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The Journal of Neuroscience, April 1, 2003, 23(7):2797
Adeno-Associated Virus Vector Expressing Nerve Growth
Factor Enhances Cholinergic Axonal Sprouting after Cortical Injury in
Rats
Julio J.
Ramirez1, 2,
Jennifer L.
Caldwell2,
Melanie
Majure2,
David R.
Wessner3,
Ronald L.
Klein4,
Edwin M.
Meyer4, and
Michael A.
King5, 6
1 Department of Psychology, 2 Neuroscience
Program, and 3 Department of Biology, Davidson College,
Davidson, North Carolina 28035, Departments of
4 Pharmacology and 5 Neuroscience,
University of Florida, Gainesville, Florida 32610, and
6 Veterans Administration Medical Center, Gainesville,
Florida 32608
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ABSTRACT |
Nerve growth factor (NGF) is known to promote both the survival of
cholinergic neurons after injury and the regeneration of damaged
cholinergic axons. Recent evidence has implicated NGF in the regulation
of cholinergic axonal sprouting by intact neurons projecting to the
hippocampus of rats, sustaining a lesion of the entorhinal cortex. We
explored the possibility that NGF may regulate this lesion-induced
cholinergic sprouting by injecting recombinant adeno-associated virus
(rAAV) vector expressing NGF and green fluorescent protein (GFP) into
the dentate gyrus of rats that were subsequently given unilateral
entorhinal lesions. Sprague Dawley rats were unilaterally
injected with (1) rAAV vector expressing NGF and GFP or (2) rAAV vector
expressing GFP. Fourteen days after injection, the animals received
lesions of the entorhinal area ipsilateral to the virus injection. Four
days after lesion, GFP expression and the septodentate sprouting
response in the dentate gyrus were assessed. Optical densitometric
analyses revealed a significant increase in acetylcholinesterase label
(a marker for cholinergic septodentate sprouting) in the ipsilateral
outer molecular layer of the dentate gyrus in rats injected with rAAV vector expressing NGF. Thus, NGF-expressing rAAV vector enhanced the
sprouting response of intact cholinergic neurons after unilateral entorhinal lesions in rats.
Key words:
acetylcholinesterase; dentate gyrus; entorhinal
cortex; hippocampus; neuroplasticity; nerve growth factor; reactive
synaptogenesis; sprouting; trophic factor
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Introduction |
Injury to the CNS of adult mammals
may induce a dramatic reorganization of surviving neural circuitry.
Axonal sprouting, an example of this reorganization, occurs widely
throughout the adult CNS, including the cortex (Stroemer et al., 1993 ),
the brainstem (Goodman and Horel, 1966 ), and the spinal cord (Liu and
Chambers, 1958 ). The rat hippocampal formation is a particularly
heuristic model preparation to study structural reorganization after
cortical injury. Of the synapses found in the outer molecular layer of the dentate gyrus, ~90% are of ipsilateral entorhinal origin
(Steward and Vinsant, 1983 ). After a unilateral entorhinal cortex
lesion in rats that results in a substantial deafferentation of the
ipsilateral dentate gyrus, the cholinergic septodentate pathway and
several other surviving afferents sprout within 1 week of cortical
lesion (for review, see Ramirez, 2001 ). This lesion-induced sprouting is not limited to rats, because similar hippocampal sprouting responses
occur in brains damaged by Alzheimer's disease (Geddes et al., 1985 ;
Hyman et al., 1987 ).
Since the discovery of nerve growth factor (NGF), which has potent
neuritogenic effects in sympathetic neurons (Levi-Montalcini, 1987 ),
neurotrophic factors in particular have been scrutinized as potential
mechanisms regulating axonal sprouting after CNS injury. Indeed, within
the partially denervated hippocampus, gene expression and/or
immunocytochemical labeling for several neurotrophic factors increases
during the first week after lesion; these factors include basic
fibroblast growth factor (Gomez-Pinilla et al., 1992 ; Fagan et al.,
1997 ), ciliary neurotrophic factor (Guthrie et al., 1997 ), insulin
growth factor-1 (Guthrie et al., 1995 ), and NGF (Conner et al., 1994 ).
Of these factors, NGF may be especially important in regulating
lesion-induced septodentate sprouting. After an entorhinal lesion, NGF
and NGF receptor (NGFR) immunoreactivity increases in the outer
molecular layer of the dentate gyrus, the zone innervated by the
AChE-containing cholinergic septodentate input (Gomez-Pinilla et al.,
1987 ; Conner et al., 1994 ). In fact, intraventricular infusion of
antibody to NGF eliminates septodentate sprouting after entorhinal
injury (Van der Zee et al., 1992 ). The possibility that NGF may
regulate septodentate sprouting is tempered somewhat, however, by the
observation that neither extractable NGF nor NGF mRNA levels in the
denervated dentate are altered by entorhinal injury (Conner et al.,
1994 ; Fagan et al., 1997 ). Moreover, because the polyclonal antibody to
NGF may also target brain-derived neurotrophic factor and
neurotrophin-3, these latter neurotrophins may have had a primary role
in the regulation of septodentate sprouting (Van der Zee et al.,
1992 ).
The objective of the present investigation was to determine whether NGF
might control cholinergic sprouting induced by cortical injury. We
injected recombinant adeno-associated virus (rAAV) vector, constructed
to drive the expression of NGF and green fluorescent protein (GFP),
into the dentate gyrus of rats that subsequently sustained unilateral
entorhinal lesions. We hypothesize that if NGF is involved in the
regulation of lesion-induced sprouting of the cholinergic septodentate
input, transduction of dentate neurons with NGF-rAAV vector should
enhance septodentate sprouting.
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Materials and Methods |
Subjects. Male Sprague Dawley rats
(350-400 gm; Hilltop Breeders, Scotsdale, PA) were housed individually
and maintained on a 12 hr light/dark cycle immediately after arrival in
the laboratory. Food and water were available to the rats ad
libitum throughout the experiment. The research reported here was
approved by the Davidson College Institutional Animal Care and Use
Committee and was conducted in accordance with the guidelines of the
Animal Welfare Act and the National Institutes of Health.
Research design. The rats were randomly assigned to one of
four treatment conditions, as follows: (1) sham/rAAV vector expressing GFP (12.1-S; n = 5); (2) sham/rAAV vector expressing
NGF and GFP (NGF-S; n = 6); (3) unilateral entorhinal
lesion/rAAV vector expressing GFP (12.1-L; n = 6); and
(4) unilateral entorhinal lesion/rAAV vector expressing NGF and GFP
(NGF-L; n = 6). To ensure effective expression of
vector products, the rAAV vector was injected into the dentate gyrus 2 weeks before the ipsilateral entorhinal lesion. A postlesion survival
interval of 4 d was chosen because this is the time point at which
lesion-induced septodentate sprouting is just beginning (Fass and
Ramirez, 1984 ). Therefore, we were able to detect whether the rAAV
vector-driven NGF expression hastened the onset of septodentate sprouting.
Vector preparation. Nerve growth factor was delivered to the
dorsal dentate gyrus with an rAAV vector. The rAAV vector has been
shown to deliver genetic material directly to neurons in the CNS in a
localized nontoxic manner, with chronic synthesis over the time span we
investigated (Kaplitt et al., 1994 ; Xiao et al., 1997 ; Klein et al.,
1999 ). The rAAV vectors used in this investigation were obtained from
the Vector Core Laboratory at the University of Florida (Gainesville,
FL), and their preparation has been described in detail elsewhere
(Klein et al., 2002 ). Briefly, the recombinant virus vector was
constructed from an AAV that was rendered replication-defective. With
the exception of the terminal repeats, the viral genes were removed and
replaced with genes for NGFmyc and/or GFP under the control of a
cytomegalovirus/chicken -actin hybrid promoter (Fig.
1). The plasmid contained AAV terminal repeats that flanked the expression cassettes of pTR-UF12.1 or pCB-NGFmyc. Green fluorescent protein served as the reporter gene to
identify cellular transduction within the targeted regions. Tyrosine
kinase A (TrkA) autophosphorylation and neurite outgrowth assays from
PC12 cell cultures had confirmed previously the full efficacy of the
myc-tagged NGF (Moller et al., 1998 ). The constructs derived from
pTR-UF12.1 contain the internal ribosome entry site from poliovirus
(Dirks et al., 1993 ) providing the bicistronic expression of NGFmyc and
an enhanced form of GFP (Klein et al., 1998 ).

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Figure 1.
Recombinant virus vector was constructed from an
adeno-associated virus. With the exception of the terminal repeats
(TR), all viral genes were removed, making the virus
replication-defective, and were replaced with genes for NGF and/or GFP
under the control of cytomegalovirus/chicken -actin hybrid promoter
(CB). A, pCB-NGF; B,
pTR-UF12.1. IRES, Internal ribosome entry site.
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Surgical preparation. Immediately before surgery under
aseptic conditions, the rats were given an injection of 0.1 ml, i.p., of atropine sulfate and anesthetized with an injection of sodium pentobarbital (Nembutal, 50 mg/kg, i.p.). Two microliters of rAAV vector [either the pCB-NGFmyc (infectious titer, 1.7 × 1010/ml) or the pTR-UF12.1 (infectious
titer, 1.4 × 1011/ml)] were
unilaterally injected at a rate of 0.1 µl/min for 20 min into the
right dorsal dentate gyrus (incisor bar set at +5.0 mm; 2.0 posterior
to bregma, 1.5 lateral to sagittal sinus, 3.0 ventral to dura).
As previously described (Loesche and Steward, 1977 ), unilateral
entorhinal lesions in the right hemisphere (i.e., ipsilateral to the
rAAV injection) were made by lowering a stainless steel, insulated
(except at the tip) electrode to the following stereotaxic coordinates:
incisor bar set at 2.0 mm, 1.5 mm anterior to the transverse sinus;
3, 4, and 5 mm lateral to the sagittal sinus; and 2, 4, and 6 mm
ventral to dura. A 1.0 mA current was passed through the electrode for
a period of 45 sec at each coordinate (Ramirez and Stein, 1984 ).
Animals that received sham surgery were treated similarly, with the
exception of the penetration of the electrode into the brain (note that
all animals received rAAV vector injection).
Histology. Four days after lesion, the rats were
killed with Nembutal (100 mg/kg) and perfused transcardially
with 100 ml PBS chased by 400 ml of 10% buffered formalin. After
post-fixing in 30% sucrose formalin for a minimum of 3 d, the
brains were blocked; the anterodorsal hippocampal formation was
sectioned coronally, whereas the posteroventral hippocampal formation
was sectioned horizontally. The 30-µm-thick sections were examined for evidence of GFP fluorescence using a fluorescein isothiocyanate long-pass filter. Coronal sections within 30 µm of fluorescing sections and every third section through the ventral hippocampal formation were stained for AChE-containing fibers with Naik's AChE
histochemical technique (Naik, 1963 ) (using promethazine as an
inhibitor of nonspecific cholinesterase) (cf. Lynch et al., 1972 ) to
label sprouting by the AChE-containing, cholinergic septodentate pathway (Fass and Ramirez, 1984 ). The AChE label is localized primarily
to terminals and axons (Shute and Lewis, 1966 ; Cotman et al., 1973 ) and
is taken as evidence of the AChE-containing septodentate pathway
(Steward, 1992 ) (for review, see Ramirez, 2001 ). Lesion assessments
were performed on tissue stained with cresyl violet acetate to
determine the extent of injury in the vicinity of the injection site
and to confirm that the electrolytic lesions were localized to the
medial and lateral aspects of the entorhinal area.
Optical densitometry. The density of the AChE label in the
dentate gyrus was determined with the BioQuant Nova image
analysis system (Bioquant Image Analysis, Nashville, TN).
Density measurements were taken at the outer molecular layer (OML), the
inner molecular layer (IML), and the supragranular zone (SGZ) of the
dentate gyrus ipsilateral and contralateral to the entorhinal lesion
(Fig. 2). In addition, density
measurements were taken from adjacent sections of the dorsal
hippocampus 30 µm away from sections evidencing the greatest GFP
expression to ensure that only areas in which the rAAV vector is likely
to have driven the expression of NGF were assessed. All dorsal density
measurements were ~500 µm lateral to the injection location.
Horizontal, ventral hippocampal sections were analyzed at 5.10 mm
below bregma (Paxinos and Watson, 1986 ). To control for staining
variability between sections, the inner molecular layer of the dentate
gyrus of each section assessed was used as the control for background.
The IML is a pale-staining zone not known to undergo lesion-induced
increases in septodentate innervation (Stanfield and Cowan, 1982 ). The
optical density measurements were expressed as the ratio
Z = X/Y, where X = ipsilateral OML ipsilateral IML and Y = contralateral OML contralateral IML. Because the perforant path
projection is almost exclusively ipsilateral, the contralateral dentate
gyrus may serve as a within-animal control (Steward and Vinsant, 1983 ).
Creating a ratio of ipsilateral to contralateral measurements provides
an excellent within-section control for random variability in AChE
staining (Fass and Ramirez, 1984 ; Steward, 1992 ). Therefore, a value of
1.0 indicates equivalent density measurements between sides, whereas a
value >1.0 indicates greater staining ipsilateral to the lesion and a
value <1.0 indicates greater staining contralateral to the lesion.
Because there is a possibility that the rAAV-NGF vector may
nonspecifically increase the levels of AChE in the septodentate
pathway, we performed optical densitometric studies of the
supragranular zone (a region that is innervated by the septodentate
pathway but has not been shown to sprout in response to an entorhinal
lesion) (Stanfield and Cowan, 1982 ). The algorithm we used for the
supragranular zone analysis was identical to that described above, with
the exception that we substituted the supragranular zone density for
the outer molecular layer density. The experimenters conducting the
optical densitometric assessments were blind to the treatment condition of the cases.

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Figure 2.
Optical density measurements were taken from the
dentate gyrus. The dorsal coronal section was matched to the area
expressing GFP. The outer molecular layer and supragranular zone of the
dentate gyrus were sampled from the adjacent 30 µm section. [Figure
modified from Paxinos and Watson (1986) ; the striped
area indicates the sampled dentate gyrus; the stippled
area indicates the typical extent of an entorhinal lesion; the
asterisk (*) indicates the approximate location of the
cell illustrated in Figure 3.]
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Results |
Lesion assessment and GFP expression
The assessment of the entorhinal lesions confirmed that the extent
of the lesions was comparable between the lesioned groups (Fig. 2
illustrates the typical lesion). Both medial and lateral aspects of the
entorhinal area were injured in all the rats sustaining entorhinal
lesions. Parasubiculum and presubiculum were injured to a variable
extent in all animals. The dentate gyrus was free of injury in all cases.
Visual inspection of the dorsal and ventral sections indicated that the
GFP expression for both the pCB-NGF and pTR-UF12.1 was restricted
principally to the site of the injection, most often at the interface
between the dentate hilus and the granule cell layer. Occasionally,
cells were so well labeled that the morphology was clearly indicative
of a neuronal cell type (Fig. 3),
although the precise identity of the cell could not be determined.

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Figure 3.
GFP fluorescence was detected in the cells in the
granule cell layer/hilar region of the dorsal dentate gyrus ipsilateral
to the injection of rAAV driving the expression of GFP. Note the
fluorescing cell (white arrow). Unstained sections were
analyzed for fluorescence using a fluorescein isothiocyanate long-pass
filter. Scale bar, 30 µm.
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Optical densitometry
An omnibus F test (2 × 2 × 2 ANOVAs:
lesion × vector × hippocampal level) was performed on the
optical density ratios derived from the OML and SGZ
(Systat; SPSS, Chicago, IL). Because of the large number of comparisons, we performed conservative Scheffé post hoc contrasts to control for familywise type I error
(Keppel and Zedeck, 1989 ).
The dorsal hippocampus of rats sustaining entorhinal injury and pCB-NGF
transduction exhibited significantly higher optical density ratios than
all the other groups at the level of the dorsal hippocampus and all
comparisons at the ventral hippocampus
(Figs. 4, 5) (Scheffé post
hoc contrasts indicated values of p 0.001). The
analysis of the optical density ratios for the outer molecular layer
indicated significant main effects for lesion
(F(1,38) = 7.95, p < 0.01), vector (F(1,38) = 6.25, p < 0.02), and level (F(1,38) = 9.25, p < 0.005); significant interactions for lesion × vector
(F(1,38) = 10.06, p < 0.005), lesion × level (F(1,38) = 8.46, p < 0.01), and vector × level
(F(1,38 = 9.21, p < 0.005); and a significant three-way interaction for lesion × vector × level (F(1,38) = 7.03, p < 0.015). The rats sustaining entorhinal injury with
pTR-UF12.1 transduction in the dorsal hippocampus did not exhibit
elevated optical density ratios relative to the ventral hippocampus.
Indeed, as Figure 4A indicates, with the exception of
the dorsal hippocampus of rats transduced with pCB-NGF, the optical
density ratios of all of the groups approximated 1.0, indicating
equivalent OML densities ipsilateral and contralateral to the operated
side. The analysis of the SGZ ratios indicated that neither the lesions
nor the vector treatments significantly affected the optical density
ratios, which approximated 1.0 (Fig. 4B).
Although we observed a significant lesion × level
interaction (F(1,38) = 11.84, p < 0.05), subsequent Scheffé post
hoc contrasts indicated that the groups were not significantly
different from one another (Scheffé p values > 0.05; lesion × vector × level: F(1,38) = 1.63, p > 0.20).

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Figure 4.
Optical density (ipsilateral/contralateral ratios)
observed in the outer molecular layer (A) or
supragranular zone (B) after unilateral
entorhinal lesions or sham operations and treatment with rAAV
expressing NGF and/or GFP at 4 d after lesion. A,
Only the outer molecular layer of the dorsal dentate gyrus of the
lesioned group treated with rAAV expressing NGF and GFP
(NGF-L) demonstrated a significant elevation in the
optical density ratio that differed significantly from all other groups
(*p 0.001). No statistically significant
differences were observed among the other groups [i.e., the
12.1-rAAV-treated lesioned group (12.1-L), the
NGF-rAAV-treated sham-operates (NGF-S), and the
12.1-rAAV-treated sham-operates (12.1-S)].
B, All of the values approximated 1.0, indicating
relatively equivalent levels of AChE label in the supragranular zone
ipsilateral and contralateral to the entorhinal lesion. No
statistically significant differences were observed among the
groups.
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Figure 5.
At 4 d after lesion, relative to the OML of a
lesioned rat with rAAV expressing GFP alone (A),
the sprouting response of the AChE-containing septal input to the
dorsal dentate gyrus is greatest in the OML ipsilateral to the
entorhinal lesion in a rat with rAAV expressing NGF and GFP
(B). Note the similarity in staining intensity of
the ipsilateral OML in the sham-operated rat with rAAV expressing GFP
alone (C) and in the sham-operated rat with rAAV
expressing NGF and GFP (D). C,
Scale bar, 50 µm; small white or black
arrow indicates the outer limit of the dentate molecular
layer.
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Discussion |
As revealed in the optical density analysis of AChE label,
transducing cells in the dorsal hippocampus with rAAV vector
constructed to drive the expression of NGF enhanced the sprouting
response of the cholinergic septodentate pathway after unilateral
entorhinal lesions in rats. The observed enhanced onset of cholinergic
septodentate sprouting in the rAAV-NGF transduced animals occurs at a
time point when the normal sprouting response is just beginning (i.e., ~4 d after lesion). Whereas the rAAV vector expressing NGF enhanced the septodentate sprouting response in the dorsal hippocampus (the site
of the vector injection), the vector did not substantially affect the
sprouting response in the ventral hippocampus (a site removed from the
injection). The effects of the vector, therefore, seem to be localized
to the immediate location of the injection and transduction. Despite a
robust septodentate sprouting response in the molecular layer of rats
injected with the rAAV vector expressing NGF, the supragranular zone
did not evidence an elevated staining intensity. Thus, the increased
staining of the septodentate pathway is limited to the component of the
projection undergoing terminal proliferation.
Before discussing the significance of our findings, we need to address
two methodological issues potentially affecting our interpretations, as
follows: (1) the validity of the AChE histochemical technique to
identify cholinergic septodentate sprouting and (2) the contribution
that shrinkage may make to the values reported here. Conceivably, the
increase in label observed in the outer molecular layer may have been a
consequence of nonspecific increases in AChE synthesis resulting in
greater AChE per terminal, although the number of terminals remained
unchanged. On the contrary, studies relying on autoradiographic
(Stanfield and Cowan, 1982 ) or Phaseolus vulgaris
leucoagglutinin (Nyakas et al., 1988 ) anterograde tract tracing
techniques demonstrated morphologically a dramatic proliferation of the
septodentate pathway that was in register with the proliferated AChE-labeled pathway in the OML. Indeed, our observation that the
increases in AChE label are restricted to the OML terminal field
undergoing proliferation and not in the adjacent SGZ terminal field
underscores the proposal that the rAAV vector did not produce a generic
elevation in AChE label in the target region. One might also reasonably
question whether the AChE label is a valid marker for the cholinergic
nature of the septodentate pathway (Aubert et al., 1994 ). Naumann et
al. (1997) recently demonstrated that the selective destruction of
cholinergic septal neurons with 192 IgG-saporin (a neurotoxin that
selectively destroys cholinergic neurons in the basal forebrain)
(Heckers et al., 1994 ) eliminated the AChE-containing septodentate
pathway that normally sprouts after an entorhinal lesion. Finally, the
possibility exists that increases in OML density may be an artifact of
shrinkage, because there is such a massive denervation after a
unilateral entorhinal lesion. Shrinkage of the molecular layer 4 d
after lesion, however, is on the order of 5% (Lynch et al., 1975 ;
Ramirez et al., 1999 ). In contrast, the mean optical density ratio of
the rats transduced with rAAV-NGF evidenced an increase of 72%.
Shrinkage alone is therefore an unlikely explanation of the increases
we report here.
Our results demonstrate that NGF may be a signal event in the
remodeling of the dentate architecture after an entorhinal injury. Many
trophic factors increase in denervated molecular layer after an
entorhinal cortex lesion, and it is likely that an intricate interplay
of these substances results in the initiation, guidance, and final
arrangement of the circuitry surviving the injury. Nonetheless, NGF is
clearly a significant component in the hippocampal response to cortical
deafferentation, if we look at our results together with the
observations that anti-NGF inhibits lesion-induced septodentate sprouting (Van der Zee et al., 1992 ) and that the NGF receptor and
immunolabeling both increase within the first week after an entorhinal
injury (Gomez-Pinilla et al., 1987 ; Conner et al., 1994 ). Exogenous
administration of NGF has been shown to promote sprouting by damaged
axons of the septohippocampal pathway after fimbria-fornix transection
in adult animals (for review, see Gage et al., 1990 ). Our findings
extend these observations by demonstrating that in adult animals, NGF
may orchestrate the growth of undamaged fibers undergoing axonal
sprouting in response to cortical injury. Indeed, NGF may play a
similar role in the axonal sprouting that occurs in other cortical
regions, for example, in the visual cortex after retinal lesions.
Increases in several neurotrophins, including NGF, accompany the axonal
sprouting known to occur in the cortical area deprived of visual inputs
(Darian-Smith and Gilbert, 1994 ; Obata et al., 1999 ), perhaps through
the modulation of extant cholinergic inputs (Berardi et al., 1994 ;
Rossi et al., 2002 ).
An interesting feature of the cholinergic sprouting response reported
here is that despite the potential for an ectopic pattern of dentate
innervation in the rAAV-NGF-transduced rats, the septodentate pathway
maintained its normal laminar pattern of OML innervation. The cells
transduced in the present investigation often were in the vicinity of
the hilar/granule cell layer interface (Fig. 3). Despite this location,
apparently, the intrinsic mechanism(s) that regulates the anatomic
profile of the dentate gyrus continues to operate in a system that has
been transduced with rAAV-NGF. Precisely which mechanism(s) may be
involved cannot be determined from our findings, but plausible
contributors to this architectonic regulation include extracellular
matrix proteins (Deller et al., 2001 ) and the capture and anchoring of
newly released NGF in the OML (Conner et al., 1994 ). It is of interest
to note that although the implantation of transfected fibroblasts
expressing NGF into the basal forebrain of monkeys reversed the loss of
age-related cholinergic cells, the fibroblasts also produced extensive
ectopic sprouting of p75-labeled cholinergic neurons into the graft
(Smith et al., 1999 ).
The mechanism by which the rAAV-NGF-transduced cells increase
cholinergic septodentate sprouting probably involves the NGFR located
in the denervated dentate gyrus. The postsynaptic receptors by which
NGF exerts neurotrophic effects include the high-affinity receptor
tyrosine kinase A (TrkA) and the low-affinity p75 receptor (for review,
see Sofroniew et al., 2001 ). The p75 receptor is distributed throughout
the dentate in a pattern resembling the AChE-containing septodentate
input (Peterson et al., 1994 ). In addition, the p75 and the TrkA
receptors are distributed in the dentate similarly to the septal input
(Sobreviela et al., 1994 ; Dougherty and Milner, 1999 ; Barker-Gibb et
al., 2001 ). The colocalization of p75 and TrkA in the septal fibers may
be an important property dictating the probability of high-affinity
binding (Hempstead et al., 1991 ; Esposito et al., 2001 ) and the
consequent proliferation of cholinergic synapses.
The role of NGF in the regulation of lesion-induced sprouting
notwithstanding, it is evident from the intact cases that transducing the dentate cells with the rAAV-NGF did not alter the normal
septodentate projection to the OML. Thus, the initiation of a
septodentate growth response seems to rely on factors additional to the
NGF. After an entorhinal lesion, a cascade of cellular events is
instigated, including the degeneration of neuronal elements (Steward,
1992 ; Shi and Stanfield, 1996 ; Jensen et al., 1999 ), microglial and astrocytic activation (Jensen et al., 1994 ), and the increased synthesis of extracellular matrix proteins (Deller et al., 2001 ). In
this context, the degeneration of presynaptic elements may be
particularly salient for the induction of sprouting, as suggested by
studies indicating that a delay in the onset of Wallerian degeneration after a perforant path lesion produces a parallel delay in the onset of
septodentate sprouting (Steward, 1992 ; Shi and Stanfield, 1996 ).
Finally, our results demonstrate that using rAAV vector to deliver NGF
directly into the parenchyma is efficacious and may be used to promote
the reorganization of neural circuitry. Intraventricular infusion of
NGF into the brain-injured or aged rat has been shown to promote
regeneration or to reverse age-related atrophy of cholinergic neurons
(for review, see Sofroniew et al., 2001 ). Unfortunately, use of either
systemic or intraventricular infusion as a clinical tool may be limited
by complications such as hypophagia and weight loss (Williams, 1991 )
and hyperalgesia (for review, see Shu and Mendell, 1999 ). Moreover,
intraventricular infusion of NGF may result in poor diffusion out to
the parenchyma (Fischer et al., 1994 ), and it is becoming clear that
precise delivery may be critical for effective and controlled neural
outcomes (Mahoney and Saltzman, 1999 ). Gene therapy involving the
neurotrophic properties of NGF has been used successfully to promote
the survival of subcortical cholinergic neurons in rat
(Martinez-Serrano and Bjorklund, 1998 ) and monkey (Smith et al., 1999 ).
In addition to the latter possible neurotrophic effects, we now show
that NGF driven by pCB-rAAV vector construct is also capable of
exerting neurotropic (i.e., neurite-promoting) effects, resulting in
the proper establishment of cholinergic circuitry in the adult
mammalian brain. Given the discovery of cholinergic axonal sprouting in
the hippocampus of patients with Alzheimer's disease (Geddes et al.,
1985 ; Hyman et al., 1987 ), future studies exploring the functional
significance of this cholinergic sprouting using gene delivery
technologies similar to those used here may be well worth pursuing.
Indeed, although the behavioral consequences of hippocampal
reorganization are unclear in human beings, hippocampal sprouting of
glutamatergic pathways in rats after unilateral entorhinal lesions has
been shown to be beneficial in tests of mnemonic function (Loesche and
Steward, 1977 ; Reeves and Smith, 1987 ; Ramirez et al., 1996 ).
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FOOTNOTES |
Received Aug. 14, 2002; revised Jan. 24, 2003; accepted Jan. 24, 2003.
This work was supported by National Science Foundation Grant
IBN9722829, National Institutes of Health (NIH) Grant MH-60608, and
Howard Hughes Medical Institute Grant 71196-503202 (J.J.R.), NIH Grant
NS-37432 (E.M.M.), and a grant from the Alzheimer's Association. We
thank Charlotte White and Stephanie Courchesne for technical assistance.
Correspondence should be addressed to Dr. Julio J. Ramirez, Department
of Psychology, Box 7017, Davidson College, Davidson, NC 28035-7017. E-mail: juramirez{at}davidson.edu.
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References |
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