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The Journal of Neuroscience, March 15, 2003, 23(6):2494
Respiratory Motor Recovery after Unilateral Spinal Cord Injury:
Eliminating Crossed Phrenic Activity Decreases Tidal Volume and
Increases Contralateral Respiratory Motor Output
Francis J.
Golder1,
David D.
Fuller3,
Paul W.
Davenport1,
Richard D.
Johnson1,
Paul J.
Reier2, and
Donald C.
Bolser1
1 Department of Physiological Sciences, College of
Veterinary Medicine, and 2 Department of Neuroscience,
College of Medicine, University of Florida, Gainesville, Florida 32610, and 3 Department of Comparative Biosciences, College of
Veterinary Medicine, University of Wisconsin, Madison Wisconsin 53706
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ABSTRACT |
By 2 months after unilateral cervical spinal cord injury (SCI),
respiratory motor output resumes in the previously quiescent phrenic
nerve. This activity is derived from bulbospinal pathways that cross
the spinal midline caudal to the lesion (crossed phrenic pathways). To
determine whether crossed phrenic pathways contribute to tidal volume
in spinally injured rats, spontaneous breathing was measured in
anesthetized C2 hemisected rats at 2 months after injury
with an intact ipsilateral phrenic nerve, or with ipsilateral phrenicotomy performed at the time of the SCI (i.e., crossed phrenic pathways rendered ineffective) (dual injury). Ipsilateral phrenicotomy did not alter the rapid shallow eupneic breathing pattern in
C2 injured rats. However, the ability to generate large
inspiratory volumes after either vagotomy or during augmented breaths
was impaired if crossed phrenic activity was abolished. We also
investigated whether compensatory plasticity in contralateral
motoneurons would be affected by eliminating crossed phrenic activity.
Thus, contralateral phrenic motor output was recorded in anesthetized,
vagotomized, and mechanically ventilated rats with dual injury during
chemoreceptor stimulation. Hypercapnia, hypoxia, and asphyxia increased
contralateral phrenic burst amplitude in the dual injury group more
than in rats with SCI alone. Dual injury rats also had elevated
baseline burst frequency. Together, these results demonstrate a
functional role of crossed phrenic activity after SCI. Moreover, by
preventing ipsilateral phrenic motor recovery in rats with unilateral
SCI, segmental and supraspinal changes could be induced in
contralateral respiratory motor output beyond that seen with SCI alone.
Key words:
breathing; hemisection; hypercapnia; hypoxia; plasticity; rats; ventilation
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Introduction |
The crossed phrenic phenomenon (CPP)
is a striking example of how existing, but normally ineffective, neural
pathways can be recruited to promote motor recovery after a unilateral
spinal cord injury (SCI). The CPP particularly applies to
C2 hemisection, which severs bulbospinal inputs
to ipsilateral phrenic motoneurons resulting in an electrically silent
phrenic nerve and diaphragm on the side of the lesion (Goshgarian,
1979 , 1981 ). Between 1 and 2 months after injury, some inspiratory
activity resumes in the affected phrenic nerve and diaphragm without
overt evidence for regeneration of the interrupted descending premotor
fibers (Nantwi et al., 1999 ; Golder et al., 2001a ). Goshgarian and
colleagues (1991) have shown that some bulbospinal phrenic pathways in
rats cross the spinal midline caudal to C2. It
thus has been proposed that these crossed pathways represent the
"anatomical substrate" for the CPP (Goshgarian et al., 1991 ) (see
Fig. 1).
Before the CPP is spontaneously expressed, ineffective crossed phrenic
pathways can be activated chemically or pharmacologically (e.g., by
hypercapnia or exogenous serotonin administration) (Goshgarian, 1979 ,
1981 ; Nantwi et al., 1996 ; Zhou and Goshgarian, 2000 ). As such, the CPP
represents an intriguing model of intrinsic motor recovery from SCI
that can be manipulated in onset and magnitude. Yet the functional
significance of the CPP to breathing remains unknown. To address this
issue, we compared rats with C2 hemisection alone
or C2 hemisection plus ipsilateral phrenicotomy
(i.e., preventing crossed phrenic-mediated ipsilateral motor output to
the diaphragm) (see Fig. 1). In this way, contribution of crossed
phrenic pathways to ventilation and the control of breathing could be
assessed. We hypothesized that crossed motor recovery in the
ipsilateral phrenic nerve contributes to tidal volume in spontaneously
breathing C2 injured rats.
After unilateral SCI, plasticity also is observed in contralateral
motoneuron pools. For example, spinally hemisected chicks regain
posture and locomotor skills via increased reliance on contralateral
motor activity (Muir et al., 1998 ), which also contributes to altered
locomotor patterns in rats with similar lesions (Webb and Muir, 2002 ).
Plasticity in contralateral respiratory motor output has been observed
recently in rats with C2 hemisection (Golder et
al., 2001a ). Specifically, the increase in phrenic motor output during
hypercapnia was diminished from the uninjured side. This effect
appeared to coincide with the onset of crossed phrenic activity. We
reasoned that if crossed phrenic pathways make a significant
contribution to respiratory motor control, then preventing CPP-related
activity may lead to additional compensatory plasticity being evoked
from contralateral phrenic motoneurons. Thus, we tested whether the
combination of C2 hemisection with ipsilateral
phrenicotomy would augment contralateral phrenic inspiratory motor
output at baseline and during chemical challenge.
Portions of these data have been published previously (Golder et al.,
2002 ).
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Materials and Methods |
Animals. Forty specific pathogen-free female rats
(Harlan Sprague Dawley, Indianapolis, IN) from colony
K63317 ranging in weight from 225 to 316 gm and of similar age were
used in this study. Animals were divided into normal (n = 6), C2 hemisection (n = 9),
C2 hemisection sham-operated (n = 6), unilateral phrenicotomy (n = 7),
C2 hemisection plus thoracotomy (i.e., sham for
phrenicotomy) (n = 6), and combined
C2 hemisection plus ipsilateral phrenicotomy (dual injury) (n = 8) groups. All animals were
evaluated at 2 months after injury. The initial experiment was designed
to assess the pattern of spontaneous breathing in anesthetized animals. In the second experiment, phrenic neurograms were recorded in the same
rats on the same experimental day. Animal husbandry and all procedures
were in compliance with the Institutional Animal Care and Use Committee
at the University of Florida.
Spinal cord hemisection. Rats were anesthetized with
medetomidine (75 µg/kg, i.m.) and isoflurane in oxygen. After
orotracheal intubation, anesthesia was maintained with isoflurane in
oxygen, and rats were ventilated mechanically. A laminectomy was made at the second cervical vertebral level exposing the second cervical spinal segment. A 1-mm-long left-sided hemisection was made in the
cranial segment of C2, and the section was
aspirated with a fine-tipped glass pipette. The dura and arachnoid were
closed with 10-0 suture. All animals were allowed to recover and
received atipamezole (0.1 mg/kg, i.v.) to antagonize the anesthetic
effects of medetomidine. Buprenorphine (50 µg/kg, i.v.) and carprofen (5 mg/kg, i.v.) were administered for postsurgical pain control. Analgesics were repeated as required over the next 2 d. The sham operation procedure was the same, but the spinal cord was left intact
after the meninges were incised and sutured.
Unilateral phrenicotomy. During similar anesthetic
conditions as above, a 1.5-cm-long left lateral thoracotomy was made
between the eighth and ninth rib adjacent to the costochondral
junction. Elevation of the left caudal lung lobe allowed the left
phrenic nerve to be visualized running in a craniocaudal direction
adjacent to the caudal vena cava. A 1.2-1.5 cm segment of the phrenic
nerve was removed using a surgical hook and microscissors. Phrenicotomy occurred before the nerve arborizing to supply the ipsilateral diaphragm. Lidocaine (4 mg/kg total dose, 2% solution) was injected into the intercostal muscles dorsal to the thoracotomy incision, and
the wound was sutured. All animals received postoperative care as
described above. For the sham-operated group, the procedure was the
same, but the phrenic nerve was left intact after the left caudal lung
lobe was elevated. The rats that received both C2
hemisection and ipsilateral phrenicotomy had their injuries performed
under the same anesthetic.
Spontaneous breathing measurements. After a 2 month
postsurgical period, anesthesia was induced with isoflurane in oxygen via an induction chamber. A catheter was then placed in the lateral tail vein, and urethane (1.5 gm/kg, i.v.) was administered slowly while
the isoflurane was discontinued. Anesthesia was maintained by
administering urethane (0.2-0.3 gm/kg, i.v.) as needed. A catheter was
placed in a femoral artery to allow monitoring of direct arterial blood
pressure and to allow collection of arterial blood (0.15 ml) for blood
gas analysis (iSTAT, Waukesha, WI). A femoral vein catheter was placed to administer drugs and fluids. Atropine sulfate (0.2 mg/kg, i.v.) was administered to decrease upper respiratory secretions. The trachea was cannulated at the midcervical level, and
rats were allowed to breathe spontaneously. Rectal temperature was
maintained at 38.0 ± 0.5°C with an electric heating pad. All blood gas measurements were corrected to the rectal temperature at the
time of sampling. When surgical preparation was completed, rats were
placed in a supine position, and a pneumotachometer (Hans Rudolf
Inc., Kansas City, MO) was attached to the tracheal cannula. The
pneumotachometer was calibrated using a square wave pulse of known
volume and duration. Airflow was recorded using a differential pressure
transducer (model MP45-14-871, Validyne, Northridge, CA)
attached to the pneumotachometer. Airflow was electronically integrated
to derive volume. Each breath phase (inspiration and expiration) was
integrated separately, providing continuous display of both inspiratory
volume and expiratory volume.
After the pneumotachometer was attached to the tracheotomy tube, rats
were allowed to breathe room air for 30 min before baseline data were
obtained. Inspired oxygen fraction was then increased from 0.21 to 0.40 (balance nitrogen) by using an open system (delivering >2.0 l/min)
covering the pneumotachometer port. The FiO2
was increased to minimize the influence of carotid body stimulation
(Vidruk et al., 2001 ) on respiratory drive. Data were collected 10 min after inspired oxygen fraction was increased. The vagi were then isolated in the midcervical region and cut, and airflow was recorded 10 min after vagotomy. Arterial blood was sampled after each recording and
was replaced by 0.4 ml of 0.9% saline intravenously.
Arterial blood pressure, inspiratory and expiratory airflow, and
inspired and tidal volume were recorded on chart paper and VCR tape.
Data were digitized on-line by a computer-based data analysis system
(CED 1401, Cambridge, UK). Tidal volume was measured as the peak
integrated expiratory volume and averaged over five consecutive breaths
immediately before the arterial blood sample. Respiratory rate was
calculated from the respiratory cycle time. Expired minute volume was
calculated as the product of tidal volume and respiratory rate. Both
tidal and minute volumes were indexed to body weight.
Measurement of respiratory motor output. After the pattern
of spontaneous breathing was measured, phrenic neurograms were recorded
from all rats. Animals were ventilated mechanically
(FiO2 = 0.40) (Harvard small animal
ventilator) and paralyzed with pancuronium (1.0 mg/kg, i.v.). The
phrenic nerves were dissected within the caudal neck region (before the
communication with the accessory phrenic nerve) using a ventral
approach. As such, recordings were made proximal to the site of
phrenicotomy. The nerves were cut distally and placed over bipolar
silver recording electrodes and covered in a mixture of paraffin and
mineral oil. Tidal volume was set at 2-2.5 ml.
Baseline conditions were standardized among groups by setting the
PaCO2 at 3 mmHg above the apneic threshold.
Apnea was accomplished by increasing the ventilator rate while
monitoring the end-tidal PCO2 with a mainstream
CO2 monitor (Capnoguard, Novametrix Medical Systems, Wallingford, CT). The apneic threshold was defined as the end-tidal PCO2 mid-point between the
cessation of bursting and its reappearance once the ventilator rate was
decreased. The end-tidal to arterial difference in
PCO2 was measured via an arterial blood sample.
This difference was used to calculate the arterial PCO2 at apnea. Rats were allowed 15 min at
their baseline PCO2 before the protocol was started.
Stable baseline neurograms were recorded while the animal was
ventilated with a hyperoxic gas mixture
(FiO2 = 0.40;
FiCO2 = 0.00;
FiN2 = 0.60). Animals were then challenged
with 5 min of hypercapnia (FiO2 = 0.40;
FiCO2 = 0.05;
FiN2 = 0.55) and 2 min of hypoxia
(FiO2 = 0.08;
FiCO2 = 0;
FiN2 = 0.92), separated by at least 5 min
of hyperoxia. Before returning to baseline conditions, an arterial
blood sample was taken to measure blood gases. A final challenge of
asphyxia was induced by terminating mechanical ventilation until the
animal became apneic. The raw neurograms were amplified, filtered
(0.2-2.0 kHz), recorded on VCR tape, and streamed on-line to a
computer-based data analysis system (CED 1401).
Off-line analysis included evaluating the rectified and moving averaged
neurograms from the ipsilateral phrenic nerve for the presence of
crossed phrenic activity. Neurograms were inspected at an end-tidal
PCO2 that was equivalent to the
PaCO2 for that animal during spontaneous
ventilation. Inspiratory bursting was identified by the presence of
phasic activity in an amplified audio record of the raw neurogram
signal and the moving averaged rectified neurogram. Functional recovery
was considered present if ipsilateral phrenic phasic bursting,
identified by either method, was in synchrony with inspiratory activity
in the contralateral phrenic neurogram.
Additional off-line analysis included measuring phrenic burst frequency
(i.e., respiratory rate) and rectified and moving averaged amplitude
from the phrenic neurogram on the uninjured side during baseline
conditions, hypercapnia, and hypoxia. Baseline burst frequency and
amplitude were measured over 60 sec and 10 bursts, respectively. During
hypercapnia, burst frequency and amplitude were averaged from five
adjacent bursts at the 5 min end point before blood gas sampling.
During hypoxia the measurements were taken at 120 sec. Asphyxic maximal
amplitude was measured from the largest burst characterized as
eupneic-like using the criteria of St. John and Paton (2000) . Changes
in amplitude were expressed as a percentage of baseline values.
Postmortem observations and histological confirmation of
C2 hemisection. All spinally
hemisected rats were exsanguinated and transcardially perfused with 4%
paraformaldehyde solution in PBS. The pleural cavity was examined
before perfusion for evidence of gross lung consolidation, pleural
adhesions, or scarring of the intercostal space at the thoracotomy
site. In addition, the position of the proximal stump of the injured
phrenic nerve was noted. The cervical spinal cord was removed, and the
C2 spinal segment was sectioned at 40 µm
thickness and stained with cresyl violet. The extent of cervical spinal
cord injury was assessed under light microscopy.
Data analysis. All values are expressed as mean ± SE.
Normality of the data and equivalency of variance were confirmed before parametric analysis was used. Nonparametric means were compared using
the Kruskal-Wallis ANOVA followed by Mann-Whitney U tests when indicated. All other means were compared using repeated measures ANOVA. Multiple comparisons across groups were made using the Student-Newman-Keuls test. Paired means were compared using either Wilcoxon matched pairs test or paired Student's t tests,
where appropriate. Differences were considered significant when
p < 0.05.
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Results |
Postmortem observations and histological confirmation of
C2 hemisection
The projections of bulbospinal pathways to the ipsilateral phrenic
motoneurons are widely distributed, and thus interruption of all
descending respiratory projections requires complete removal of both
the lateral and ventral funiculi (Lipski et al., 1994 ). With use of
these criteria, histological examination confirmed complete hemisection
in all C2 injured rats without overt damage to
the contralateral spinal cord. Figures of representative
C2 hemisections from our laboratory have been
published previously (Golder et al., 2001a ,b ).
The thoracic cavity of all rats was examined postmortem to identify
gross pulmonary or chest wall pathology. A small adhesion between the
left caudal lung lobe and left thoracic wall was present in one
C2 hemisection plus phrenicotomy rat. In all rats
that received a thoracotomy, mild scaring was present between the
eighth and ninth rib, but this was restricted to the site of incision. The proximal stump of the sectioned phrenic nerve was located within
the mediastinum at the level of the heart base in all phrenicotomized rats. In addition, the ipsilateral diaphragm was noticeably thinner and
translucent in phrenicotomized rats compared with the contralateral side. No visible differences between ipsilateral and contralateral diaphragms were seen in rats with C2
hemisection alone (Fig. 1).

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Figure 1.
A schematic depicting the location of each injury
and recording sites. C2 hemisection interrupts bulbospinal
projections of premotor neurons in the ventral respiratory group
(medulla) to the phrenic nucleus ipsilateral to injury. Some premotor
neurons or other pathways, or both, cross the midline in the cervical
spinal cord and reestablish inspiratory motor drive to the ipsilateral
diaphragm (CROSSED PHRENIC PATHWAYS) by 2 months after
injury. Phrenicotomy on the side of injury prevents this crossed
phrenic activity from reaching the diaphragm.
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Spontaneous breathing in vagally intact rats
The initial experiment evaluated the pattern of spontaneous room
air breathing. No differences in tidal or minute volumes, respiratory
rate, cardiovascular, or arterial blood gas measurements were detected
between normal and C2 hemisection sham-operated rats. Therefore, these groups were subsequently combined as one control
group. In addition, there were no differences between C2 hemisection-only and C2
injured rats with a thoracotomy; these rats are also represented by one
C2 hemisection group.
No significant differences existed in body mass among controls
(278 ± 24 gm), C2 hemisection (268 ± 16 gm), phrenicotomy (286 ± 8 gm), and combined injury (266 ± 17 gm) groups. In addition, rectal temperature was similar across
groups and did not change throughout the protocol. Mean blood pressure
also was not affected by injury (Table
1).
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Table 1.
Arterial blood gas and mean arterial blood pressure
measurements from control, C2 hemisection, phrenicotomy,
and dual injury (C2 hemisection and ipsilateral
phrenicotomy) groups
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Consistent with previous studies (Rocco et al., 1997 ; Golder et al.,
2001b ), C2 hemisection and phrenicotomy, as
single injuries, altered the pattern of breathing on room air. Both
injuries decreased tidal volume (p < 0.001)
(Table 2) and increased respiratory rate
(p < 0.01) (Table 2). Changes in tidal volume
and rate were similar between these injuries. Minute ventilation was
not altered after phrenicotomy but was lower than controls in the
C2 hemisection-only group
(p < 0.05) (Table 2). The single injuries did
not alter arterial pH or PCO2 (Table 1);
however, PaO2 decreased
(p < 0.05) (Table 1).
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Table 2.
Pattern of breathing and minute volume from control,
C2 hemisection, phrenicotomy, and dual injury
(C2 hemisection and ipsilateral phrenicotomy) groups
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Sectioning the phrenic nerve ipsilateral to C2
injury did not significantly alter the pattern of breathing or minute
volume relative to SCI alone (Table 2). However, there was a trend for tidal volume to be lower in the dual injury group compared with C2 hemisection rats (p = 0.08). Conversely, when compared with rats with a phrenicotomy alone,
the addition of a C2 hemisection significantly
decreased tidal volume (p < 0.01) (Table 2).
Arterial pH was lower in rats with dual injury than in all other groups (Table 1) (p < 0.05). However, the acidosis was
not of respiratory origin because arterial PCO2
did not change (Table 1).
Because PaO2 was lower than controls after
injury, rats were allowed to breathe oxygen-enriched air to increase
arterial oxygen tension above 130 mmHg (Table 1). Oxygen
supplementation decreased respiratory drive in all groups as evidenced
by decreased tidal volume, respiratory rate, and minute volume
(p < 0.001) (Table 2) and increased
PaCO2 and decreased pH
(p < 0.05) (Table 1). Although hyperoxia
increased the mean PaO2 above 150 mmHg in all groups, the effect of each injury on the pattern of breathing was
similar to that seen while breathing room air (Table 2).
Phrenicotomy in the spinal-injured group altered the pattern of
augmented breaths (sighs) while rats were breathing room air. Augmented
breaths are airway-protective reflexes characterized by large volumes.
Sighs were identified on the basis of the criteria of Cherniack et al.
(1981) . During a sigh, inspired volume and airflow are biphasic; the
initial phase resembles the preceding breath, and the second phase is
characterized by greater airflow and volume. Spinal cord injury, with
or without phrenicotomy, increased the frequency of augmented breaths
compared with controls (p < 0.05) (Table 2). In
addition, either C2 injury or phrenicotomy alone
decreased the volume of augmented breaths compared with controls
(p < 0.05) (Table 2). This effect of injury on
sigh volume reflects the lower tidal volume during eucapneic breathing, and a lower change in volume during a sigh compared with controls (p < 0.05) (Fig.
2B). The addition of
ipsilateral phrenicotomy in C2 injured rats
further decreased sigh volume (p < 0.05) (Table 2) and the change in volume from baseline values
(p < 0.05) (Fig. 2B) below
that seen in all other groups. Sighs were evaluated only during room
air breathing because oxygen supplementation decreased their frequency
such that statistical comparisons across groups were not possible.

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Figure 2.
Change in tidal volume after bilateral vagotomy
(A) and during sighs (B).
Sigh volume was measured on room air and before vagotomy. Values were
recorded from control (Ctl), C2
injured (SCI), phrenicotomy (Px),
and combined C2 injury and ipsilateral phrenicotomy
(Dual) groups. *p < 0.05 relative to controls; p < 0.05 relative to phrenicotomy alone; p < 0.05 relative to C2 hemisection alone.
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Spontaneous breathing in rats with bilateral vagotomy
Both vagi were cut to test whether (1) an intact ipsilateral
phrenic nerve in C2 injured rats provides
functional benefit during conditions generating large inspiratory
volumes and (2) vagal mechanisms contribute to the pattern of breathing
after each injury. Bilateral vagotomy increased tidal volume
(p < 0.001) (Table 2) and decreased respiratory
rate (p < 0.001) (Table 2) in all groups. After
these changes, tidal volume and frequency were no longer different
between the single injury groups and controls (Table 2). Indeed, the
single injury groups were capable of increasing tidal volume by a
similar amount as controls (Fig. 2A). In contrast,
tidal volume in the rats with C2 hemisection plus
phrenicotomy now was lower than all other groups
(p < 0.05) (Table 2). This reflects a smaller
change in tidal volume after vagotomy in the dual injury group
(p < 0.05) (Fig. 2A). Minute volume decreased in all groups after vagotomy (p < 0.05) and remained lower in C2 injured groups
than controls (Table 2).
Uncrossed phrenic motor output
During the second series of experiments, we evaluated respiratory
motor output from the contralateral phrenic nerve, which in
C2 hemisected rats represents the contribution
from uncrossed pathways (Fig. 1). The PaCO2 at
apneic threshold was not different among groups (controls: 35 ± 2 mmHg; C2 hemisection: 34 ± 1 mmHg; phrenicotomy: 33 ± 1 mmHg; and dual injury: 34 ± 1 mmHg).
Consistent with spontaneously breathing rats,
PaO2 was lower than controls after injury
during baseline and hypercapnic conditions (p < 0.05) (Table 3). Beyond this difference,
arterial blood gases and blood pressure were equivalent among the four
groups (Table 3).
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Table 3.
Arterial blood gas and mean arterial blood pressure
measurements from control, C2 hemisection, phrenicotomy,
and dual injury (C2 hemisection and ipsilateral
phrenicotomy) groups
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Consistent with our previous report (Golder et al., 2001a ),
contralateral phrenic inspiratory burst amplitude in rats with C2 hemisection was lower than controls only
during hypercapnia, but not hypoxia or asphyxia (Fig.
3) (p < 0.05).
However, this effect of injury was abolished by ipsilateral
phrenicotomy (Fig. 3). Indeed, inspiratory motor output from the
contralateral phrenic nerve in dual injury rats was significantly
greater than all other groups during hypercapnia, hypoxia, and asphyxia
(Fig. 3) (p < 0.01). We additionally confirmed
that this pattern was not specific to normalized data by comparing the
raw neurogram voltages among groups (data not shown).

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Figure 3.
Respiratory motor output from the contralateral
phrenic nerve as rectified, moving averaged amplitude expressed as
percentage of baseline value above baseline. Measurements were obtained
from control (Ctl), C2 injured
(SCI), phrenicotomy (Px), and
combined C2 injury and ipsilateral phrenicotomy
(Dual) groups. Measurements were taken during
hypercapnic, hypoxic, and asphyxic recording conditions.
*p < 0.05 relative to controls;
p < 0.05 relative to phrenicotomy
alone; p < 0.05 relative to
C2 hemisection alone.
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Crossed phrenic motor output
The ipsilateral phrenic neurogram was evaluated in this study to
determine the incidence of crossed phrenic activity in the C2 injured groups. Although spontaneous recovery
of inspiratory activity in this nerve has been reported previously
(Nantwi et al., 1999 ; Golder et al., 2001a ), identifying the presence
of crossed motor output was important in interpreting the effect of
phrenicotomy on tidal volume in spontaneously breathing rats. Phasic
bursting was present in all control and phrenicotomy-only rats, 12 of
15 rats with C2 injury alone (80% of rats), and
no rats in the dual injury group (Fig.
4). Two C2
hemisection-only rats had audible evidence of crossed phrenic activity
without visible bursts being present. When compared with the magnitude of inspiratory activity in the contralateral phrenic nerve, ipsilateral phrenic motor output was visibly reduced in amplitude in
C2 hemisection-only and phrenicotomy-only rats.
Although activity was absent during baseline conditions and hypercapnia
in the dual injury group, six of these rats demonstrated some
ipsilateral inspiratory bursting during either hypoxia or asphyxia.

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Figure 4.
Representative contralateral and ipsilateral
rectified and moving averaged (top traces) and raw
(bottom traces) phrenic neurograms from C2
hemisected (SCI only) and combined C2 injury
and ipsilateral phrenicotomy (Dual Injury) rats.
Measurements were obtained during baseline and hypoxic recording
conditions. The time scale is identical for all traces. The voltage
scale for all contralateral phrenic neurograms also is identical
between rats. The voltage scale for the ipsilateral phrenic neurograms
is increased by a factor of 10 compared with the contralateral side.
Notice the absence of crossed phrenic activity in the dual injury rat.
In addition, notice the higher baseline and hypoxic burst frequency,
and the greater change in contralateral phrenic neurogram amplitude, in
the dual injury rat compared with SCI alone. Arrows
indicate an example of crossed phrenic motor activity.
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Phrenic burst frequency
Supraspinal plasticity in the control of breathing after cervical
SCI is evident from changes in phrenic burst frequency (Golder et al.,
2001a ). Burst frequency in the dual injury group was higher during
baseline conditions than rats with C2 hemisection
alone (Fig. 5) (p < 0.05). However, during hypercapnia all injury groups had greater
burst frequency than control rats (Fig. 5) (p < 0.05). An enhanced rate response in the dual injury group also was
present during hypoxia (Fig. 5) (p < 0.05). The
asphyxic period was not analyzed with respect to burst frequency
because of the decrementing nature of the rate response during that
challenge.

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Figure 5.
Burst frequency (i.e., respiratory rate) obtained
from the contralateral phrenic nerve from control
(Ctl), C2 injured
(SCI), phrenicotomy (Px), and
combined C2 injury and ipsilateral phrenicotomy
(Dual) groups. Measurements were taken during
baseline, hypercapnic, and hypoxic recording conditions.
*p < 0.05 relative to controls;
p < 0.05 relative to phrenicotomy
alone; p < 0.05 relative to
C2 hemisection alone.
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Discussion |
This investigation has provided novel perspectives about the
functional role of respiratory motor recovery after unilateral cervical
SCI. First, we have demonstrated that crossed phrenic activity
facilitates the generation of large inspiratory volumes in anesthetized
rats. These data provide essential baseline information for future
studies assessing novel therapeutic strategies designed to strengthen
this motor recovery. Second, by preventing relay of this motor
recovery, we were able to reveal additional functional plasticity in
contralateral respiratory motor output. These results suggest a
compensatory response to the loss of motor recovery and provide insight
into mechanisms of respiratory control via a high cervical SCI paradigm.
Functional phrenic motor recovery
Phrenicotomy in C2 injured rats prevented
CPP-associated phrenic motor output from reaching the diaphragm. During
conditions resulting in large inspiratory volumes, tidal volume in the
dual injury group was lower than C2 injury alone.
Indeed, the effect of dual injury on volume was greater during sighs
than after vagotomy (Fig. 2) and may reflect the larger tidal volumes
generated during the former behavior (Table 2). It follows that the CPP
mediates sufficient respiratory drive to have significant functional
benefit, albeit at a reduced level of output. After unilateral
diaphragm paralysis (i.e., after C2 hemisection),
the affected diaphragm moves rostral during inspiration (Takeda et al.,
1995 ). Low amplitude crossed phrenic activity could restrict rostral
movement during inspiration, thereby improving pulmonary mechanics.
Compensation from other respiratory motoneurons
C2 hemisection interrupts bulbospinal drive
to all respiratory muscles distal to the lesion (e.g., ipsilateral
diaphragm; intercostals), whereas by its nature unilateral phrenicotomy
produces a more selective deficit. Despite these differences, the
effect of each injury alone on the breathing pattern was similar. This suggests greater recruitment of other respiratory muscles in
C2 injured rats to maintain inspiratory volume.
Although such recruitment has not been investigated after these
injuries, it does occur after muscle weakness (Farquhar et al., 1986 )
and increased respiratory drive (Cooke et al., 1993 ). Tidal volume was
decreased in phrenicotomized rats when subjected to
C2 hemisection. This is consistent with the fact
that chest wall muscles are recruited after unilateral paralysis of the diaphragm.
Altered vagal feedback has been implicated in the rapid shallow
breathing after C2 hemisection (Golder et al.,
2001b ). This breathing pattern also exists in phrenicotomized rats at
8 d after injury (Rocco et al., 1997 ). The effects of unilateral
phrenicotomy at 2 months after injury and the role of altered vagal
feedback are novel findings. The stimulus for altered vagal feedback is unknown but may include changes in pulmonary or chest wall compliance (Rocco et al., 1997 ) or primary lung disease.
Interestingly, the pattern of breathing in C2
injured rats before vagotomy was not altered by ipsilateral
phrenicotomy. It is unlikely that the ipsilateral phrenic nerve was
quiescent before vagotomy because crossed phrenic activity has been
observed during similar conditions (Nantwi et al., 1999 ). Instead,
recruitment of other respiratory muscles may have completely
compensated for the loss of crossed phrenic activity before vagotomy.
However, when large tidal volumes were required (e.g., sighs), such
compensation was not adequate to maintain inspiratory motor activity.
Thus, we investigated the potential for compensatory plasticity in
contralateral motoneurons by recording phrenic neurograms during
various chemical challenges.
Increased contralateral phrenic motor output
Unilateral SCI decreases contralateral phrenic neurogram
amplitudes during hypercapnia (Golder et al., 2001a ). The onset of this
contralateral phrenic motor plasticity was coincident with spontaneous
motor recovery in the ipsilateral phrenic nerve, suggesting that a
causal relationship may exist between the two events. Interestingly, when the ipsilateral phrenic nerve of C2 injured
rats was sectioned, this contralateral change in phrenic function was
not expressed. Instead, contralateral phrenic neurogram amplitudes were
elevated above control and single injury rats regardless of the
challenge studied. These results support the hypothesis that
contralateral respiratory motoneurons are recruited and increase their
discharge rate to compensate for loss of crossed phrenic activity in
the dual injury paradigm. In addition, contralateral phrenic motor output in the dual injury group was increased during mechanical ventilation and while chemical drive was standardized, suggesting that
these changes represent a long-lasting form of motor plasticity. If
these changes were only a reflex recruitment of motoneuron pools, then
presumably they would be reversed if the motor deficit were removed
(i.e., in these experiments via mechanical ventilation).
Segmental mechanisms for increased contralateral phrenic neurogram
amplitude include increased recruitment of motoneurons and increased
conduction velocity along the nerve. Strength training has been shown
to increase the number of motor units recruited for a given task,
increase maximal motor unit discharge rate, and increase neural
conduction velocity (Patten and Kamen, 2000 ; Ross et al., 2001 ; Patten
et al., 2001 ). The effects of training on phrenic motoneurons are
unknown. Nevertheless, it is tempting to consider that phrenic motor
units may respond to increased activity in a manner similar to that of
other skeletal muscles. If so, the results from this study may reflect
a form of activity-dependent plasticity.
Altered supraspinal control of breathing
In addition to segmental mechanisms, increased contralateral
phrenic motor output may occur after physiological and functional reorganization in supraspinal respiratory premotor neurons. In that
context, it is noteworthy that phrenicotomy modulated the effects of
C2 injury on phrenic burst frequency. Previously,
we reported that burst frequency decreased during baseline conditions and was elevated during chemoreceptor challenge in
C2 injured rats (Golder et al., 2001a ). In the
current study, burst frequency was elevated above controls during
hypercapnia after SCI alone. However, frequency was not altered during
hypoxia, which may reflect the poikilocapnic nature of this stimulus.
SCI may induce plasticity in the supraspinal control of breathing via
axotomy of bulbospinal projections of premotor neurons and
respiratory-related raphé neurons (Manaker et al., 1992 ;
Bernstein-Goral et al., 1997 ; Chen and Tseng, 1997 ; Jain et al., 2000 ;
Wang et al., 2000 ), damage to ascending spinobulbar projections
(Hubscher and Johnson, 1999 ), or interruption of afferents segmentally
via cervical dorsal rhizotomy. In the current study, unilateral
phrenicotomy also increased burst frequency during hypercapnia,
suggesting that this effect of C2 hemisection may
occur via injury to ascending spinobulbar projections of phrenic afferents.
In the rat, the role of phrenic afferents on supraspinal respiratory
neurons remains unknown. However, stimulation of these fibers alters
c-Fos expression in neurons located in regions of the brainstem
associated with respiratory pattern generation (Malakhova and
Davenport, 2001 ). In addition, acute phrenicotomy alters the respiratory rate response to hypoxia in anesthetized rats (Bach and
Mitchell, 2000 ). Interestingly, ipsilateral phrenicotomy increased baseline burst frequency in C2 injured rats,
suggesting that an inhibitory element had been removed.
Phrenicotomy alters crossed phrenic activity
Ipsilateral phrenicotomy also modulated C2
injury-induced motor plasticity in the ipsilateral phrenic nerve. In
this study, crossed phrenic activity was absent during baseline
conditions in all rats with dual injury. The mechanisms whereby
phrenicotomy suppresses the CPP are unknown. Liou and Goshgarian (1994)
investigated acute C2 injuries in chronically
phrenicotomized rats and reported that the CPP was diminished in
amplitude. The authors speculated that phrenicotomy may alter the
C2 injury-induced structural and synaptic
plasticity that is believed to favor synaptic efficacy of decussating
bulbospinal pathways (Sperry and Goshgarian, 1993 ). Shortly after
C2 hemisection, astrocytes retract from
motoneurons, and the size and number of synaptic inputs increase
(Goshgarian et al., 1989 ; Sperry and Goshgarian, 1993 ). In contrast,
axotomy produces opposite effects, including stacking of astrocytic
processes around motoneurons (for review, see Aldskogius and Kozlova,
1998 ). Such reactive deafferentation strips motoneurons of synaptic
contact. Similar effects have been observed after phrenicotomy in rats (Gould and Goshgarian, 1997 ; Liou and Goshgarian, 1997 ). In addition to
structural plasticity, peripheral nerve injury alters
electrophysiological characteristics of the axotomized motoneurons (for
review, see Titmus and Faber, 1990 ). These effects include a
progressive decline in axon diameter and conduction velocity. The
effects of phrenicotomy on phrenic neurograms have been assessed in
rats up to 4 weeks after injury (Liou and Goshgarian, 1994 ).
Electrically evoked potentials were decreased and latency increased in
the proximal stump of the injured phrenic nerve, suggesting decreased
conduction velocity. Collectively, these effects of axotomy could
explain the low amplitude phrenic neurograms observed after
phrenicotomy alone and the absence of crossed phrenic activity in the
dual injury group.
Phrenic function and SCI modeling
There has been growing interest in the use of cervical SCI models
to test experimental interventions for promoting spinal cord repair
(Onifer et al., 1997 ; Diener and Bregman, 1998 ; Liu et al., 1999 ; Reier
et al., 2002 ). Aside from clinical relevancy, these models offer a
range of sophisticated outcome measures related to motor, sensory, and
autonomic consequences of SCI. The phrenic motor system is especially
intriguing because of its inherent plasticity, as well as its capacity
for providing useful indices of therapeutic safety and efficacy. The
findings reported here, coupled with previous reports from this (Nantwi
et al., 1999 ; Golder et al., 2001a ,b ) and other laboratories (Teng et
al., 1999 ), are beginning to provide further delineation of phrenic
motor responses to SCI that complements the base of knowledge
related to the well characterized CPP.
 |
FOOTNOTES |
Received Oct. 29, 2002; revised Dec. 26, 2002; accepted Jan. 2, 2003.
This work was supported by the State of Florida Brain and Spinal Cord
Injury Rehabilitation Trust Fund (F.J.G.), the Mark F. Overstreet Fund
for Spinal Cord Regeneration Research (P.J.R.), and National Institutes
of Health Grant POI-NS-35702 (D.C.B., P.J.R.). We thank Melanie
Rose, Julie Hammond, and Michael Wood for technical assistance, and Dr.
Gordon Mitchell for comments on this manuscript.
Correspondence should be addressed to Francis J. Golder, Department of
Comparative Biosciences, College of Veterinary Medicine, 2015 Linden
Drive, Madison WI 53706. E-mail:
golderf{at}svm.vetmed.wisc.edu.
 |
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