calls analyzed, n = 235 before injection and 280 for MUS injection. RF, 77.41 ± 0.131 kHz. Maximum frequency shift in playback, 2.2 kHz.
c, Effects of BMI on DSC. Same bat and site as in
b. n = 253 calls for control and 406 for BMI (5 cycles each). Preinjection curve fit (gray
curve, open circles) SE, 0.183; BMI
(black curve, closed circles) SE, 0.099. Maximum frequency shift in playback, 2.2 kHz. d, Average
compensation depth for four bats (same bats as in a; 5 compensation cycles for each bat, 3 injections per bat) plotted
relative to median RF. The differences between all groups were
statistically significant; p < 0.001. Also see
Table 1.
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During DSC behavior elicited by the same frequency shifts in the played
back echo mimics as in the control condition, injection of MUS caused
the bat to lower its call frequencies by an amount greater than before
MUS injection; i.e., the "compensation depth" increased (Fig.
3b,d, Table 1). The animals even "overcompensated"; i.e., they lowered their call frequency by an amount that was on
average 34% greater than the frequency shift presented in the playback
signal (Table 1). MUS thus increased the overall range of call
frequencies emitted almost 1.7-fold (3.25 vs 1.93 kHz) (Table 1). DSC
behavior became overall also more erratic (Fig. 3b).
Iontophoresis of the natural transmitter GABA had effects that were
virtually identical to those of MUS (n = 3 bats, 10 injections). BMI injections, on the other hand, prevented the bat from
lowering its call frequencies below RF; hence DSC behavior appeared to
be virtually eliminated (Fig. 3c,d). The mean call frequency
emitted after BMI injections rose almost 200 Hz above RF (Table 1).
To examine whether the bats failed to show DSC behavior after drug
injections merely because these agents affected the motivational state
of the animal, thus masking DSC, we also tested the compensation behavior after drug injection while the bat was swinging on a pendulum
against a large background target (Gaioni et al., 1990 ). (Note that the
injection pipettes had been retracted, and the animal had been removed
from the experimental setup used to test for artificially
frequency-shifted echo mimics; for details, see Materials and Methods.)
The exposure to naturally Doppler-shifted echoes normally elicited
consistent calling behavior and DSC in even the least cooperative bats.
We found in all three animals tested in this manner that MUS and BMI
injections into PB and subsequent exposure to real Doppler-shifted
echoes during pendulum swings resulted in changes in call frequency
that were virtually identical to those seen after drug injections in
the same bats responding to artificially frequency-shifted playback
signals in the experimental setup (Fig. 3); MUS lowered call
frequencies well below normal levels and caused an increase in the
compensation depth, whereas BMI increased call frequencies above RF,
virtually abolishing DSC.
A detailed spectral analysis of the bats' calls showed that, much like
during natural DSC, the typical spectral composition of the bats'
calls remained unchanged; i.e., the entire calls were
frequency-shifted, and frequency compensation did not occur during
emission of an individual call but instead only from call to call
(Schnitzler, 1968 ). This is illustrated in Figure
4. A typical horseshoe bat call is
depicted in Figure 4a. It usually begins with a brief upward
frequency modulation, followed by the characteristic long
constant-frequency component, and terminates with a short downward
frequency-modulated portion (Schnitzler, 1968 ; Neuweiler et al., 1987 ).
Injection of MUS (Fig. 4b) or BMI (Fig.
4c) into PB did not alter this pattern. The only significant change elicited by these agents was the overall shift of the call toward higher or lower frequencies causing the constant-frequency component to fall below RF (for MUS) (Fig. 4b) or above RF
(for BMI) (Fig. 4c). It is worth mentioning, however, that
BMI could indeed dramatically modify the spectral composition of the
calls when injected into a quite different area, which is presumably homologous to the principal sensory nucleus of the trigeminus (see
below; Fig. 9).

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Figure 4.
Effects of MUS and BMI on the spectral composition
of echolocation calls. Top trace, Envelope;
middle trace: sonogram (sample rate, 250 kHz; time
resolution, 2 msec; frequency resolution, 244 Hz); bottom
trace, spectrum (sample rate, 250 kHz; frequency resolution,
7.63 Hz). Asterisks in spectra of
b and c reflect the playback signal
(which had been strongly attenuated during this recording to minimize
artifacts in the spectral analysis). a, Typical
echolocation call of greater horseshoe bats emitted at RF and recorded
before drug injection. b, MUS shifted the entire call
below preinjection frequency levels, leaving the spectral composition
within the normal range of variability. c, BMI increased
the entire spectrum above preinjection RF. No significant change of the
spectral composition was found.
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In summary, these results so far indicate that within PB,
GABAA-type synaptic transmission lowered call
frequencies emitted at rest and during DSC. Blockage of this type of
synaptic connection by BMI eliminated the ability of the bat to lower
its call frequency, thus also abolishing DSC. Such an inhibitory
control mechanism had been proposed previously on the basis of
physiological and anatomical evidence obtained in the paralemniscal
tegmentum (Metzner, 1989 , 1993 , 1996 ). A purely inhibitory feedback
mechanism controlling DSC is also consistent with results from all
previous behavioral studies (Schnitzler, 1968 ; Schuller et al., 1974 ,
1975 ; Schuller and Pollak, 1979 ; Tian and Schnitzler, 1997 ). Recently,
however, we had reassessed the effects of auditory feedback from
various echo frequencies on the control of call frequencies emitted
during DSC (Metzner et al., 2002 ). Revising our original hypothesis
(Metzner, 1989 , 1993 ), the new behavioral results suggested that
inhibitory as well as excitatory feedback control call frequencies;
lower call frequencies should be caused not only by an increased amount of inhibition, as seen in the pharmacological results presented in
Figure 3, but also by a reduced amount of excitation (Metzner et al.,
2002 ). This prompted us to also test the effects of glutamatergic agonists and antagonists on RF and DSC behavior at the same sites where
we had previously tested MUS and BMI.
Effects of glutamatergic drugs
Indeed, we found that L-glutamate increased RF and
virtually blocked any DSC response to frequency-shifted echo mimics. A more detailed analysis showed that the AMPA receptor subtype was involved; whereas NMDA and its antagonists CPP and AP-5 did not significantly alter RF or DSC (n = 2 bats, four
experiments per bat per drug), AMPA and its antagonist CNQX did (Fig.
5, Table 2).

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Figure 5.
Effects of glutamate agonist AMPA and antagonist
CNQX on RF (a) and DSC (b-d).
Same convention as in Figure 3. a, Unilateral
iontophoresis of AMPA and CNQX and resulting changes of RF compared
with control condition. Average of four bats, three injections per bat
(same bats as in Fig. 3a,d). The differences between all
three groups were statistically significant; p < 0.001. b, AMPA effects on DSC (filled
circles; black line represents curve fit; SE,
0.395). Representative example from same animal and injection site as
in Figure 3, b and c. In addition, the
bat's normal DSC immediately before AMPA application is given
(open circles; gray line indicates curve
fit; SE, 0.185). n = 257 for preinjection and 432 for AMPA injection. Median preinjection RF, 77.41 ± 0.131 kHz;
maximum frequency shift in playback, 2.2 kHz. c, Effects
of CNQX on DSC. Same bat and site as in b and Figure 3,
b and c. n = 362 calls for control and 373 for CNQX (5 cycles each). For curve fit to
preinjection DSC (gray curve, open
circles), SE, 0.188; for CNQX (black curve,
closed circles), SE, 0.545. Maximum frequency shift in
playback, 2.2 kHz. d, Average compensation depth for
four bats (3 injections per bat; same bats as in a; 5 compensation cycles for each bat) plotted relative to the bats'
average median RF. The differences between all groups were
statistically significant; p < 0.001. Also see
Table 2.
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At the same sites where MUS and BMI had affected call
frequencies, unilateral injection of AMPA resulted in a small but
significant rise of RF by an average of 273 Hz above the preinjection
value (Fig. 5, Table 2). CNQX, on the other hand, significantly lowered RF by on average >270 Hz and a maximum of >3.4 kHz (Fig. 5, Table 2).
Both agents also rendered the postinjection RF less stable (see larger
SD and minimum and maximum values in Table 2, Effects on RF). Typical
latencies for the effects of AMPA or CNQX were <5 sec after injection
onset. All effects were reversible within 10 min after injections had stopped.
During DSC behavior, injection of AMPA dramatically reduced the
DSC response and maintained call frequencies closer to RF than normal
(Fig. 5d, Table 2). The overall range over which call
frequencies varied during AMPA iontophoresis lessened to 0.7 times the
normal range (1.57 vs 2.31 kHz) (Table 2), and the maximum compensation
depth shrank to less than one-fifth of its normal value (18 vs 79%)
(Table 2). Injection of CNQX, on the other hand, lowered the call
frequencies during DSC by an average of >300 Hz below normal levels
(Fig. 5c,d, Table 2). In addition, the range of call
frequencies increased by one-third (3.08 vs 2.31 kHz) (Table 2), and
DSC behavior became less consistent (Fig. 5c).
When testing the bat's DSC on a swinging pendulum after injections of
AMPA or CNQX into PB, we found results that were consistent with those
described above for responses to electronically frequency-shifted playback signals; AMPA caused call frequencies to remain closer to or
even above RF and almost completely abolished DSC, whereas CNQX
decreased vocalization frequencies below normal compensation levels
(data not shown).
Hence, at the behavioral level, the effects of the glutamatergic
agonist AMPA qualitatively resembled those seen in response to the
GABAergic antagonist BMI. Conversely, the glutamatergic antagonist CNQX
had effects analogous to those of the GABAergic agonist MUS; both AMPA
and BMI increased RF, whereas CNQX and MUS lowered it (Figs. 3, 5). In
addition, similar to MUS and BMI, AMPA and CNQX effects were fully
reversible and only shifted the frequency of the constant-frequency
component without altering the overall spectral composition of the
echolocation calls.
Effects of simultaneous application of bicuculline and CNQX
The results presented so far indicate that within PB, the control
of call frequencies is mediated by both
GABAA-type inhibitory and AMPA-type excitatory
synaptic transmission. To further analyze this antagonistic control
mechanism, we monitored how RF and DSC were affected by simultaneously
applying the two antagonists, BMI and CNQX. We found that the effects
of the combined antagonist application on RF as well as DSC were
additive (Fig. 6): Initial injection of
BMI, for example, resulted in the usual rise of RF (Fig. 6a;
also see Fig. 3a). When CNQX was added, RF did not remain at
the elevated level but, instead, returned to an intermediate level
close to the original RF (Fig. 6a), also significantly
increasing the variability of call frequencies. Similarly, when CNQX
was injected first, and BMI was added at a later point, the initial lowering of RF caused by CNQX was abolished by additional injection of
BMI, and call frequencies were emitted around the original RF, again
with much larger variability than before any of the injections of only
one antagonist (Fig. 6a). During DSC behavior, initial CNQX
injection prevented the bat from raising its call frequencies in the
characteristic manner (Fig. 6b; also see Fig. 5c). Additional injection of BMI abolished DSC entirely, and
call frequencies were generated around the original RF, however, with a
large variability (Fig. 6b,c). Conversely, initial BMI
injection caused the rise in call frequency and virtually completely
blocked DSC, as already depicted in Figure 3c. Additional
injection of CNQX antagonized the BMI effect, and call frequencies were
produced around the original value for RF, which was virtually
identical to the outcome of the reversed injection sequence as
described above (Fig. 6b,c).

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Figure 6.
Combined effects of BMI and CNQX. Representative
data are from one animal (same animal as in Figs. 3b,c,
5b,c). a, Average effects on RF. BMI
alone (median, 312 Hz above original RF; also see Fig.
3a), CNQX alone (median, 296 Hz below original RF; also
see Fig. 5a), and simultaneous injection of BMI and CNQX
(median, 170 Hz below original RF) are shown. All data were collected
during the same penetration and for the same injection site. The
temporal sequence of antagonist injections (first BMI and then addition
of CNQX or vice versa) made no significant difference on the
postinjection RF. The statistical difference between the four groups
was significant; p < 0.001. b,
Effects on DSC. Injections of BMI alone (open triangles;
also see Fig. 3c), CNQX alone (open
squares; also see Fig. 5c), and BMI during
ongoing CNQX injection (closed diamonds) are shown.
Reversing the temporal sequence of antagonist applications, i.e.,
adding CNQX during ongoing BMI injection, eliminated the initial BMI
effect (Fig. 3c) and resulted in similar blockage of DSC
as shown here for CNQX and BMI (BMI + CNQX). For CNQX alone, n = 124 calls (4 cycles); for CNQX and BMI, n = 170 calls (4 cycles). c, Average compensation depth plotted
relative to the bat's average median RF for CNQX alone (median, 938 Hz
below original RF), BMI alone (median, 620 Hz above original RF), and
BMI during ongoing CNQX injection (median, 4 Hz above original RF). The
differences between all groups were statistically significant;
p < 0.001.
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Mapping of bicuculline effects
Histological verification of individual injection sites where
these drugs yielded significant effects on call frequency showed that
the injection centers were located within the lateral portions of the
parabrachial nucleus and up to 200 µm within the adjacent tegmentum
(Fig. 2). We also knew that wherever, for instance, BMI was effective,
its agonist MUS and also the glutamatergic agents AMPA and CNQX were as
well (Fig. 6). How localized were these effective sites, however? For
this purpose, we quantified the rise in RF caused by BMI injections
into different areas of the brainstem tegmentum beneath the inferior
colliculus and medial to the nuclei of the lateral lemniscus extending
from the paralemniscal tegmentum at its rostral end to areas caudal to
the parabrachial nuclei (Fig.
7a, box). We chose
to analyze the changes in RF because they were always accompanied by
changes in DSC (Figs. 3, 5, Tables 1, 2) but required less time for
data collection, thus allowing for a larger sample size. (DSC analysis
involved averaging over several DSC cycles, each lasting 10 sec, whereas RF changes could be reliably quantified with call
sequences of 30 sec.) In addition, changes in RF were significantly
less variable and could be quantified more easily than changes in DSC
(Figs. 3, 5). Finally, we focused on the effects of BMI, because it
caused RF increases, which fluctuated less than the decreases in RF
caused by MUS or CNQX (Figs. 3a, 5a) but was not
toxic like AMPA, which also caused rises in RF.

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Figure 7.
Reconstruction of the location of PB
(gray) in a side view of the horseshoe bat brain
(a) and histograms of frontal sections through
the paralemniscal tegmentum (b) and PB
(c). Numbers in a
indicate the positions of sections shown in Figure
8a1-a6.
Histograms shown in b and
c correspond to sections 1 and 3, respectively. The box
in a represents the total area covered by the BMI
mapping study shown in Figure 8. The box in
b corresponds approximately to the area covered in
Figure 8a1. The box in
c depicts the relative position of PB within the area
covered in Figure 8a3 but being similar also in
Figure 8, a2, a4, and
a5. VIII, Auditory nerve;
Cer, cerebellum; CN, cochlear nucleus;
CUN, cuneiform nucleus; IC, inferior
colliculus; NLL, nuclei of the lateral lemniscus;
PAG, periaqueductal gray; PL,
paralemniscal tegmentum; SCP, superior cerebellar
peduncle.
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We found that subsequent injections of BMI at a rostrocaudal or
mediolateral distance of only 200 µm could cause significantly different effects when limiting the injection time to 60 sec. Hence we
used a series of 60-sec-long BMI injections to systematically map their
effects within an area covering ~1750 µm rostrocaudally, 800 µm
mediolaterally, and 1100 µm dorsoventrally around PB in steps of 250 µm. We ensured that call frequencies had returned to normal, which
typically took >20 min, before testing BMI effects at subsequent
sites. We then reconstructed the injection sites in three dimensions
based on histological verification of biotinylated MUS (Fig. 2) or
electrolytic lesions as a reference using our stereotaxic approach. In
two bats, we were able to survey completely the area outlined above,
with similar patterns emerging. The resulting data points
(n = 172 total injections) were pooled to produce a
representative three-dimensional illustration (Figs. 7,
8) of the distribution of the most
effective injection sites within this region of the brainstem.
For eight other bats, a most sensitive injection site was also
determined, although without a similarly rigorous survey of the more
distantly surrounding brain areas, and the stereotaxically
reconstructed injection sites for these bats are also included in
Figure 8 (white stars) for comparison.

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Figure 8.
Mapping of call frequency changes during BMI
iontophoresis into the midbrain and hindbrain tegmentum as indicated in
Figure 7a. The scale for the amount of call frequency
shifts relative to the preinjection RF is indicated at the
top. The weighted average of neighboring data points was
computed using the inverse distance method (sampling proportion, 0.3;
single exponent; SigmaPlot). White dots represent the
reconstructed locations of 172 injection sites in two bats for whom
closely overlapping regions of the midbrain were investigated in
similar detail. The asterisks in
a3 and b2 correspond to
the injection site verified in Figure 2a; the
crosses in a4 and
b1 correspond to the site verified in Figure
2b. a, Consecutive frontal sections from
rostral (a1) to caudal
(a6) as indicated in Figure 7a.
The rostrocaudal boundaries of each section are given relative to the
position of the most anterior penetration (Fig. 7a,
plane 1). The depth is relative to the surface of the
brain. Relevant anatomical landmarks are outlined in
black. Note that sections a1 and
a6 cover 500 and 450 µm, respectively, whereas
a2-a5 each cover only
200 µm. b, Horizontal sections from dorsal
(b1) to ventral (b3). The
caudal position was normalized to the position of the most anterior
penetration. Same convention as in a. White
stars localize the most effective stimulation sites found for
eight other bats in which a detailed anatomical reconstruction of
injections sites was performed. IC, Inferior colliculus;
NLL, nuclei of the lateral lemniscus; PL,
paralemniscal tegmentum; PSV, principle sensory nucleus
of the trigeminal; SCP, superior cerebellar
peduncle.
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BMI injections did not yield any effects on the bat's call frequency
in the anterior and central portions of the paralemniscal tegmentum
(Figs. 7a,b, 8a1,b). This is
consistent with findings from a previous study (Pillat and Schuller,
1998 ), in which neither electrolytic lesions nor injections of kainic
acid into these tegmental areas affected the bat's call frequency. BMI
did, however, increase call frequencies when injected in more caudal
tegmental regions, which correspond to the lateral portions of PB
(Figs. 7a,c,
8a2-a5,b) and the
immediately adjacent tegmentum (Fig. 2b). Our mapping study
indicated that the area affected by BMI was fairly restricted. It
expanded in an anteroposterior direction from a ventromedially located
area at a depth between ~3200 and 3400 µm to a region that was
~600 µm more dorsal, 300 µm more lateral, and 700 µm more
caudal (Fig. 8a2-a5,b). Because of
the heterogeneous organization of this tegmental region, including the
PB itself, consisting of numerous nuclei and subnuclei (Swanson, 1992 ;
Paxinos and Watson, 1998 ), it was difficult to unequivocally align the
pharmacologically identified areas shown in Figure 8 with distinct
anatomical boundaries. When reconstructing the location of
histologically verified individual injection sites, such as those given
in Figure 2, we found that the areas affected by BMI mostly overlapped
with dorsal and ventral aspects of the lateral portion of PB and the
immediately adjacent tegmentum, as we had suspected previously from the
histological verification of various injection sites. Because the
detailed architecture of the PB is not known in any bat, we refrain
from homologizing these areas with particular subnuclei known in PB of
other mammals.
Effects of bicuculline on spectral composition of calls
Injections of GABAergic and glutamatergic agents into PB caused a
shift in the dominant constant-frequency component of the bat's calls
emitted at rest or during DSC but left the overall spectral composition
of the calls unaffected (Fig. 4). This reflects call frequency changes
observed during natural DSC behavior; horseshoe bats compensate for a
Doppler-shifted echo signal only in the subsequent call and do not
adjust their call frequency while emitting an individual call
(Schnitzler, 1968 ).
Interestingly, however, we were able to also significantly
alter the frequency composition of calls by injecting BMI into a site
located ~500 µm caudal and 200 µm ventral to the most caudal portions of PB depicted in Figures 7 and 8. Although the following results are preliminary, we believe the stark contrast to the effects
that the same drug had in PB highlights the behavioral specificity of
the effects observed in PB.
When we injected BMI into an area caudoventral to PB using the same
concentration and iontophoretic settings that we had used within PB
(often even with the same micropipette), we found dramatic effects on
virtually all call parameters, including their envelope and temporal
and spectral composition (13 injections in a total of three bats). BMI
injections also caused calls to be produced at rather irregular
intervals. Histological verification of the site of small electrolytic
lesions set at the conclusion of the experiments and reconstruction of
the stereotaxic coordinates indicate that this area is located within
the trigeminal nucleus, probably corresponding to its principal sensory
nucleus. A few examples of such altered calls are given in Figure
9. In general, BMI caused calls to be
produced in distinct pairs of two, normally consisting of a longer
first and a shorter second call (Fig. 9a,b). The time
interval between calls belonging to one pair was always clearly
significantly shorter (always <10 msec) than between subsequent doublets (>20 msec). Within one doublet, the first call usually still
resembled the typical spectral composition of a horseshoe bat call
(Fig. 4), although the initial upward frequency modulation often was
prolonged and the spectrum was significantly shifted below RF. In one
instance, calls were even emitted at audible frequencies at ~7 kHz.
(Note that, in contrast, BMI injections into PB caused call frequencies
to rise) (Fig. 3.) The second call consisted of a downward frequency
modulation usually covering an up to 15 kHz broader range than normally
(compare Figs. 4, 9a,c). It was often preceded by a brief
upward sweep (Fig. 9a,c), which in some cases even bridged
the gap between the two calls of a doublet (Fig. 9c). These
changes in call structure were quite variable even within a single call
sequence lasting for tens of seconds. When playing back
frequency-shifted echo mimics, we did not observe any DSC response.
Even when the bat was swung on a pendulum, it failed to compensate for
frequency-shifted echoes. In addition to the effects on call structure,
BMI also caused a marked twitching of the horseshoe-shaped nose leaf,
mostly contralaterally to the injection side. We did not observe any
systematic effects on ear movements. All effects occurred with a
latency of up to 20 sec after the onset of drug iontophoresis and were
reversible, with normal calling behavior resuming ~20 min after the
end of the injection. Injections of MUS, on the other hand, did not
yield any obvious deleterious effects on calling behavior or nose leaf movements, and, except for frequency, the structure of the calls produced were indistinguishable from normal calls.

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Figure 9.
Preliminary results demonstrating the effects of
BMI iontophoresis into the trigeminal nucleus, probably its principal
sensory nucleus, on the spectral composition of three pairs of
echolocation calls (a-c). This area was located ~500
µm caudal and 200 µm ventral to the PB injection site depicted in
Figure 2a. Same convention as in Figure 4. Note the
appearance of double calls and dramatic changes in spectral contour.
See Figure 4 for example of a typical call under control conditions.
See Results for details.
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Effects of GABAergic and glutamatergic drugs on call intensity
We also tested whether the call frequency changes that we observed
in response to drug injections into PB were correlated with changes in
call intensity. For this purpose, we plotted the same call frequency
data obtained during the experiments depicted in Figures 3,
b and c, and 5, b and c,
against the absolute call intensity (Fig.
10). Whereas the median frequencies for
the different drug injections were significantly different from one
another (also see Figs. 3d, 5d), the associated
call intensities were not. The analysis of additional call parameters,
such as duration and repetition rate, is currently under way, and the
results will be presented elsewhere.

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Figure 10.
Effects of GABAergic (MUS and BMI) and
glutamatergic (AMPA and CNQX) drugs on call frequency
(y-axis) and call intensity
(x-axis) produced during DSC. Same data as in Figures 3,
b (MUS) and c
(BMI), and 5, b
(AMPA, Control), and
c (CNQX). Whereas the differences
in the call frequencies between all groups were statistically
significant (p < 0.001; also see Figs.
3d, 5d), the differences in call
intensities were not. The choice of the control group (i.e., controls
in Figs. 3b,c, 5b,c) did not affect this
result.
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Discussion |
The results presented here provide novel evidence for a neural
substrate and potential mechanisms for auditory feedback control of
call frequencies in echolocating horseshoe bats and potentially mammals
in general. We found that within PB, creating a large inhibitory effect
by injecting MUS or inhibiting excitation with CNQX both lowered call
frequencies emitted at rest and during DSC. Conversely, generating a
large excitation with AMPA or blocking inhibition with BMI resulted in
increasing call frequencies. This suggests that a base level of
activity in PB was necessary to produce normal RF. When the activity in
this region was, for instance, enhanced, either by blocking inhibition
with BMI or generating excitation with AMPA, RF increased above its
normal values, and during DSC, the response to increased playback
frequencies was dramatically suppressed or even completely abolished.
When the activity was reduced, by either generating inhibition with MUS or blocking excitation with CNQX, RF was lowered, and during DSC, average call frequencies remained below normal values throughout the
compensation cycle.
PB is a highly heterogeneous brainstem structure consisting, in the
rat, of at least six subnuclei (Swanson, 1992 ; Paxinos and Watson,
1998 ). Its anatomical connectivity and neurophysiological properties
are equally intricate. PB has been shown in various mammals to provide
direct afferents to the nucleus retroambiguus (Gerrits and Holstege,
1996 ; Holstege et al., 1997 ; Vanderhorst et al., 2000 ), which in turn
projects to the motor nucleus of vocalization control, the nucleus
ambiguus (Holstege, 1989 ; Zhang et al., 1992 , 1995 ). A major source of
afferent input to PB appears to be the solitary tract nucleus (Herbert
et al., 1990 ; Ezure et al., 1998 ). Neurophysiological investigations of
PB in cat and monkey revealed that its neuronal activity correlated
with numerous aspects related to breathing and vocalization behavior (Larson and Kistler, 1986 ; Kirzinger and Jürgens, 1991 ; Larson, 1991 ; Farley et al., 1992 ; Larson et al., 1994 ). Glutamate and electrical microstimulation of the ventrolateral PB in rat (i.e., the
Koelliker-Fuse subnucleus) changed the respiratory rhythm (Chamberlin
and Saper, 1994 ). These studies therefore suggest that the role of PB
in the control of vocalization might be quite complex, involving a
convergence of various sensory and premotor commands, such as from
respiratory, vocalization-related, acoustic, and somatosensory brain
areas (Farley et al., 1992 ). In general, however, PB has been
considered to play a merely indirect role in vocalization control by
participating mainly in the coordination of vocal onset with
respiration (Jürgens, 2002 ). Yet in all mammals studied,
including humans, the final motor control of call frequency is
ultimately independent of respiratory control or even other vocalization-related parameters, such as call duration and repetition rate (Schuller and Suga, 1976 ; Rübsamen and Schuller, 1981 ;
Schuller and Rübsamen, 1981 ; Schweizer et al., 1981 ; Yajima and
Hayashi, 1983 ; Rübsamen and Betz, 1986 ; Rübsamen and
Schweizer, 1986 ; Larson et al., 1987 ).
How then do our results tie into the current picture of PB? The effects
that GABAergic and glutamatergic drug injections into the horseshoe
bat's PB had on the control of call frequencies seemed to us to be too
specific to merely be a byproduct of respiratory control. Nevertheless,
it has been suggested that in monkey and humans, producing higher call
frequencies requires larger expiratory forces than calling at lower
frequencies (Titze, 1989 ; Hausler, 2000 ). Larger forces of expiration
result in a larger subglottic pressure, which indeed has been found to
correlate with both higher call intensity and frequency in the larynx
of various mammals (Fattu and Suthers, 1981 ; Titze, 1989 ; Lancaster et
al., 1995 ; Hausler, 2000 ). However, our drug injections into PB did not
yield any significant changes in call intensity, which is the
vocalization parameter most strongly affected by respiration. In
addition, PB has generally been implicated in participating in
controlling the rate of respiration and, to a lesser extent, the
expiratory (or inspiratory) force (Chamberlin and Saper, 1994 ;
Jürgens, 2002 ). We concluded therefore that the call frequency
changes that we observed during our drug injections into PB directly
affected the neural circuitry involved in frequency control and were
not effects of indirect respiratory control. The extremely
heterogeneous organization of PB, the complex spectral composition of
the vocalizations uttered by most experimental animals used in previous
studies on PB function, and the focus of most studies on topics other than vocalization control could have easily concealed the effects described here.
The PB therefore appears to be part of a complex midbrain network that
controls various vocal motor patterns in mammals in general. This
network potentially includes several midbrain structures, such as the
superior colliculus, the periaqueductal gray, and areas laterally and
ventrally adjacent to the periaqueductal gray (Suga et al., 1973 ;
Jürgens and Pratt, 1979 ; Larson and Kistler, 1986 ; Rübsamen
and Betz, 1986 ; Thoms and Jürgens, 1987 ; Schuller and
Radtke-Schuller, 1990 ; Kirzinger and Jürgens, 1991 ; Larson, 1991 ;
Jürgens and Lu, 1993 ; Gerrits and Holstege, 1996 ; Schuller et
al., 1997 ; Jürgens, 1998 , 2000 , 2002 ; Behrend and Schuller, 2000 ). This midbrain network can function independently from
higher-order structures of vocalization control, such as the cingulate
cortex (Movchan and Burikova, 1982 ; Movchan, 1984 ; Gaioni et al., 1990 ; Riquimaroux et al., 1992 ), and lesions at the level of the midbrain dramatically affect sound production in various mammals (Movchan, 1980 ;
Movchan and Burikova, 1982 ; Kirzinger and Jürgens, 1985 ; Schuller, 1986 ; Konstantinov et al., 1988 ; Jürgens, 1998 , 2002 ). Previously, often-neglected studies in horseshoe bats suggested that
after bilateral ablation of the deep layers of the inferior colliculus
and ventrally adjacent portions of the tegmentum including PB, call
frequencies emitted at rest and during DSC became less stable and
eliminated DSC behavior or even "inverted" the response; instead of
decreasing its vocalization frequency in response to increasing echo
frequencies, the bat's vocalization frequency increased on average 1 kHz above RF (Movchan, 1984 ; Konstantinov et al., 1988 ). Similarly, DSC
behavior in horseshoe bats could be reversibly suppressed by
electrically stimulating an area ventral to the inferior colliculus
(Schuller, 1986 ). In none of these previous studies, however, was the
localization of the lesion or stimulation sites sufficiently accurate
to decide decisively which brain structures were essential for the
control of vocalization behavior. More recently, it has been shown that
the DSC response could be diminished by lesions of the nucleus of the
central acoustic tract (Kobler et al., 1987 ; Behrend and Schuller,
2000 ); previously described as the anterolateral periolivary nucleus).
In addition to relaying auditory information relevant for DSC to areas
outside the classical auditory pathway, such as the pretectal area and superior colliculus, the central acoustic tract probably represents a
sensory pathway that affects other behaviors as well (Behrend and
Schuller, 2000 ). Finally, our own previous neurophysiological and
anatomical investigations suggested that the paralemniscal tegmentum
could be involved in auditory feedback control of call frequencies
(Metzner, 1989 , 1993 , 1996 ), yet electrolytic and pharmacological
lesions did not support direct involvement (Schuller et al., 1997 ;
Pillat and Schuller, 1998 ). Similarly, we observed no changes in DSC or
RF when injecting GABAergic and glutamatergic drugs into the
paralemniscal tegmentum. Therefore, although there are reliable
indications that the tegmental region is functionally associated with
some aspects of vocalization and echolocation (Schuller et al., 1997 ;
Pillat and Schuller, 1998 ), its normal functioning does not appear to
be critical to DSC or the control over RF.
Because both the auditory system (Pollak and Casseday, 1989 ; Popper and
Fay, 1992 , 1995 ; Webster et al., 1992 ) and the vocalization system
(Suga et al., 1973 ; Rübsamen and Schuller, 1981 ; Schuller and
Rübsamen, 1981 ; Schweizer et al., 1981 ; Yajima and Hayashi, 1983 ;
Rübsamen and Betz, 1986 ; Rübsamen and Schweizer, 1986 ; Gooler and O'Neill, 1987 ; Yajima and Larson, 1993 ; Jürgens,
1998 , 2002 ) are separately built on common structural and functional elements in all mammals studied so far, DSC behavior is likely to share
basic aspects with audio-vocal feedback control of vocal pitch in
other mammals (Janik and Slater, 1997 ), including the involuntary
response to "pitch-shifted feedback" in humans (Elman, 1981 ;
Burnett et al., 1998 ; Houde and Jordan, 1998 ; Donath et al., 2002 ).
Whereas auditory feedback does not seem to affect vocalizations in
various adult nonhuman primates and in adult cats (Talmage-Riggs et
al., 1972 ; Winter et al., 1973 ; Romand and Ehret, 1984 ; Shipley et al.,
1988 ; Janik and Slater, 1997 ; Jürgens, 1998 ), it is essential in
bats (Griffin, 1986 ; Boughman, 1998 ). Thus, DSC in horseshoe bats can
provide a valuable animal model for dissecting the neural basis for
auditory feedback control of mammalian vocalization and possibly
vertebrates in general (Bass et al., 1997 ; Janik and Slater, 1997 ;
Wild, 1997a ,b ; Burnett et al., 1998 ; Houde and Jordan, 1998 ;
Jürgens, 1998 ; Donath et al., 2002 ). Specifically, DSC behavior
in horseshoe bats has provided us with a broader appreciation for the
functional significance of a prominent structure in the mammalian
brainstem, the PB, which appears to be essential for something as
crucial as the control of call frequencies by altered auditory feedback
in echolocating horseshoe bats.
 |
FOOTNOTES |
Received Sept. 25, 2002; revised Nov. 20, 2002; accepted Dec. 2, 2002.
This work was supported by National Institutes of Health Grants DC02538
(W.M.) and DC00397 (M.S.), a grant from The Whitaker Foundation (W.M.),
National Natural Science Foundation of China Grant 30025007 (S.Z.), and
a visiting scholarship from the Chinese Academy of Sciences (W.M.). We
thank Dr. M. Konishi, Dr. P. Narins, and Dr. R. Krahe for discussion
and comments, Dr. K. Beeman for designing and tailoring most of the
software and hardware used to simulate Doppler shifts, and Dr. Y. T. Yan for technical assistance. We are particularly grateful to the
Chinese Forestry Department for issuing the export permits.
Correspondence should be addressed to Walter Metzner, Department of
Physiological Science, University of California, Los Angeles, Box
951606, Los Angeles, CA 90095-1606. E-mail: metzner{at}ucla.edu.
 |
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