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The Journal of Neuroscience, April 1, 2003, 23(7):2993
Synaptic Pathways to Phrenic Motoneurons Are Enhanced by
Chronic Intermittent Hypoxia after Cervical Spinal Cord Injury
David D.
Fuller1,
Stephen M.
Johnson1,
E.
Burdette
Olson Jr2, and
Gordon S.
Mitchell1
Departments of 1 Comparative Biosciences and
2 Preventive Medicine, University of Wisconsin, Madison,
Wisconsin 53706
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ABSTRACT |
Spinal hemisection at C2 reveals caudal synaptic pathways that
cross the spinal midline (crossed phrenic pathways) and can restore
inspiratory activity in ipsilateral phrenic motoneurons. Intermittent
hypoxia induces plasticity in the cervical spinal cord, resulting in
enhanced inspiratory phrenic motor output. We hypothesized that chronic
intermittent hypoxia (CIH) (alternating 11% O2 and air; 5 min periods; 12 hr per night; 7 nights) would strengthen crossed
phrenic pathways. Experiments were performed on anesthetized,
vagotomized, paralyzed, ventilated, and spinally injured (C2
hemisection) rats that were exposed to either normoxia or CIH before
acute injury (preconditioning) or after chronic injury
(postconditioning). Spontaneous inspiratory bursts or compound action
potentials evoked via stimulation of the ventrolateral funiculus
(contralateral to injury) were recorded in both phrenic nerves.
Spontaneous or evoked activity in crossed phrenic pathways were minimal
or absent in all acutely injured rats regardless of preconditioning. In
rats postconditioned with normoxia, crossed phrenic inspiratory bursts
were observed occasionally during baseline conditions and always during
chemoreceptor stimulation (hypoxia and hypercapnia). However, CIH
postconditioned rats had substantially larger crossed phrenic
inspiratory bursts during baseline, hypoxia, and hypercapnia (all
p < 0.05 vs normoxic group). Short-latency (0.7 msec) evoked crossed phrenic potentials were also enhanced by CIH
conditioning in chronically injured rats (p < 0.05). We conclude that CIH induced spinal cord plasticity-enhanced
phrenic motor output. This plasticity required preconditions
established by chronic spinal injury.
Key words:
plasticity; crossed phrenic phenomenon; respiratory
control; spinal cord injury; C2 hemisection; intermittent hypoxia
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Introduction |
Impaired respiratory motor function
after spinal cord injury (SCI) is debilitating and life-threatening
(Mansel and Norman 1990 ; Jackson and Groomes, 1994 ). Fortunately, most
spinal injuries are incomplete (Young, 1996 ). Thus, strengthening
intact neural pathways in the injured cervical spinal cord may enhance
respiratory motor output. Although pharmacological treatments
transiently enhance respiratory motor output after cervical SCI (Nantwi
and Goshgarian, 2001 ), an alternative approach is to induce a
long-lasting enhancement of existing respiratory neural pathways
through endogenous mechanisms (i.e., plasticity).
Intermittent hypoxia enhances respiratory motor output, an effect at
least partly attributable to cervical spinal plasticity (Baker-Herman
et al., 2001 ; Fuller et al. 2002a ). For example, three 5 min
hypoxic episodes evoke a long-lasting (>1 hr) enhancement of phrenic
motor output (phrenic long-term facilitation) by a mechanism dependent
on spinal serotonin receptor activation and protein synthesis (Fuller
et al., 2000 ; Mitchell et al., 2001 ; Baker-Herman and Mitchell, 2002 ).
Chronic intermittent hypoxia (CIH) induces additional central neural
plasticity (Mitchell et al., 2001 ). CIH enhances the acute hypoxic
phrenic response and phrenic long-term facilitation by
serotonin-dependent mechanisms (Ling et al., 2001 ). CIH augments
phrenic motor output during carotid sinus nerve stimulation, indicating
an underlying plasticity in central respiratory neurons and networks.
In rats, bulbospinal respiratory neurons project axons bilaterally to
phrenic motoneurons (see Fig. 1) (Moreno et al., 1992 ; Dobbins and
Feldman 1994 ; Lipski et al., 1994 ). Although most crossed pathways
decussate in the brainstem, an apparently ineffective synaptic pathway
crosses the spinal midline caudal to C2 (i.e., the "crossed phrenic
pathway") (Goshgarian, 1981 ; Moreno et al., 1992 ). This pathway can
be revealed after C2 spinal hemisection either by increasing
respiratory drive chemically or pharmacologically (Nantwi and
Goshgarian, 2001 ) or by activating spinal serotonin receptors (Ling et
al., 1994 ) of the 5-HT2 receptor subtype (Basura et al., 2001 ; Zhou et al., 2001 ).
Because intermittent hypoxia elicits serotonin-dependent spinal
plasticity and spinal serotonin receptor activation reveals crossed
phrenic pathways, we hypothesized that CIH would enhance crossed
phrenic pathways in spinally injured (C2 hemisection) rats.
Accordingly, one group of rats was preconditioned with CIH before acute
SCI. However, SCI dramatically alters spinal function, creating a
"new spinal cord" with (potentially) different physiologic mechanisms regulating motor output (Edgerton et al., 2001 ). Therefore an additional group of rats was conditioned with CIH after
chronic SCI. CIH enhanced crossed phrenic pathways, but only when
administered after chronic SCI (i.e., CIH preconditioning had no
discernable effect). Electrical stimulation of descending ventrolateral
funiculus axons suggested that enhanced spontaneous respiratory
responses resulted, at least in part, from spinal mechanisms. Thus,
CIH-induced spinal plasticity enhances phrenic inspiratory motor output
ipsilateral to SCI, and this effect requires preconditions that are
satisfied only after SCI.
Portions of these data have been published previously in abstract form
(Fuller et al., 2001b , 2002b ).
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Materials and Methods |
All procedures were approved by the Animal Care and Use
Committee of the University of Wisconsin School of Veterinary Medicine. Experiments were performed on 3- to 5-month-old male Sprague
Dawley rats (n = 58; rat colony K-62;
Charles River Laboratories, Kingston, NY) that were housed
individually with ad libitum access to food and water. Rats
were preconditioned with either normoxia or CIH before acute SCI or
exposed to the same conditions after chronic SCI (i.e.,
postconditioning). Thus, four groups of rats were studied: (1) normoxic
preconditioning before acute SCI (spontaneous responses, n = 9; evoked responses, n = 7), (2)
CIH preconditioning before acute SCI (spontaneous responses,
n = 5; evoked responses, n = 8), (3)
normoxic postconditioning after chronic SCI (spontaneous responses,
n = 8; evoked responses, n = 8), and
(4) CIH postconditioning after chronic SCI (spontaneous responses,
n = 8; evoked responses, n = 5).
Spinal cord injury. Before chronic SCI, rats were
treated with an analgesic (buprenorphine, 0.1 mg/kg), an
anti-inflammatory drug (carprofen, 4 mg/kg), and an antibiotic
(enrofloxacin, 5 mg/kg). Isoflurane anesthesia was induced in a closed
chamber and maintained (2-3%) via nose cone. After C2 laminectomy and durotomy, the spinal cord was hemisected caudal to the C2 dorsal roots
with microscissors. A gap (~1 mm) at the incision site was then
created using a blunt-tipped 25 gauge needle connected to a suction
pump. Wounds were sutured and rats were monitored post-hemisection and
given daily injections (buprenorphine 0.1 mg/kg; carprofen, 4 mg/kg;
enrofloxacin, 5 mg/kg) for 2 d. Chronically injured rats were
studied 2 weeks after surgery. The same surgical approach was used in
urethane-anesthetized rats for acute SCI, and 1-2 hr were allowed
before data collection.
Chronic intermittent hypoxia. For 7 consecutive days, rat
cages were placed in a Plexiglas chamber that between 6 P.M. and 6 A.M.
was flushed at a flow rate of 2 l/min per rat with an
air/O2/N2 mixture to
achieve quasi-square wave (45 sec equilibration) intermittent poikilocapnic hypoxia [5 min hypoxia
(FIO2 = 0.11)/5 min
normoxia] (Ling et al., 2001 ). Between 6 A.M. and 6 P.M. the chamber
was flushed with air. Chamber temperature was 22-24°C. CIH exposure after injury began at 1 week and ended at 2 weeks after hemisection. Preconditioned rats were exposed to CIH for the 7 d just before acute spinal hemisection.
Experimental preparation. Isoflurane anesthesia was induced
in a closed chamber and maintained (2.5-3.5%) via nose cone while rats were tracheotomized. Rats were mechanically ventilated after tracheal cannulation. After femoral venous catheterization, rats were
converted to urethane anesthesia (1.6 gm/kg) and bilaterally vagotomized and paralyzed with pancuronium bromide (2.5 mg/kg, i.v.).
Blood pressure was monitored via a femoral arterial catheter and
pressure transducer (Gould P23ID, Valley View, OH).
End-tidal CO2 was monitored with a rapidly
responding analyzer (Novametrix, Wallingford, CT). Arterial partial
pressures of O2 (PaO2)
and CO2 (PaCO2) as well
as pH were determined from 0.2 ml blood samples (ABL-500, Radiometer,
Copenhagen, Denmark); unused blood was returned to the animal. Rectal
temperature was maintained (37-39°C) with a heated table. Phrenic
nerves were isolated with a dorsal approach, cut distally, desheathed,
bathed in mineral oil, and placed on bipolar silver electrodes. Nerve
activity was amplified (1000-10,000×) and filtered (100-10,000 Hz
bandpass; model 1800, A-M Systems, Carlsberg, WA).
Spontaneous phrenic motor output. In all rats, the
CO2 apneic threshold for inspiratory activity in
the phrenic nerve contralateral to hemisection was determined after
waiting a minimum of 1 hr after conversion to urethane anesthesia. In
acutely injured rats, between 1 and 2 hr elapsed before the
CO2 apneic threshold was set. This delay allowed
blood pressure and respiratory motor output to stabilize. The procedure
to establish the apneic threshold began by increasing the ventilator
frequency until inspiratory activity ceased. Ventilator rate was then
decreased slowly until inspiratory activity reappeared. The end-tidal
CO2 partial pressure (PETCO2) corresponding to
the onset of inspiratory bursting was defined as the
CO2 apneic threshold.
PETCO2 was maintained 3 mmHg above the apneic threshold by adjusting the ventilator pump rate and inspired CO2 content. After the
CO2 apneic threshold and baseline PaCO2 levels were established, 30-45 min were
allowed to attain stable baseline conditions. Phrenic responses to
isocaspnic hypoxia were tested in both acutely and chronically injured
rats with 5 min bouts of hypoxia. The target
PaO2 of 40 mmHg was achieved by decreasing
inspired O2 concentration. Hypercapnic bouts of 5 min at 60 and 80 mmHg
PETCO2 were achieved by
raising the inspired CO2 concentration.
Hypercapnic responses were tested only in chronically injured rats.
Arterial blood samples were drawn in the final minute of each hypoxic
and hypercapnic trial (blood gases are
reported in Tables 1 and 2).
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Table 1.
Arterial partial pressure of CO2
(PaCO2, mmHg) during spontaneous phrenic bursting (A)
and evoked phrenic responses (B)
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Table 2.
Arterial partial pressure of O2
(PaO2, mmHg) during spontaneous phrenic bursting (A)
and evoked phrenic responses (B)
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Evoked phrenic potentials. Rats were hyperventilated
(PaCO2 <30 mmHg) to prevent spontaneous
inspiratory efforts. A monopolar tungsten electrode (5 M )
(A-M Systems) was inserted contralateral to
the spinal hemisection and ~1.0 mm rostral to the C2 dorsal roots.
The electrode tip was placed in or in close proximity to the
ventrolateral funiculus (1.8-2.3 mm below the dorsal root entry zone).
Electrode position was selected by maximizing the amplitude of a
short-latency (<1.0 msec) evoked potential in the phrenic nerve
contralateral to SCI (Fuller et al., 2002). Stimulus-response relationships were obtained by applying current pulses (20-1000 µA,
0.2 msec duration) with a stimulator (model S88, Grass
Instruments, Quincy, MA) and stimulus isolation unit (model
PSIU6E, Grass Instruments). Phrenic potentials were
digitized and analyzed with P-CLAMP software (Axon
Instruments, Foster City, CA).
Hemisection confirmation. The hemisection was created by
aspirating a 1.0 mm section of the cervical spinal cord and confirmed visually at the time of surgery. In acutely injured rats, the hemisection completeness was verified by the lack of ipsilateral inspiratory phrenic activity in the presence of contralateral inspiratory phrenic activity. In all chronically hemisected rats, the
cervical spinal cord was examined histologically after the experiment.
Rats were killed by systemic perfusion with 4%
paraformaldehyde, and the cervical spinal cord was removed,
cryoprotected, and sectioned (90 µm) (Fig.
1B). Tissue sections
were slide mounted, Nissl stained, and examined with light
microscopy.

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Figure 1.
Schematic depicting the experimental preparation
and bulbospinal pathways to phrenic motoneurons. A,
Bulbospinal respiratory neurons have cell bodies in the medulla
(Ventral respiratory group) and project bilaterally to
phrenic motoneurons. Bulbospinal projections that cross the spinal
midline in the cervical spinal cord are known as crossed phrenic
pathways. Spontaneous inspiratory activity or compound action
potentials (evoked via ventrolateral funiculus electrical stimulation)
were recorded in the phrenic nerves of spinally injured (C2
Hemisection) rats. The terms ipsilateral and contralateral are
used relative to the hemisection. B, Camera lucida
drawings of cervical spinal tissue sections (90 µm) taken rostral to
(top drawing) and at the hemisection (bottom
drawing). The drawings show a representative C2 hemisection and
the approximate site of ventrolateral funiculus electrical stimulation
(asterisk).
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Data analyses. The peak amplitudes of the integrated
inspiratory phrenic bursts and evoked phrenic potentials were
quantified as (1) absolute voltage, (2) relative to baseline, and (3)
relative to activity in the contralateral nerve. Normalization was
required because the absolute voltage can be influenced by factors
beyond experimental control (e.g., nerve-electrode contact, etc.).
Spontaneous inspiratory phrenic nerve activity was averaged over 30 sec
periods immediately before the first hypoxic episode (baseline), at the
end of each hypoxic episode, and at the end of each hypercapnic bout.
The following variables were determined: peak integrated phrenic
amplitude ( Phr), phrenic burst frequency (bursts per minute), and
minute phrenic activity ( Phr × frequency). Statistical
comparisons of neurogram amplitude and blood pressure were made using a
two-way ANOVA with a repeated measures design, followed by the
Student-Newman-Keuls post hoc test (Sigma Stat, Jandel Scientific, St. Louis, MO). Statistical differences
between CO2 apneic thresholds were tested using
one-way ANVOA. Comparisons between ipsilateral and contralateral
phrenic neurograms were made with an unpaired t test.
Significance was designated as p 0.05.
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Results |
Blood pressure
Mean arterial pressure at baseline was not different between
normoxic and CIH preconditioned rats (Table
3). However, hypoxia-induced hypotension
was significantly attenuated by CIH preconditioning (p < 0.05) (Table 3) as reported previously for
spinally intact rats (Fuller et al., 2001a ). Mean arterial pressure was
not different between normoxic and CIH postconditioned rats at baseline
or during hypoxia. Thus, in contrast to preconditioning, CIH
postconditioning did not alter hypoxic blood pressure regulation. Mean
arterial pressure was significantly lower at baseline in all
chronically versus acutely injured rats (p < 0.05) (Table 3). Rats with C2 hemisection regain normal mean arterial
pressures within 1-2 months after injury (Golder et al. 2001a ,b ). The
relative hypotension seen in our rats 2 weeks after hemisection may
reflect inadequate time (i.e., 2 vs 4-8 weeks) for endogenous
compensatory mechanisms to overcome sympathetic neuron atrophy and
reorganization (Krassioukov and Weaver, 1996 ).
CO2 apneic threshold
Preconditioning
After acute SCI, eight of nine normoxic and four of five CIH
preconditioned rats showed no phrenic bursts ipsilateral to SCI under
any condition. Accordingly the apneic threshold in this nerve could not
be determined. However, the apneic threshold for the phrenic nerve
contralateral to SCI was greater in normoxic (37 ± 1 mmHg) than
CIH preconditioned rats (32 ± 2 mmHg; p = 0.04), a finding consistent with spinally intact rats (Ling et al., 2001 ).
Postconditioning
In chronically injured normoxic rats, the
PETCO2 at which inspiratory
bursts began was significantly greater in the ipsilateral (43 ± 2 mmHg) versus contralateral (36 ± 1 mmHg; p = 0.02) phrenic nerve. CIH postconditioned rats had similar apneic
thresholds for the ipsilateral (38 ± 2 mmHg) and contralateral
(37 ± 2 mmHg) phrenic nerves (p = 0.6).
Acute versus chronic injury
The apneic threshold in the contralateral phrenic nerve was not
different between acutely (37 ± 1 mmHg) and chronically (36 ± 1 mmHg) injured normoxic rats (p > 0.05).
However, the contralateral phrenic apneic threshold in CIH
preconditioned rats (32 ± 1 mmHg) was significantly lower than
the corresponding value in CIH postconditioned rats (37 ± 2;
p < 0.05).
Spontaneous inspiratory phrenic activity
Preconditioning
The phrenic nerve ipsilateral to SCI did not display inspiratory
bursts at baseline in acutely injured rats, regardless of CIH
preconditioning (Figs. 2,
3). Small inspiratory bursts in the
ipsilateral nerve were induced by hypoxia in one of eight control and
one of five CIH rats. Contralateral to SCI, inspiratory burst amplitude
in the phrenic nerve was similar between treatment groups at baseline
and hypoxia (Figs. 2, 3). Inspiratory burst frequency was not different
between control and CIH preconditioned rats (Fig. 3).

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Figure 2.
Representative phrenic neurograms from rats
conditioned with normoxia or CIH before acute SCI (i.e.,
preconditioning) (top panel) and after chronic
SCI (i.e., postconditioning) (bottom panel). The
ipsilateral phrenic nerve is silent at baseline and during hypoxia in
acutely injured rats, regardless of CIH preconditioning
(A). The ipsilateral nerve is also silent at
baseline in the rat postconditioned with normoxia
(B). However, the CIH postconditioned rat shows
robust inspiratory bursts at baseline (B).
Moreover, the CIH postconditioned rat displays considerably greater
inspiratory phrenic burst amplitude during hypoxia versus the
normoxia-treated rat (B). Contralateral phrenic
inspiratory motor output was not consistently different at baseline or
hypoxia in acutely (C) or chronically injured
(D) rats, regardless of CIH conditioning.
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Figure 3.
Inspiratory phrenic nerve activity in rats treated
with normoxia or CIH before acute SCI (i.e., preconditioning)
(top panel) and after chronic SCI (i.e.,
postconditioning) (bottom panel). Top
panel, Inspiratory bursts were never present at baseline in
acutely injured rats, regardless of CIH preconditioning (A,
B). Furthermore, in the majority of acutely injured rats the
ipsilateral phrenic nerve remained silent during hypoxia (no
differences between normoxia or CIH preconditioned rats)
(A, B). There were no differences in
contralateral phrenic inspiratory motor output at baseline or hypoxia
in acutely injured rats, regardless of CIH preconditioning
(C). Phrenic burst frequency was not different
between groups at any time point (D).
Bottom panel, After chronic SCI, ipsilateral phrenic
inspiratory burst amplitude was significantly greater at baseline and
hypoxia in CIH versus normoxia postconditioned rats (E,
expressed as an absolute voltage, p = 0.01; G, relative to the contralateral phrenic
amplitude, p = 0.007). Contralateral phrenic nerve
burst amplitude was not significantly different at any time point
(F). Phrenic burst frequency was not different
between groups at any time point (H). *CIH
postconditioned is significantly greater than normoxia
postconditioned.
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Postconditioning
Inspiratory burst amplitude in the phrenic nerve ipsilateral to
SCI was enhanced in chronically injured rats exposed to CIH (Figs.
2-4). At baseline, inspiratory bursts in
the phrenic nerve ipsilateral to SCI were present more frequently in
CIH rats (normoxia = four of eight rats; CIH = seven of seven
rats). Moreover, ipsilateral phrenic burst amplitude was greater during
baseline, hypoxia, and hypercapnia in CIH versus normoxic rats (Figs.
2-4). Inspiratory burst amplitude in the contralateral phrenic nerve
was not affected by CIH during baseline, hypoxia, or hypercapnia (Figs.
2, 3). Inspiratory burst frequency was not different between control and CIH postconditioned rats.

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Figure 4.
Hypercapnic phrenic responses in rats treated with
normoxia or CIH after chronic SCI (i.e., postconditioning). A small but
distinct ipsilateral phrenic inspiratory burst is present at baseline
in the normoxia postconditioned rat shown in A.
Hypercapnic stimulation increases ipsilateral burst amplitude in this
rat (A). However, the CIH postconditioned rat
shows considerably larger ipsilateral phrenic inspiratory bursts at
baseline and hypercapnia (A). On average,
ipsilateral phrenic burst amplitude was significantly greater in CIH
versus normoxia postconditioned rats during hypercapnia (B,
C). D shows representative contralateral
phrenic neurograms in chronically injured normoxia and CIH
postconditioned rats. Contralateral phrenic amplitude was not different
at baseline or hypercapnia between normoxia or CIH post-conditioned
rats (E). Phrenic inspiratory burst frequency was
not different between groups at any time point
(F). *CIH postconditioned is significantly
greater than normoxia postconditioned.
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Acute versus chronic SCI
Phrenic burst amplitude ipsilateral to SCI was greater at baseline
and during hypoxia in all chronic versus acutely injured rats
(p < 0.05) (Fig. 3). Indeed, the ipsilateral
phrenic nerve was usually silent after acute SCI (Fig. 2). Neither
inspiratory burst amplitude contralateral to SCI nor burst frequency
was different between acutely and chronically injured rats
(p > 0.05) (Fig. 3).
Evoked phrenic potentials
Preconditioning
Potentials in the phrenic nerve ipsilateral to injury were evoked
in three of eight normoxic and four of eight CIH preconditioned acutely injured rats. Neither the
threshold current (normoxic = 900 ± 50 µA; CIH = 800 ± 50 µA) nor the amplitude (Figs. 5, 6) of the ipsilateral phrenic potential
was different between control and CIH preconditioned rats. One rat had
an ipsilateral evoked potential amplitude >10-fold greater than any of
the others and was excluded from the analysis as an outlier
(p < 0.01; Dixon's test for outliers) (Sokal
and Rohlf, 1995 ); exclusion of this rat did alter our conclusions. The
threshold stimulus current for the phrenic nerve contralateral to SCI
appeared to be greater in normoxic (210 ± 40 µA) versus CIH
rats (96 ± 25 µA), but this difference did not attain
statistical significance (p = 0.07). Evoked
potential amplitude in the contralateral phrenic nerve was not
different between groups at any stimulus current (Figs. 5, 6). Stimulus
latencies (time to peak) were not different between groups in either
nerve and ranged from 0.5 to 0.7 msec.

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Figure 5.
Representative evoked phrenic potentials from rats
treated with normoxia or CIH before acute SCI (i.e., preconditioning)
(top panel) and after chronic SCI (i.e.,
post-conditioning) (bottom panel). Evoked
potentials were absent in the ipsilateral phrenic nerve of acutely
injured rats, regardless of CIH preconditioning
(A) and also were absent in the chronically
injured normoxia-conditioned animal (B). In
contrast, the rat conditioned with CIH after chronic hemisection
displays a clear evoked potential in the ipsilateral phrenic nerve at
stimulus currents of 800 and 1000 µA (B). Thus,
crossed phrenic pathways are enhanced by a spinal mechanism after CIH.
Evoked responses in the contralateral phrenic nerve were not altered by
CIH preconditioning (C) or postconditioning
(D).
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Figure 6.
Evoked compound action potential amplitude in the
phrenic nerve ipsilateral (left panels) and
contralateral (right panels) to hemisection in rats
treated with normoxia or CIH before acute SCI (i.e., preconditioning)
or after chronic SCI (i.e., postconditioning). Evoked potentials in the
ipsilateral phrenic nerve were consistently present only in chronically
injured CIH postconditioned rats and only when the stimulus current was
>700 µA (compare A-D). Evoked
ipsilateral phrenic potential amplitude was significantly greater in
these rats than in normoxia postconditioned rats or normoxia and CIH
preconditioned rats. Contralateral phrenic evoked potentials were not
affected by CIH preconditioning or postconditioning (compare
E-F). *CIH postconditioned is
significantly greater than normoxia postconditioned.
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Postconditioning
The amplitude of the evoked phrenic potential ipsilateral to SCI
was significantly greater in CIH versus normoxic rats at stimulus
intensities >700 µA (Figs. 5, 6). However, the threshold current for
evoked ipsilateral phrenic potentials was not statistically different
between groups (normoxic = 860 ± 96 µA; CIH = 630 ± 70 µA; p = 0.11). Similarly, the
threshold current for evoked phrenic potentials contralateral to SCI
was not different between normoxic (60 ± 20 µA) and CIH-treated
rats (100 ± 28 µA; p = 0.15). Evoked potential
amplitude contralateral to SCI was not different between groups (Figs.
5, 6). Stimulus latencies were not different between groups in either
phrenic nerve (0.5-0.7 msec).
Acute versus chronic SCI
Evoked potential amplitudes in the ipsilateral phrenic nerve were
significantly larger in chronically versus acutely injured rats (Fig.
6, compare A, B with C,
D). Similar differences were not observed in the
contralateral phrenic nerve (Fig. 6, compare E, F
with G, H).
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Discussion |
Although CIH preconditioning had no discernable effect on phrenic
motor output, CIH after chronic SCI (i.e., postconditioning) enhanced
spontaneous inspiratory phrenic burst amplitude ipsilateral to spinal
hemisection at C2. Electrical stimulation of the spinal cord indicated
that the strength of synaptic pathways crossing the spinal midline
caudal to C2 (crossed phrenic pathways) was enhanced when CIH was
applied after SCI. Collectively, these results indicate that chronic
SCI established necessary preconditions that allowed CIH-induced
plasticity in crossed-spinal pathways to phrenic motoneurons.
Respiratory function after cervical SCI in rats
After C2 spinal hemisection, rats maintain blood gases (Goshgarian
1981 ) and breathe with increased frequency and decreased tidal volume
(Golder et al. 2001a ). Alterations in breathing pattern are (at least
partly) mediated vagally but may also reflect reorganization of the
medullary respiratory control network (Golder et al. 2001b ). During
quiet breathing (i.e., eupnea), the phrenic nerve or hemidiaphragm ipsilateral to C2 hemisection is silent (i.e., no inspiratory bursting)
in the days to weeks after the injury (Goshgarian, 1981 ; Nantwi et al.,
1999 ; Golder et al., 2001a ,b ). However, chemical or pharmacological
stimulation of respiratory drive produces rhythmic inspiratory phrenic
nerve activity below the hemisection via the activation of existing but
ineffective crossed-spinal synaptic pathways to phrenic motoneurons
(Goshgarian, 1981 ; Nantwi and Goshgarian, 1998 ; Nantwi et al., 2001 ;
Zhou et al., 2001 ). This effect has been termed the crossed phrenic
phenomenon (Goshgarian, 1981 ). Crossed phrenic inspiratory bursts occur
at the same frequency as inspiratory bursts in the contralateral
phrenic nerve, but amplitude is considerably less (Goshgarian, 1981 ;
Golder et al., 2001b ).
One to 2 months after C2 hemisection, spontaneous inspiratory bursts
during eupnea (i.e., quiet breathing) are observed in the phrenic nerve
or hemidiaphragm ipsilateral to injury (Nantwi et al., 1999 ; Golder et
al. 2001b ). However, this spontaneous functional recovery reportedly is
not present at 2 weeks after hemisection (Nantwi et al., 1999 ).
Conversely, 50% of our normoxia postconditioned rats demonstrated weak
inspiratory bursts in the ipsilateral phrenic nerve at baseline
conditions 2 weeks after hemisection. This quantitative discrepancy may
reflect differences in the baseline PaCO2
values [not reported by Nantwi et al. (1999) ] or could result from
rat substrain (Fuller et al., 2000 ) or gender differences (Hauben et
al., 2001 ).
Phrenic motoneuron morphology is also altered by C2 hemisection (Sperry
and Goshgarian, 1993 ; Mantilla et al., 2002 ). An increase in the number
of dendrodendritic appositions and synaptically active zones is
observed in the ipsilateral phrenic motor nucleus a few hours after C2
hemisection (Sperry and Goshgarian, 1993 ). These rapid morphological
effects are blunted when animals are given a serotonin synthesis
inhibitor (p-chlorophenylalanine) before hemisection
(Hadley et al., 1998 ). The surface area of ipsilateral phrenic
motoneuron somata is significantly decreased 2 weeks after C2
hemisection, suggesting that motoneuron excitability actually increases
(Mantilla et al., 2002 ).
CIH preconditioning did not affect phrenic motor output
Although CIH enhances respiratory motor output in spinally intact
rats (Ling et al., 2001 ; Peng et al., 2001 ), we found no obvious effect
of CIH preconditioning on phrenic motor output in acutely injured rats.
However, observed cardiorespiratory plasticity confirmed that CIH
preconditioning was physiologically active. First, the
CO2 apneic threshold in the phrenic nerve
contralateral to SCI was lower in CIH versus control rats, similar to
reports on spinally intact animals (Fuller et al., 2001; Ling et al., 2001 ). Second, the threshold current for electrically evoked potentials in the phrenic nerve contralateral to SCI tended to be lower after CIH
preconditioning (however, p = 0.07 versus control).
Finally, CIH preconditioning prevented or minimized the hypotension
associated with hypoxia (Table 3) (Fuller et al., 2001).
Because CIH was physiologically active, the possibility must be
considered that CIH-enhanced phrenic motor output was masked by
inhibitory influences associated with acute SCI (e.g., hemorrhage, swelling, etc.) (Ramer et al., 2000 ). Such inhibitory influences could
prevent crossed phrenic pathway activation leading to erroneous conclusions about the efficacy of CIH preconditioning. On the other
hand, robust crossed phrenic responses have been reported in acutely
injured animals after a preconditioning lesion (cervical dorsal
rhizotomy) (Fuller et al. 2002c ) that enhances serotonergic terminal
density and neurotrophin concentration in the cervical spinal cord
(Kinkead et al., 1998 ; Johnson et al., 2000 ). Moreover, the serotonin
precursor 5-hydroxytryptophan reveals evoked (Ling et al., 1994 )
and spontaneous crossed phrenic activity in acutely injured animals
(Fig. 7). Thus, putative inhibitory
effects from acute hemisection, if present, do not always mask crossed
phrenic activity. Although CIH preconditioning may strengthen synaptic pathways contralateral to SCI, it does not appear to strengthen crossed
phrenic pathways.

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Figure 7.
Crossed phrenic pathways can be activated in rats
after acute spinal hemisection. Systemic delivery of the serotonin
precursor 5-hydroxytryptophan (5-HTP) (5 mg/kg) reveals
robust spontaneous inspiratory crossed phrenic activity <2 hr after C2
hemisection. These results demonstrate that acute responses to SCI
(e.g., inflammation, etc.) do not prevent spontaneous inspiratory
crossed phrenic activity.
|
|
CIH after chronic hemisection strengthens crossed
phrenic pathways
In rats with chronic SCI, CIH post-treatment significantly
increased inspiratory burst amplitude in the phrenic nerve ipsilateral to hemisection (i.e., crossed phrenic pathways were enhanced). Crossed
phrenic inspiratory activity occurs rapidly (seconds to minutes) after
chemical or pharmacological stimulation in normoxic rats (Goshgarian,
1981 ; Ling et al., 1994 ; Golder et al., 2001a ,b ; Nantwi and Goshgarian,
2001 ). Therefore, the synaptic pathways underlying crossed phrenic
activity are present but not physiologically effective under most
conditions. We hypothesize that the CIH increased the efficacy of
existing spinal synaptic pathways to phrenic motoneurons (vs
formation of new synaptic connections).
Enhancement of spontaneous inspiratory activity below SCI could occur
via several mechanisms. Increased peripheral chemosensitivity after CIH
could augment inputs to medullary respiratory neurons and enhance
descending inputs to phrenic motoneurons during hypoxia (Peng et al.,
2001 ). However, this same influence should occur after CIH
preconditioning, but does not. Because CIH enhanced synaptic inputs to
phrenic motoneurons during baseline, hypoxia, and hypercapnia, a common
mechanism is suggested that is not specifically associated with
increased chemoreceptor sensitivity. Because short-latency (time to
peak = 0.5-0.7 msec) evoked phrenic potentials were also enhanced
in the phrenic nerve ipsilateral to SCI, increased efficacy of a
monosynaptic pathway is suggested. Thus, we hypothesize that augmented
spontaneous crossed phrenic inspiratory burst amplitude after CIH
arises from increased synaptic strength of the crossed phrenic pathway.
Transformation of silent synapses to functionally effective synaptic
connections has considerable precedent (Atwood and Wojtowicz, 1999 ).
For example, silent glutamatergic synapses in the rat spinal dorsal
horn are transformed into functional synapses by serotonin (Li and
Zhuo, 1998 ). Serotonin may be of particular importance because CIH
enhances phrenic motor output via serotonin-dependent mechanisms in
spinally intact rats (Ling et al., 2001 ). Serotonin is also
linked to functional recovery of locomotion after SCI (Hashimoto and Fukuda, 1991 ; Saruhashi et al., 1996 ), and crossed phrenic pathways are less robust after serotonin depletion (Hadley et
al., 1998 ). The hypothesis that CIH enhanced crossed phrenic pathways
after SCI by a serotonin-dependent mechanism requires further experimentation.
Neurotrophins such as brain-derived neurotrophic factor (BDNF) may be
involved in spinal cord plasticity after CIH. BDNF is critical for
several forms of neuroplasticity (e.g., hippocampal long-term
potentiation) (Schinder and Poo, 2000 ) and is upregulated in the
cervical spinal cord after episodic hypoxia (Baker-Herman et al.,
2001 ). BDNF may strengthen crossed phrenic pathways in rats because a
chronic preconditioning lesion (cervical dorsal rhizotomy) increases
BDNF protein levels in the ventral spinal cord (Johnson et al., 2000 )
and enhances crossed phrenic pathways (Fuller et al., 2002). BDNF and
receptor tyrosine kinase B mRNA expression transiently increase after
C2 hemisection but return to control levels within 2 weeks; the
elevation in BDNF protein levels is more prolonged (Mantilla et al.,
2002 ). The influence of CIH on spinal BDNF levels in spinally injured
rats is currently unknown.
Significance
After partial cervical SCI in humans, adequate minute ventilation
is generally maintained at rest and during chemoreceptor stimulation,
although the breathing pattern is altered (increased frequency,
decreased tidal volume) (Pokorski et al., 1989 ; Loveridge and Dubo,
1990 ). Reduced tidal volume reflects diminished respiratory motoneuron
recruitment and respiratory muscle weakening (Roth et al., 1997 ).
Although therapeutic training protocols designed to enhance respiratory
muscle function are often successful in SCI patients (Rutchik et al.,
1998 ; Liaw et al., 2000 ), the neural (vs muscular) effects of
respiratory muscle training in SCI patients have not been addressed.
Our data show that CIH-induced neuroplasticity can enhance respiratory
motor output after SCI.
Repeated intermittent activation of the respiratory neural control
network with CIH may have therapeutic potential in restoring respiratory function after SCI. However, there may be shortcomings that
limit or constrain the potential of CIH as a therapeutic tool. For
example, certain CIH protocols elicit pathophysiology such as systemic
hypertension (Fletcher et al., 1992 ), altered sympathetic chemoreflexes
(Greenberg et al., 1999 ), and hippocampal apoptosis (Gozal et al.,
2001 ). These pathophysiological effects probably depend on the duration
and severity of hypoxia. Other CIH protocols (altered severity and
duration of hypoxia) may elicit beneficial effects without the
attendant pathophysiology. As our understanding of CIH and its detailed
cellular mechanism(s) advances, alternative therapeutic strategies may
be developed that do not involve repetitive hypoxia, bypassing the
mechanisms leading to pathophysiology.
 |
FOOTNOTES |
Received Aug. 26, 2002; revised Nov. 26, 2002; accepted Dec. 18, 2002.
This work was funded by the National Institutes of Health (HL/NS 69064 and HL 65383). D.D.F. was supported by a Parker B. Francis fellowship
in pulmonary research. We thank Dr. F. J. Golder for his careful
critique of this manuscript.
Correspondence should be addressed to Dr. David D. Fuller,
Department of Comparative Biosciences, School of Veterinary Medicine, University of Wisconsin, 2015 Linden Drive, Madison, WI 53706. E-mail: fullerd{at}svm.vetmed.wisc.edu.
 |
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