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The Journal of Neuroscience, March 1, 2003, 23(5):1832
Perinatal Neurosteroid Levels Influence GABAergic Interneuron
Localization in Adult Rat Prefrontal Cortex
A. Chistina
Grobin,
Erin J.
Heenan,
Jeffrey A.
Lieberman, and
A. Leslie
Morrow
Departments of Psychiatry and Pharmacology, and Bowles Center for
Alcohol Studies, University of North Carolina at Chapel Hill, Chapel
Hill, North Carolina 27599-7178
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ABSTRACT |
Neurosteroids are a class of steroids synthesized de
novo in the brain, several of which are potent modulators of
GABAA receptor function. In developing brain
GABAA receptor, stimulation plays a trophic role. Cortical
levels of the GABAergic neurosteroid 3 -hydroxy-5 -pregnan-20-one
(3 ,5 -THP) vary dramatically across development; during the second
week of life, elevated levels of 3 ,5 -THP are associated with
decreased GABAA receptor function. To determine whether
alteration of endogenous 3 ,5 -THP levels during development alters
GABAergic interneurons in prefrontal cortex (PFC) at maturity, rat pups
were exposed to 3 ,5 -THP (10 mg/kg) on postnatal day 1 (P1), P2, and P5. On P80, frontal cortex tissue was assayed for
GABAergic cell localization (parvalbumin and calbindin
immunoreactivity), agonist-dependent [3H]
dizocilpine (MK-801) binding to NMDA receptors in cortical homogenates,
muscimol-mediated 36Cl influx into
synaptoneurosomes, and 3 ,5 -THP levels. The localization of
parvalbumin-labeled cells was markedly altered; the ratio of cell
number in the deep layers (V-VI) versus superficial layers (I-III) of
adult PFC increased twofold in animals exposed to 3 ,5 -THP on P1
or P5. Relative microtubule-associated protein-2 and calbindin immunoreactivity were not altered by perinatal 3 ,5 -THP
administration. Agonist-dependent [3H]MK-801
binding was decreased in PFC but not parietal cortex homogenates,
whereas muscimol-mediated 36Cl influx
and 3 ,5 -THP levels were unchanged in frontal cortex of adult
males exposed to 3 ,5 -THP on P5. These data are consistent with a
change in the distribution of a subset of interneurons in response to
neurosteroid exposure and suggest that GABAergic neurosteroids are
critical for normal development of GABAergic systems in the PFC.
Key words:
allopregnanolone; calbindin; parvalbumin; schizophrenia; cortical development; stress
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Introduction |
GABA is the principle inhibitory
neurotransmitter in the adult mammalian CNS. However, early in
development, GABAA receptor-mediated signaling is
excitatory; GABA functions as a chemoattractant, serves as a
neurotrophic factor (Lauder et al., 1998 ), and facilitates neurite
outgrowth through GABAA receptor mechanisms
(Barbin et al., 1993 ; Ben-Ari et al., 1997 ; Behar et al., 1998 ).
Exposure to GABAA receptor modulators such as
benzodiazepines may alter the course of neuronal development, resulting
in enhanced seizure susceptibility (Bitran et al., 1991b ) and
sex-specific behavioral deficits at maturity (Frieder et al., 1984 ;
Kellogg et al., 1991 ). The progesterone metabolite
3 -hydroxy,5 -pregnan-20-one (3 ,5 -THP; allopregnanolone) is
one of the most potent known endogenous modulators of
GABAA receptor function (Majewska et al., 1986 ;
Morrow et al., 1987 ). 3 ,5 -THP potentiates
GABAA receptor function in assays of channel
kinetics, Cl flux, and GABA-dependent
behavior (Majewska et al., 1986 ; Bitran et al., 1991a ; Twyman and
Macdonald, 1992 ). The enzymes necessary to manufacture 3 ,5 -THP
de novo are present in the brain (Baulieu, 1981 ); however,
normal operating levels of cortical 3 ,5 -THP are likely maintained
via a combination of brain-derived synthesis and metabolism of
peripherally derived precursors, the regulation of which is only now
being understood (Mellon and Griffin, 2002 ). 3 ,5 -THP levels vary
widely across both development (Kellogg and Frye, 1999 ) and the estrous
cycle (Concas et al., 1999 ), and they increase with stress (Purdy et
al., 1991 ). Because 3 ,5 -THP administration is anxiolytic (Bitran
et al., 1991a ), it has the potential to participate in a negative
feedback loop or act as an endogenous coping mechanism. Accordingly,
increased brain levels of allopregnanolone provide feedback on
peripheral measures of stress such as cortisol and CRF production
(Owens et al., 1992 ) and regulate CNS stress responses such as dopamine
metabolism (Grobin et al., 1992 ; Motzo et al., 1996 ).
Potential functional and structural significance of these hormonal
variations includes suppression of GABAA
receptor-mediated Cl influx (Grobin and
Morrow, 2001 ) and changes in GABAA receptor density and subunit expression (Concas et al., 1999 ; Grobin and Morrow,
2000 ). Moreover, withdrawal from progesterone metabolites results in
functional and structural changes in GABAA
receptors (Smith et al., 1998a ,b ). Interestingly, maternal exposure to
stress or ethanol during pregnancy (both known to elevate endogenous neurosteroid levels) (Purdy et al., 1991 ; VanDoren et al., 2000 ) results in behavioral deficits in adult offspring such as decreased ultrasonic vocalizations and decreased prepulse inhibition (Gruen et
al., 1995 ; Zimmerberg and McDonald, 1996 ; Ellenbroek and Cools, 2000 ).
Recent studies suggest GABAergic neuroactive steroids may control
aspects of neuronal development in vitro. Under certain conditions, 3 ,5 -THP inhibits neurite extension (Brinton, 1994 ), and chronically high 3 ,5 -THP levels cause cell death through a
Ca2+-sensitive GABAA
receptor mechanism (Xu et al., 2000 ). However, in the absence of GABA,
neurite extension can be reinitiated by application of 3 ,5 -THP
(Maric et al., 2001 ).
The cortical GABAergic system plays a crucial role in refining
and focusing signal processing in the mammalian cerebral cortex; localization of different types of interneurons relative to one another
and to principal cells influences cortical function. However, molecular
and chemical determinants of cortical interneuron cell placement during
development are not well understood. Unlike pyramidal cells that follow
an inside-out development pattern, GABAergic interneurons migrate
tangentially from the thalamus (Marin and Rubenstein, 2001 ). They
display a distinctive protracted developmental pattern from embryonic
day 16 (E16) to postnatal day 10 (P10) at both the neuron and synapse
levels (Micheva and Beaulieu, 1997 ) and thus may be preferentially vulnerable.
GABAergic neurotransmission is a potential site of considerable
developmental regulation, yet very little is known about the role of
endogenous effectors at GABAA receptors. The
current studies were performed to determine whether developmentally
altered neurosteroid levels influence the development of GABAergic
interneurons in the prefrontal cortex (PFC). After administering
pharmacologically relevant doses of 3 ,5 -THP to neonatal rats,
they were allowed to survive to maturity. The effects of
perinatal 3 ,5 -THP administration on PFC GABAergic interneuron
localization were determined. The functional sequelae were explored by
determination of frontal cortical [3H]
dizocilpine (MK-801) binding, GABAA
receptor-mediated
[36Cl ]
uptake, and endogenous 3 ,5 -THP levels.
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Materials and Methods |
Animals. All animals were obtained, housed, and
killed in accordance with approved Institutional Animal Care and
Use Committee protocols. Timed pregnant females (Sprague Dawley
rats) were obtained from Charles River (Raleigh, NC),
singly housed, and allowed food and water ad libitum. They
were closely watched, and on the day of birth (designated day 0),
mothers were removed from the cage and litters were culled to eight
pups, two per treatment group (vehicle, P1, P2, and P5). Neonatal
3 ,5 -THP levels are at their nadir during the first week (Fig.
1); therefore, the first week of life was
chosen for the exogenous administration of 3 ,5 -THP to optimally
model the effects of neurosteroid fluctuation on GABAergic interneuron
development as concentrations that could be observed after severe
stress (Purdy et al., 1991 ). Pups received 3 ,5 -THP (10 mg/kg,
in-phase), 3 ,21-dihydroxy-5 -pregnane-20-one [tetrahydrodeoxycorticosterone (THDOC); 8 mg/kg, in-phase], or vehicle (20% -cyclodextrins). This dose of neurosteroid was chosen as the maximal dose possible without sedation. A similar dose (8 mg/kg)
in adult animals raises cortical 3 ,5 -THP levels to the range
observed with swim stress (Vallée et al., 2000 ). Pups were
immediately returned to their mother after injections, weaned, and
separated into male and female cages at 22 d of age. Because cortical GABA systems are slow to develop, particularly the most anterior parts of the cortex, and because many behaviors that are
stress-sensitive appear only after adolescent maturational events,
measures of GABAergic neurotransmission were examined in adult tissue.
Therefore, animals were allowed to survive until 80 d of age
(P80).

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Figure 1.
Experimental design. In rat brain, cortical levels
of 3 ,5 -THP vary widely across development, showing a secondary
elevation during the second week of life (line graph).
To mimic potential consequences of a severe stress event, 3 ,5 -THP
was exogenously administered to rat pups on P1, P2, and P5 (long
arrows). Animals were allowed to survive to maturity (P80), at
which point brain tissue was collected for analysis (short
arrow).
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Tissue preparation. At maturity (P80), developmentally
treated and littermate control animals (n = 6-8) were
deeply anesthetized and transcardially perfused with 100 ml of warm
saline followed by 250 ml of 4% paraformaldehyde. Brains were removed
and postfixed for 4 hr in 4% paraformaldehyde and then blocked. Six
sets of sequential 40 µm sections from the anterior pole through the
genu of the corpus callosum were cut on a vibratome. For
[3H]MK-801 binding and neurosteroid
assays, animals were killed, the brain was removed, and regions of
interest were rapidly dissected and stored at 80°C until time of
assay. For chloride flux assays, the anterior third of cortical tissue
was dissected away, kept cold on ice, and used immediately.
Immunohistochemistry. To control for potential processing
bias, one set of free-floating sections from each condition was simultaneously processed for each antibody (Ab). Sections were rinsed
in PBS, and then incubated (1 hr) in blocking buffer containing 0.5%
detergent (Triton X-100) and 3% normal serum (goat or donkey, depending on the species of the secondary Ab). Sections were
exposed to primary antibody overnight at 4°C with gentle agitation.
Parvalbumin and calbindin were chosen for study because calcium-binding
proteins are frequently colocalized with GABA, and parvalbumin- and
calbindin-labeled cells together comprise a large portion of the
GABAergic population (DeFelipe, 1993 ). Microtubule associated protein-2
(MAP2) was used as a marker for dendritic processes. Primary antibodies
against calbindin (1:1000), parvalbumin (1:2000), and MAP2 (1:500) were obtained from Sigma (St. Louis, MO) and used at
empirically determined dilutions. After primary antibody exposure,
sections were rinsed in PBS, incubated with biotinylated IgG (secondary
Ab) for 1 hr, washed again, and exposed to ABC solution (Elite Kit;
Vector Laboratories, Burlingame, CA) for 1 hr. Finally, sections were
washed in PBS and reacted with diaminobenzidine plus hydrogen peroxide
to form a visible (brown) reaction product. After rinsing in PBS,
sections were mounted on adhesive slides, counterstained with cresyl
violet, dehydrated, and coverslipped. The specificity of the antibody was confirmed on adjacent sections by omitting incubation with the
primary antibody; no immunoreactivity was observed.
Areas of interest of equivalent anteroposterior coordinates between
vehicle- and neurosteroid-treated tissue were identified. Sections were
chosen for analysis if they contained the infralimbic portion of the
PFC; every sixth section 800 µm anterior of the genu of the corpus
callosum was systematically selected to control for sampling
consistency. The infralimbic portion of the PFC was defined as a band
900 µm wide extending from the pial surface laterally to white matter
200 µm dorsal of olfactory ventricle ependyma. Separate sets of
sections were analyzed for parvalbumin and calbindin immunoreactivity
under 200× magnification using an ocular grid (0.30 mm2); this area was examined for cell body
staining (four grid areas were sampled per animal, 7-10 animals per
group, for a total of 8-12 mm2 per
condition). Laminar assignments were defined using cytoarchitectural features revealed by counterstain according to the atlas of Swanson (1992) . To control for a possible change in total cell number and to obtain a gross measure of relative cell density, unbiased by potential differences in cortical thickness, data were expressed as
a ratio of deep to superficial cell placement. Immunoreactive cells in
layers I-III were counted as superficial expression; layers V and VI
were counted as deep. Laminar cell counts were expressed as a
percentage of total immunoreactive cells relative to intraexperimental
controls. A volume estimation of the sampling area was made by
multiplying the grid area (0.30 mm2) by
section thickness (0.04 mm). A separate set of sections was stained
with cresyl violet (Nissl) and counted independently using a 0.06 mm2 counting frame. All stained cells
wholly within the grid or touching the top or left edge were counted. A
fourth set of sections was analyzed for MAP2 immunoreactivity
using image analysis software (Micro Computer Imaging Device; Imaging
Research, St. Catherine, Ontario, Canada) to determine optical density
of staining for MAP2 in each grid area.
[3H]MK-801 binding.
Well-washed membranes were prepared from tissue homogenate of
prefrontal and parietal cortex of adult males using methods described
previously (Goodnough and Hawkinson, 1995 ) and stored at 80°C for
1-3 d. On the day of assay, pellet was resuspended in Tris-acetate (50 mM, 5 mM EDTA, pH 7.4) and
washed twice; and final pellet was resuspended to a final concentration of 0.5-1 mg protein/ml. Single-point
[3H]MK-801 (10 nM)
binding was performed in the presence of coactivators (10 µM glutamate, 10 µM
glycine, 50 µM
Mg2+). Nonspecific binding was determined
in the presence of 100 µM MK-801. Binding
reaction was terminated by rapid filtration after a 90 min incubation
period. Radioactivity on polyethyleneimine presoaked filters was
measured by liquid scintillation counting. Protein determinations were
made using the Lowry method, and data are expressed as maximal binding
in picomoles per milligram of protein.
Chloride ion influx assay. Synaptoneurosomes were prepared
as described previously (Morrow et al., 1987 ). The final pellet was
resuspended in 2.4 vol of ice-cold assay buffer for a final protein
concentration of ~5 mg/ml. The homogenate (200 µl) was aliquoted
per assay tube and preincubated at 30°C for 12 min. Muscimol-gated
Cl influx was initiated by addition of 0.2 µCi of
[36Cl ] in
the presence of various concentrations of muscimol (0.5-100 µM), and uptake was terminated after 5 sec by
addition of 4 ml of ice-cold assay buffer containing 100 µM picrotoxin. Basal chloride uptake was
measured in the absence of muscimol and subtracted from all tubes to
determine muscimol-gated chloride influx. Protein determinations were
made using the Lowry method. Data were expressed as net
[36Cl ]
uptake or potentiation in nanomoles per milligram of protein. Concentration-response curves obtained in
[36Cl ]
influx assays were evaluated using computerized nonlinear regression, and the resultant Emax and
EC50 values for each experiment were compared by ANOVA.
Neurosteroid assay. Cortical 3 ,5 -THP levels were
determined as described previously (Janis et al., 1998 ). Briefly,
cerebral cortex samples were spiked with
[3H]3 ,5 -THP, digested, and
extracted with ethyl acetate. Extracts were partially purified over a
silica column, dried, and redissolved in RIA buffer. A sheep polyclonal
antibody (1:1000; gift from CoCensys, Inc., Irvine, CA) raised against
3 ,5 -THP was used in the RIA. Samples were compared with known standards.
Data analysis. All data were analyzed using a commercially
available statistical program (Prism; Graph Pad, San Diego
CA), using ANOVA with post hoc analysis (Tukey's or
Student's t test) where appropriate.
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Results |
Cortical parvalbumin immunoreactivity is altered in adult animals
that were administered 3 ,5 -THP during the first week of postnatal
development. Perinatal 3 ,5 -THP administration on P1 and P5
decreases parvalbumin immunoreactivity in superficial layers of PFC
with a corresponding increase in parvalbumin immunoreactivity in the
deep layers (Fig. 2). The developmental
effects of neurosteroid administration were dependent on the postnatal
day of 3 ,5 -THP administration. Perinatal neurosteroid
administration on P2 did not result in altered
parvalbumin-immunoreactive cell localization in the adult. These
effects were observed in both male and female rats, with no significant
difference in parvalbumin immunoreactivity across gender; therefore,
data are collapsed.

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Figure 2.
Perinatal neurosteroid administration alters
parvalbumin-immunoreactive cell localization in prefrontal cortex.
A, top, Representative photomicrographs
of stained PFC from animals treated with vehicle or 3 ,5 -THP (10 mg/kg, i.p.) at P5. Cortical layers are labeled
(I-VI) right to
left, with white matter (WM)
oriented to the far left. Scale bar, ~100 µm.
B, bottom, A laminar analysis of the
effect of 3 ,5 -THP administration at different time points after
birth. Pups receiving 3 ,5 -THP on P1 and P5 developed into adults
with altered parvalbumin-immunoreactive cell localization, whereas
those administered 3 ,5 -THP on P2 did not. Data are mean ± SEM the percentage of total parvalbumin-labeled cells in cortical
layers I, II/III, V, and VI from bilateral coronal 40 µM
sections of infralimbic PFC. ANOVA, p = 0.009 Dunnett's post hoc analysis; *p < 0.001; n = 7-10 per group. VEH,
Vehicle.
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To determine whether there is an overall difference in the total number
of parvalbumin-immunoreactive cells in PFC, the number of
parvalbumin-immunoreactive cells (regardless of layer assignment) was divided by a volume estimation of the total sampling area (in
cubic millimeters). Total parvalbumin-immunoreactive or
Nissl-stained cell densities in PFC are not different across groups
(Table 1). However, the relative
placement of parvalbumin-immunoreactive cells within the PFC is altered
with neonatal 3 ,5 -THP administration. The ratio of deep (V and
VI) to superficial layer (I-III) parvalbumin-immunoreactive cell number
increases from 2.41 ± 0.26 in vehicle-exposed animals to
5.27 ± 0.8 and 5.72 ± 1.03 in P1 and P5
3 ,5 -THP-exposed animals, respectively (p < 0.01; overall ANOVA, p = 0.0086). Animals that received 3 ,5 -THP on P2 exhibit an intermediate deep/superficial parvalbumin expression ratio of 3.46 ± 0.6 (p > 0.05). Laminar analysis of parvalbumin
immunoreactivity shows that neonatal 3 ,5 -THP administration
results in a specific increase in labeling density in layer VI with a
concomitant decrease in layer II/III (Fig. 2). There is also a trend
for more parvalbumin immunoreactivity in the deeper portions of layer
V, relative to the superficial regions (data not shown). In two of
seven animals receiving 3 ,5 -THP on P5, parvalbumin-immunoreactive
cells are observed in the underlying white matter of the frontal cortex
(Fig. 3). The demonstration of altered
parvalbumin immunoreactivity in layers II/III and VI supports the
conclusion that GABAergic interneuron localization is altered, and that
data are not artifacts of cortical compression.
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Table 1.
Numerical densities (number of neurons per cubic
millimeter) of parvalbumin-immunoreactive and Nissl-stained cells in
PFC
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Figure 3.
Developmental neurosteroid insult elicits aberrant
parvalbumin-immunoreactive cell expression in white matter
(WM). Parvalbumin-immunoreactive cells are
present in white matter underlying the PFC (arrows) in
two of seven animals receiving 3 ,5 -THP (10 mg/kg) on P5. Cortical
layers are labeled (I-VI)
right to left with white matter oriented
to the far left. Scale bar, ~100 µm
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To determine the specificity of perinatal neurosteroid insult for
affecting GABAergic interneurons, additional markers were examined.
GABAergic interneurons in the cortex can be subdivided by differential
expression of calcium-binding proteins. Calbindin-expressing interneurons are distinct from parvalbumin-positive cells. MAP2 immunoreactivity identifies neuronal processes in general, including pyramidal cells in the cortex. Only certain populations of interneurons are affected by early postnatal 3 ,5 -THP administration; perinatal neurosteroid insult does not alter calbindin cell localization or MAP2
immunoreactivity density (Fig. 4). No
difference between groups in total number or laminar placement of
calbindin-immunoreactive cells is observed (ANOVA; p = 0.76). Densitometry does not reveal a shift in MAP2 immunoreactivity
between layers in PFC (ANOVA; p = 0.47). As with
parvalbumin immunoreactivity, no gender difference is observed in MAP2
or calbindin immunoreactivity.

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Figure 4.
Perinatal neurosteroid insult does not alter
calbindin or MAP2 immunoreactivity. GABAergic interneurons in the
cortex can be subdivided by differential expression of calcium-binding
proteins. A-D, P5 rat pups received vehicle
(A, B) or 10 mg/kg 3 ,5 -THP
(C, D) and were allowed to survive to
maturity. Fixed 40 µm sections through PFC and anterior cingulate
were processed for calbindin (A,
C) and MAP2 (B,
D) immunoreactivity. Cortical layers are labeled
(I-VI) right to
left, with white matter (WM) oriented to the
far left. Scale bar, ~100 µm. E, No
difference between groups in total number or laminar placement of
calbindin-immunoreactive cells was observed. F,
Densitometry did not reveal a shift in MAP2 immunoreactivity between
layers in PFC. VEH, Vehicle.
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To explore the functional significance of the observed alterations in
GABAergic interneuron cell localization in PFC, indices of
glutamatergic and GABAergic transmission were examined. Only male
tissue was used, because GABA and NMDA receptor function can vary with
stage of estrous in females (Wilson, 1992 ; Bi et al., 2001 ). Because
[3H]MK-801 binds to the activated state
of the NMDA receptor complex, it is used as a functional assay in
vitro (Foster and Wong, 1987 ). To assess the anatomical
specificity of an effect at a gross level, single-point binding was
performed on tissue from discrete regions of cortex (prefrontal and
parietal). Perinatal neurosteroid (3 ,5 -THP and THDOC) exposure
reduced agonist-dependent [3H]MK-801
binding (10 nM) in PFC from 2.2 ± 0.2 to 1.1 ± 0.2 (3 ,5 -THP) and 0.8 ± 0.2 (THDOC) pmol/mg
protein (Fig. 5). In contrast,
agonist-dependent [3H]MK-801 binding in
tissue from parietal cortex was not altered by perinatal neurosteroid
exposure.

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Figure 5.
Perinatal neurosteroid administration alters
agonist-dependent [3H]MK-801 binding to NMDA
receptors but not GABAA receptor-mediated
Cl uptake in adult PFC. A,
Top, [3H]MK-801 binding is reduced
in adult PFC of male rats after perinatal neurosteroid administration.
[3H]MK-801 (10 nM) binding was
determined in well washed membranes prepared from PFC and parietal
cortex (PAR) of adult male rats perinatally administered
vehicle, 3 ,5 -THP (10 mg/kg), or THDOC (8 mg/kg) on P5. Data are
means ± SEM. Overall, ANOVA, p = 0.0017;
*p < 0.05 compared with vehicle
(n = 4-5). B,
Bottom, GABAA receptor function of adult
frontal cortex tissue is not affected by perinatal neurosteroid
administration. Muscimol (0.5-100 µM) was added to
synaptoneurosomes prepared from anterior one-third of cortex from P80
male rats that had received 3 ,5 -THP (10 mg/kg) or vehicle on P5.
Data are means ± SEM (n = 5-6).
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To determine whether perinatal 3 ,5 -THP exposure alters GABAergic
neurotransmission, GABAA receptor-mediated
36Cl influx
was measured in synaptoneurosomes from adult frontal cortex of vehicle-
or 3 ,5 -THP-exposed animals. Previous studies have demonstrated
that GABAA receptor activity is sensitive to
developmental diazepam exposure (Kellogg, 1999 ). Perinatal
3 ,5 -THP administration did not alter the potency
(EC50) or maximal effect
(Emax) of GABA-mediated Cl uptake in adult male rats (Fig.
5).
GABAA receptor function could be desensitized
because of the presence of increased concentrations of GABA or
modulator. Therefore, to determine whether perinatal neurosteroid
exposure alters adult levels of endogenous modulator, cortical
3 ,5 -THP levels were measured in adult male rats that were
developmentally exposed to 3 ,5 -THP. Cortical 3 ,5 -THP levels
are not different between groups (Fig.
6).

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Figure 6.
Cortical 3 ,5 -THP levels are unchanged in
adult male rats treated perinatally with neurosteroid. Steroids were
extracted from anterior one-third of cortex from P80 males that had
received 3 ,5 -THP (10 mg/kg) or vehicle on P5; 3 ,5 -THP
levels were then determined using a RIA. Data are means ± SEM of
five to six determinations.
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Discussion |
The main finding of this study is a demonstration that developing
rat forebrain interneurons are sensitive to perturbation by neuroactive
steroids. The observed decrease in parvalbumin-immunoreactive cells in
adult PFC layer II/III, and concomitant increase in layer VI without an
overall change in parvalbumin-immunoreactive cell number, suggests a
change in the localization of a subset of interneurons in response to
neurosteroid. Alternatively, 3 ,5 -THP may be acting in
situ to change parvalbumin expression patterns (see below). A
shift in relative parvalbumin immunoreactivity toward increased expression in deep cortical layers and anomalous expression in the
underlying white matter is consistent with altered PFC development. Parvalbumin-immunoreactive cells are usually distributed across layers
in agranular cortex; PFC displays enhanced neuropil and cellular
immunolabeling in layer III (Uylings and van Eden, 1990 ). Presumably,
this pattern reflects the integrative role played by this class of
neurons in cortical circuitry. Altered localization of
parvalbumin-labeled GABAergic interneurons could result in altered
cortical connectivity and processing. The observed decrease in
[3H]MK-801 binding in PFC is consistent
with this possibility. Similar alterations in perinatal neurosteroid
levels in the brain could occur in response to severe stress (Purdy et
al., 1991 ; Vallée et al., 2000 ) and may be a relevant model for
the understanding of the role of stress-induced steroids on PFC neurodevelopment.
Because measurements of parvalbumin immunoreactivity are
relative, several steps were taken to reduce the possibility of
artifact in these analyses. First, parvalbumin expression levels are
expressed in both absolute and relative terms, thus controlling for
potential overall changes in cell density or number. Second, tissue was processed simultaneously; every experiment contained tissue from every
treatment condition, reducing the possibility of artifact. It is
possible that the change in parvalbumin staining is a selective change
in the proportion of neurons that express parvalbumin. However, the
lack of change in overall parvalbumin-immunoreactive cell number (Table
1) argues against such a scenario. Thus, the altered localization of
parvalbumin-immunoreactive cells in PFC likely reflects an altered
distribution of a distinct subset of cortical GABAergic interneurons.
The ability of an exogenously delivered increase in perinatal cortical
neurosteroid levels to affect a change in the distribution of a subset
of cortical interneurons suggests that normal fluctuations in cortical
neurosteroid levels may play a role in normal cortical maturation.
Clearly, GABA plays a role in normal neuronal development by regulating
proliferation in the developing neocortex (LaMantia, 1995 ). However,
less is known about how endogenous GABAA receptor modulators affect neuronal development. Recent data show that in the
absence of GABA synthesis, neurite outgrowth of cortical plate neurons
is attenuated, but can be reinitiated by exposure to 3 ,5 -THP
(Maric et al., 2001 ). Thus, there are neurosteroid-sensitive GABAA receptor pathways that could contribute to
normal cortical maturation. Recent studies of developing GABAergic
neurons show that neocortical interneurons originate in the ventricular
zone of the subpallium and migrate tangentially rather than radially through the telencephalon (Marin and Rubenstein, 2001 ). Expression of
homeobox genes has been identified as a key component of the lateral to
medial gradient of these tangential migratory pathways (Anderson et
al., 1997 ). However, mechanisms modulating laminar placement of
cortical GABA interneurons are not well documented. The genetic null
mutant rodents used to study tangential migration are generally
embryonic lethal; therefore postnatal development events are difficult
to study. It is possible that endogenous neurosteroids such as
3 ,5 -THP modulate the localization of a subset of cortical
interneurons during lamination. Alternatively, increases in cortical
3 ,5 -THP during perinatal development may result in a latent
vulnerability that is not expressed until the completion of other
maturational events. For example, perinatal exposure to other
GABAA modulators, such as diazepam, results in
apparently normal juvenile offspring that exhibit behavioral deficits
as adults (Kellogg, 1999 ).
Positive modulation of GABAA receptor function is
one potential mechanism by which 3 ,5 -THP could alter cortical
development. However, there are other possibilities not addressed by
these data. 3 ,5 -THP regulates steroid levels via the
hypothalamic-pituitary-adrenal axis (Owens et al., 1992 ), PFC
dopamine levels (Grobin et al., 1992 ), and GABAA
receptor structure (Sundstrom-Poromaa et al., 2002 ). Thus, stress axis
modulation or disruption of naturally occurring steroid levels could
influence cell migration and/or cell placement. Normal developmental
processes may rely on specific increases in neurosteroid levels as
signals. Because a peak in endogenous cortical 3 ,5 -THP levels
normally occurs at approximately P10-P15 (Grobin and Morrow, 2001 ),
the exogenous administration of 3 ,5 -THP on P1 or P5 may represent
an early signal that changes parvalbumin-labeled cell localization.
Ablation of the steroid level peaks previously observed late in
gestation or during the second week of life may help elucidate the
normal developmental role of neurosteroids in the frontal cortex.
Alternatively, neurosteroid-altered dopamine levels could influence
cortical development (Porter et al., 1999 ). More work is needed to
address these questions.
Altered location of a subpopulation of neurons
(parvalbumin-labeled interneurons) in PFC may affect the ability of PFC
to function properly. No change in GABAA
receptor-mediated Cl influx without a
change in parvalbumin-positive cell number is consistent with the idea
that connectivity or communication between classes of neurons, rather
than molecular structure, may be affected by perinatal neurosteroid
administration. The observation that altered GABAergic cell
localization is accompanied by a decrease in
[3H]MK-801 binding with no change in
GABA-mediated Cl uptake across the
entire PFC is consistent with altered cortical connectivity.
[3H]MK-801 binds to NMDA receptors found
on both pyramidal cells and GABAergic interneurons in PFC, and there
are many more interneurons than pyramidal cells; thus, decreased
[3H]MK-801 binding may reflect a
decrease in NMDA receptor density on GABAergic interneurons.
Alternatively, because MK-801 binds only to the activated state of NMDA
receptors, decreased [3H]MK-801 binding
may indicate depressed NMDA receptor-mediated function (Foster and
Wong, 1987 ). Either interpretation, combined with regional specificity
(no effect in parietal cortex), suggests a change in PFC circuits that
are considered important for executive information processing and
cognitive performance. Such a change is consistent with alterations in
cortical connectivity resulting from altered GABAergic cell
localization; however, because studies of MK-801 binding and
GABAA receptor-mediated
Cl uptake were performed in tissue taken
from the entire PFC, it is impossible to know whether these indices
reflect cellular function of all interneurons or only the subset of
displaced interneurons. Thus, it is likely that analysis of discrete
circuits in superficial versus deep layers of cortex will be required
to understand the functional sequelae of these alterations in GABAergic
interneuron localization.
The timing of neurosteroid exposure may be an important component
of the development of abnormal cortical morphology. Data presented
herein suggest that parvalbumin-immunoreactive neurons are sensitive to
neurosteroid perturbation during discrete time points. Animals exposed
at P2 were not affected to the same extent as animals exposed at P1 or
P5. This may reflect a lack of statistical power, and additional
studies with more subjects may demonstrate that similar changes are
found with animals exposed at P2. However, it is possible that
differential sensitivity to the effects of neurosteroids results from
the temporal characteristics of native neurosteroid levels. Normal
cortical 3 ,5 -THP levels at P2 decline after having peaked at E18
and before nadir at P6 (Grobin and Morrow, 2001 ). Because
GABAA receptor structure and function are altered
by withdrawal of high levels of 3 ,5 -THP (Smith et al., 1998b ), it
is possible that P2 is a uniquely insensitive time point because it is
situated between 3 ,5 -THP withdrawal and 3 ,5 -THP level
nadir. It is also possible that late-maturation events are key to the
expression of 3 ,5 -THP-induced alterations in cortical morphology.
In fact, parvalbumin immunoreactivity is not expressed in rodent brain
until the second week of life (Uylings and van Eden, 1990 ). Hence, the
combination of these factors may explain the apparent window of
vulnerability to perinatal neurosteroid administration.
These data are potentially relevant to stress-sensitive developmental
disorders such as schizophrenia. Prenatal stress is a predisposing
factor for the development of schizophrenia, and perinatal
3 ,5 -THP administration to rats is developmentally comparable with
third trimester stress-induced increases in neurosteroid levels on
human PFC neurodevelopment (Lewis, 2000 ). Abnormal development of
GABAergic interneurons is one hypothesized locus of schizophrenia etiopathophysiology (Benes, 2000 ). Various findings in schizophrenia postmortem studies suggest alterations of GABAergic circuitry in the
PFC, including reduction of neuropil (Ohnuma et al., 1999 ), decreased
GABA synthesis (Akbarian et al., 1995 ) with compensatory increased
GABAA receptor binding (Benes et al., 1992 ,
1996 ), deficits in layer III/IV parvalbumin-positive cell populations
(Lewis et al., 2001 ), and the presence of NADPH-diaphorase-positive
cells in white matter underlying the PFC (Akbarian et al., 1996 ). The shift in parvalbumin immunoreactivity from superficial to deep layers
of the PFC and the presence of parvalbumin-immunoreactive cells in the
underlying white matter in perinatally 3 ,5 -THP-treated rats are
remarkably similar to several findings in schizophrenia postmortem
studies described above. Thus, if GABAergic neurotransmission within
selected cortical regions is compromised in the brain of schizophrenic
patients, it is tempting to speculate that endogenous effectors of this
system (neurosteroids) are plausible candidate molecules in the
regulation of neurodevelopment leading to increased risk for schizophrenia.
These studies demonstrate that an endogenously produced GABAergic
neurosteroid has the capacity to alter the localization of a subset of
GABAergic interneurons when administered perinatally. The temporal
specificity of this effect and its limited expression to
parvalbumin-positive cells suggests that endogenous neurosteroids may
play a specific role in the developing frontal cortex. Decreased agonist-dependent [3H]MK-801 binding
suggests a functional alteration in cortical circuitry that could
explain behavioral effects observed after maturity. Moreover, these
data have important implications for the development of vulnerability
to multiple stress-sensitive diseases including depression, alcoholism,
and schizophrenia.
 |
FOOTNOTES |
Received Sept. 19, 2002; revised Nov. 26, 2002; accepted Dec. 16, 2002.
This work was supported by National Institute on Alcohol Abuse and
Alcoholism Grant AA10564 to A.L.M., the Mental Health and Neuroscience
Clinical Research Center Grant MH33127 to J.A.L., and the Foundation of
Hope (Raleigh, NC). We gratefully acknowledge Todd O'Buckley for
excellent technical assistance and Jean Lauder, Anthony LaMantia, and
Ariel Deutch for helpful discussions regarding manuscript preparation.
Correspondence should be addressed to A. Chistina Grobin, Department of
Psychiatry, CB 7160, University of North Carolina at Chapel Hill,
Chapel Hill, NC 27599-7178. E-mail: grobinac{at}med.unc.edu.
 |
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