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The Journal of Neuroscience, April 15, 2003, 23(8):3308
Selective Vulnerability of Subplate Neurons after Early Neonatal
Hypoxia-Ischemia
Patrick S.
McQuillen1,
R. Ann
Sheldon2,
Carla J.
Shatz3, and
Donna M.
Ferriero1, 2
Departments of 1 Pediatrics and
2 Neurology, University of California San Francisco Medical
Center, San Francisco, California 94143-0106, and
3 Department of Neurobiology, Harvard Medical School,
Boston, Massachusetts 02115
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ABSTRACT |
Neonatal hypoxia-ischemia in the preterm human leads to selective
injury to the subcortical developing white matter, which results in
periventricular leukomalacia (PVL), a condition associated with
abnormal neurodevelopment. Maturation-dependent vulnerability of late
oligodendrocyte progenitors is thought to account for the cellular
basis of this condition. A high frequency of cognitive and sensory
deficits with decreasing gestational age suggests pervasive
abnormalities of cortical development. In a neonatal rat model of
hypoxic-ischemic injury that produces the characteristic pattern of
subcortical injury associated with human PVL, selective subplate neuron
death is seen. The premature subplate neuron death occurs after
thalamic axons have reached their targets in cortex. Thus, as expected,
thalamocortical connections form normally, including patterned
connections to somatosensory cortex. However, deficits in motor
function still occur, as in babies with PVL. Subplate neuron cell death
in PVL provides another mechanism for abnormal neurodevelopment after
neonatal hypoxia-ischemia.
Key words:
periventricular leukomalacia; visual; cortex; development; premature infant; thalamocortical
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Introduction |
Hypoxia-ischemia (H-I) results in
selective damage to different brain structures depending on the
developmental stage at which it occurs (Johnston, 1998 ). H-I in the
preterm human [gestational week (GW) 23-32] causes damage to
subcortical developing white matter, a condition known as
periventricular leukomalacia (PVL) (Volpe, 2001b ). Developmental
immaturity of the cerebral vasculature is thought to account for this
characteristic subcortical distribution (Volpe, 2001a ). Other
mechanisms include selective cellular vulnerability, which relates to
intrinsic properties of the vulnerable cell type. Cells of the
oligodendrocyte lineage manifest stage-specific vulnerability to H-I
(Back et al., 2002 ) through mechanisms of oxidative stress (Oka et al.,
1993 ; Back et al., 1998 ) and excitotoxicity (Matute et al., 1997 ; Fern
and Moller, 2000 ; Follett et al., 2000 ). Subplate neurons, a transient
cell type located beneath the cortical plate (Chun et al., 1987 ), are
also vulnerable to stage-specific excitotoxicity (Chun and Shatz,
1988 ).
H-I in the preterm infant disrupts normal development and results in
significant cerebral injury. Neurological disability is observed in
51% of premature infants (GW <25 weeks) examined at 30 months of age
(Wood et al., 2000 ) and persists into adulthood (Hack et al., 2002 ).
Deficits are found in motor, perceptual, and cognitive systems (Volpe,
2001b ). These widespread abnormalities of cerebral development can be
measured quantitatively with advanced magnetic resonance imaging
(Miller et al., 2002 ). Cognitive impairment is associated significantly
with decreasing gestational age (Piecuch et al., 1997 ). Cortical visual
impairment (i.e., visual loss caused by impairment of posterior
visual pathways) is particularly common, especially in infants with
PVL, in whom estimates range from 66% (Lanzi et al., 1998 ) to 94% in
infants with severe PVL (Cioni et al., 1997 ).
Subplate neurons are required for normal visual cortical development
(for review, see Allendoerfer and Shatz, 1994 ). They are among the
first generated cells of neocortex (Luskin and Shatz, 1985 ) and come to
lie beneath the developing cortical plate, where they participate in
the earliest neocortical circuitry (Friauf and Shatz, 1991 ). Subplate
neurons undergo programmed cell death and are primarily absent from
adult neocortex (Chun et al., 1987 ). In humans, the subplate zone peaks
in size at GW 24, when the subplate is four times the width of the
developing cortical plate (Kostovic and Rakic, 1990 ), and declines
thereafter. The peak of subplate development coincides with the
gestational age associated with the highest incidence of PVL. Given
their critical role in normal visual cortical development, the death of
subplate neurons after H-I would illuminate mechanisms that account for
the high incidence of cortical visual impairment observed in PVL and
provide a general model for abnormal cortical development after H-I. In the present study, we examine a neonatal rodent model of H-I brain injury (Sheldon et al., 1998 ) to determine whether subplate neurons die
after neonatal H-I.
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Materials and Methods |
Animals. Timed-pregnant Sprague Dawley rats
(Simonsen, Gilroy, CA) were allowed food and water
ad libitum. All animal research was approved by the
University of California San Francisco Committee on Animal Research and
was performed in accordance with standards of humane care set forth in
the Policy on Humane Care and Use of Laboratory Animals.
Hypoxia-ischemia. The manipulation was performed at
postnatal day 1 (P1) or P2 (day of birth = P0) as described
previously (Sheldon et al., 1996 ). The first three litters received H-I
at P1, and mortality was 31% (10 of 32). These animals were used for
in situ end labeling (ISEL) and bromodeoxyuridine (BrdU)
staining (Figs. 1-3). Because mortality was lower (19%), and the
pattern of injury by ISEL staining was unchanged, subsequent litters
received H-I at P2. These animals were used for analysis of
thalamocortical innervation and motor testing (Figs. 4, 5). Total
mortality was 25% (16 of 64). To produce ischemia, pups were
anesthetized with nitrous oxide, halothane, and oxygen. A midline
incision was made in the neck; the right common carotid artery was
dissected from the jugular vein and permanently coagulated with a
bipolar coagulator [common carotid ligation (CCL)]. Sham-operated
animals received the same operation, except that the carotid artery was
not coagulated. Animals were returned to the dam for 1-2 hr.
Subsequently, pups receiving hypoxia were placed in 5.6% oxygen in
chambers floating in a 37°C water bath for 3 hr. One pup from each
litter was monitored with a skin surface temperature probe to ensure
consistency between litters and that the animals did not overheat. The
body surface temperature was kept constant at 34°C (normal P7 core
temperature, 35-37°C). Six litters of rodents, representing 64 animals, were used for the study. Rats were killed with pentobarbital,
100 mg/kg, given by intraperitoneal injection.
Subplate neuron BrdU birth dating. Timed-pregnant Sprague
Dawley rats received an intraperitoneal injection of BrdU, 30 mg/kg (Sigma, St. Louis, MO), at embryonic day 12.5 (E12.5; plug
date, E0.5) to label subplate neurons in neocortex (Bayer and Altman, 1990 ).
Fluorescent BrdU staining. BrdU-labeled subplate neurons
were visualized as described previously (McQuillen et al., 2002 ). Brains were removed rapidly from the cranium and flash-frozen in
Tissue-Tek O.C.T. compound (Sakura Finetek, Torrance, CA)
in a dry ice-95% ethanol bath. Coronal cryostat sections (10 µm
thick) were fixed in 0.1 M sodium
phosphate-buffered 4% paraformaldehyde, extracted with 0.6% Triton
X-100, acetylated, quenched in 3% hydrogen peroxide, and dehydrated
through graded alcohols. To expose incorporated BrdU, the sections were
microwaved for 10 min in 0.1 M sodium citrate, pH
5.0. Anti-BrdU antibody (IU4; Caltag, Burlingame, CA) was
applied at 1:20,000 with exonuclease III (ExoIII) 100 U/µl
(Roche Molecular Biochemicals, Indianapolis, IN) in ExoIII buffer supplemented to 100 mM NaCl with 1%
bovine serum albumin at 37°C for 1 hr. After washing, horseradish
peroxidase-conjugated goat anti-mouse secondary antibody (Jackson
ImmunoResearch, West Grove, PA) was applied at 1:200 in blocking
solution (supplied by the manufacturer) for 30 min, followed by
tyramide signal amplification (TSA) (Direct-green;
PerkinElmer Life Sciences, Boston, MA). The sections were
counterstained with 0.001% bis-benzimide.
ISEL staining. To visualize dying cells, we used a modified
version of the ISEL+ method (Blaschke et al., 1996 ), performed as
described previously (McQuillen et al., 2002 ). A reaction mixture containing 1 µM biotin-deoxyuridine
5'-triphosphate (Roche Molecular Biochemicals), 0.15 U/ml
terminal transferase (Invitrogen, Rockville, MD), 1×
terminal transferase buffer, and 1% bovine serum albumin was applied,
and the sections were incubated for 1 hr at 37°C. Sections were
washed and then incubated with NeutraLite avidin-horseradish peroxidase (Molecular Probes, Eugene, OR) at 1:1000 in
blocking solution (supplied with the TSA Direct kit) for 30 min. The
sections were washed and developed with TSA Direct-Cy3
(PerkinElmer Life Sciences). Double labeling was performed
with ISEL reacted before microwave treatment and BrdU primary antibody
incubation. Visualization with direct TSA was performed sequentially,
with inactivation of peroxidase between development of ISEL and BrdU
immunohistochemistry. Sections of neonatal rat thymus (positive) and
liver (negative) were analyzed as controls for the sensitivity of ISEL staining.
DAB immunohistochemistry. Animals were perfused
transcardially with 0.1 M phosphate buffer
followed by cold 4% paraformaldehyde/0.1 M
phosphate buffer. Perfused brains were cryoprotected in 25% sucrose in
0.1 M phosphate buffer before being sectioned on
a sliding microtome. Fifty micrometer sections were quenched with 3%
hydrogen peroxide, washed, and blocked (5% horse serum, 5% fish skin
gelatin, and 0.1% Triton X-100 in 0.1 M
Tris-buffered saline). For BrdU staining, DNA was denatured by
incubating sections in 2N HCl at 37°C for 30 min and then washed in
0.1 M sodium borate, pH 8.5, for 10 min as
described previously (Parent et al., 1999 ). Primary antibody dilutions
used were 1:200 for anti-GFAP (G-A-5; Sigma) and 1:1000 for BrdU
(mouse monoclonal; Roche Molecular Biochemicals). Primary
antibody was applied overnight at room temperature. Secondary antibody
(biotinylated donkey anti-mouse; Jackson ImmunoResearch)
was applied for 1 hr at room temperature. The sections were washed and
developed with a mouse Elite ABC kit (Vector Laboratories,
Burlingame, CA).
BrdU counting. The subplate zone was identified as described
previously (McQuillen et al., 2002 ) by accepted criteria (Boulder Committee, 1970 ) and cytoarchitectonic features of neocortex (Bayer and
Altman, 1990 ). Specifically, in the radial domain, the subplate (layer
VIB) was localized at the base of the cortical plate, immediately below
layer VI neurons, and contained characteristic pyramidal neurons. The
borders in the coronal plane were determined by the characteristic
six-layered neocortex and extended to cingulate cortex in the medial
direction and entorhinal cortex laterally. Only heavily BrdU-labeled
cells that fell into this region were counted. As in previous studies
(Price et al., 1997 ), heavily labeled cells were defined as cells in
which more than half the nucleus was labeled. Littermates were analyzed
for quantification of subplate neuron death. Brains from animals
receiving H-I at P1 (n = 6), sham-operated animals
(n = 3), or unmanipulated animals (n = 2) were analyzed at P5. Despite the use of timed-pregnant rats,
significant variability occurs between litters in BrdU uptake and
labeling of subplate neurons. Therefore, no attempt was made to compare
absolute numbers of BrdU-positive neurons among experimental groups.
Cell counts were expressed as the interhemispheric ratio of
BrdU-labeled subplate neurons (BrdU-positive cells ipsilateral to
CCL/BrdU-positive cells contralateral to CCL). Cell death is expressed
as a percentage derived from this ratio (100 ipsilateral/contralateral × 100). The brains were sectioned
entirely, and a random series representing every 10th section was
selected and analyzed. There were no differences between groups in the
number of sections per animal (85 ± 8.4 vs 82 ± 8.4 sections per brain, mean ± SD; p = 0.57);
therefore, average cell death per section is reported. The subplate was
identified as described above in digital images, and heavily labeled
BrdU-positive cells were counted in each hemisphere in each section
with the cell-counting macro
(ftp://rsbweb.nih.gov/pub/nih-image/user-macros/).
Perl's iron stain. Free-floating sections were stained in a
1:1 mixture of 2% v/v HCl and 2% potassium ferrocyanide for 30 min at
room temperature (Connor et al., 1995 ). The sections were rinsed in
distilled water twice for 10 min, and then precipitated iron was
visualized with DAB, 0.5 mg/ml, in 0.1 M
phosphate buffer with 0.07% hydrogen peroxide for 5-10 min. The
sections were rinsed in 0.1 M PBS and mounted on
slides, dehydrated, and put under cover glass.
Cytochrome oxidase staining. Free-floating sections were
stained for cytochrome oxidase activity (Anderson et al., 1975 ) in a
reaction mixture that contained 5 mg of DAB, 10 mg of cytochrome C
(Sigma), 750 mg of sucrose, 20 mg of catalase
(Sigma), and 9 ml of 0.05 M sodium
phosphate buffer, pH 7.4. Sections were incubated overnight at 37°C,
rinsed in 0.1 M PBS, mounted on slides,
dehydrated, and put under cover glass.
Carbocyanine dye labeling. Rats were fixed by transcardial
perfusion with 0.1 M sodium phosphate-buffered
4% paraformaldehyde or immersion-fixed in the same fixative (embryonic
ages). Brains were removed and stored in fixative with 0.02% sodium
azide. Small (~100 µm), similar-sized crystals of DiI (D-282;
Molecular Probes) or
1,1'-dioctadecyl-3,3,3',3'-tetramethylindodicarbocyanine perchlorate (DiD; D-307; Molecular Probes) were placed into visual
cortex. Alternate configurations of dyes were placed in each hemisphere to distinguish ipsilateral from contralateral hemispheres. The dye was
allowed to transport at 37°C for 3 weeks. Coronal sections were cut
at 50-100 µm on a vibratome. Sections were counterstained with
0.001% bis-benzimide.
Imaging. Digital images were acquired with a
Nikon (Mellville, NY) Eclipse 800 microscope and a cooled
CCD camera (Spot2; Diagnostic Instruments, Sterling
Heights, MI). Digital images were analyzed on an Apple
(Cupertino, CA) G4 computer with the public domain NIH Image program
(developed at the National Institutes of Health and available on the
Internet at http://rsb.info.nih.gov/nih-image/).
Confocal montage imaging. Fluorescent cryosections
(BrdU/ISEL) were imaged on a Leica (Cambridge, UK)
confocal microscope. Low-magnification montages were reconstructed from
5 or 10× fields with Leica Qwin montaging software and a
motorized stage. Complete sections represent a montage of 8-10
separate fields.
Motor testing. Animals were raised to 3 months of age and
then assessed for motor deficits (Crawley, 2000 ). Each animal was observed for gross deficits with open-field locomotion. Then animals were scored on a three-point scale (2, normal; 1, impaired; and 0, incapable of performing task) for rod and beam walking (1-inch-diameter rod, 1-inch-wide beam) and for the number of foot faults on stair climbing. Each animal was tested three times on each test, and the
median value was analyzed for significance. Finally, gait analysis was
performed with footprint pattern. Animals receiving H-I were compared
with controls consisting of both unmanipulated littermates and
sham-operated animals.
Statistics. Normally distributed data are reported as
mean ± SD. Hypothesis testing for differences between groups was
performed with an unpaired, two-tailed t test. Nonparametric
data and percents are reported as mean ± interquartile range
(subplate cell death) or mean of median scores (motor testing) ± SEM. Differences between groups were determined with Mann-Whitney
U test and corrected for ties.
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Results |
P1 rodent H-I results in subcortical, periventricular
cell death
To determine the pattern of cell death after CCL and hypoxia at P1
(H-I), we used fluorescent ISEL for detection of DNA strand breaks
associated with dying cells, combined with a nuclear counterstain to
visualize anatomy. After H-I, cells may die with morphologic features
of necrosis or apoptosis (Northington et al., 2001 ). We use ISEL
staining solely as a sensitive indicator of cell death, with the
knowledge that cells dying with either phenotype may display an ISEL
signal (Charriaut-Marlangue and Ben-Ari, 1995 ). DNA fragmentation can
be detected normally in the brains of postnatal rats (Spreafico et al.,
1995 ) and represents naturally occurring cell death during development.
This normal pattern of cell death can be appreciated in sham-operated
and unmanipulated littermates (data not shown) in the same pattern
observed in the hemisphere contralateral to the carotid ligation in
this model (Fig. 1A-C, right hemispheres). As has been noted previously (Vannucci, 1990 ), hypoxia or ischemia alone does not result in any detectable increase in
cell death. Superimposed on this naturally occurring cell death in the
hemisphere ipsilateral to CCL is cell death that resulted from H-I
(Fig. 1A-C, left hemispheres). At 12 hr after
manipulation, cell death caused by H-I peaked, and a broad band of cell
death could be appreciated in the subcortical regions that contained subplate, intermediate, and subventricular zones (Fig.
1B,C). The ventricular zone was affected but to a
lesser degree. A smaller amount of cell death was also apparent
scattered throughout the neocortex, and retrosplenial cortex was
especially affected (Fig. 1B, asterisk). Within the
thalamus, the reticular nucleus and internal capsule showed increased
cell death (Fig. 1B, arrowheads). In the hippocampus,
dying cells were not observed in the pyramidal layer in any hippocampal
subdivision. Scattered dying cells were noted in the hippocampal
subgranular layer in both hemispheres. This pattern of cell death was
present throughout the rostral-caudal extent of cerebral cortex,
beginning at the anterior commissure and extending into occipital
cortex (Fig. 1A-C). Cell death in the intermediate
zone was most intense in parietal cortex at the level of thalamus but
extended to more caudal brain regions, including visual and visual
association areas, following the dorsolateral aspect of the lateral
ventricles (Fig. 1A-C). Temporally, ISEL attributable to H-I could be detected as early as the end of the hypoxic period in animals that died during the procedure (data not
shown). By 12 hr after hypoxia, the ISEL signal peaked (Fig. 1); it
diminished by 24 hr (Fig. 2), and by
4 d after H-I, increased cell death was not detectable (data not
shown). Cell death was not assayed at time points beyond 96 hr.

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Figure 1.
Subcortical topography of cell death 12 hr after
P1 H-I. Dying cells with DNA strand breaks are detected with ISEL 12 hr
after H-I at P1. A-C, ISEL signal (red) and
bis-benzimide nuclear counterstain (blue) are shown alone in coronal
sections from frontal (A), parietal
(B), and occipital (C)
regions. Arrowheads mark cell death in reticular thalamus. Asterisk
marks cell death in retrosplenial cortex.
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Figure 2.
Cell death and BrdU staining for subplate neurons
24 hr after P1 H-I. ISEL (red), BrdU immunohistochemistry
(green), and bis-benzimide nuclear counterstain (blue) in coronal
sections taken from parietal cortex 24 hr after H-I at P1.
A, Low-magnification views showing both hemispheres. Large
white boxes in A delineate higher-magnification views in
D of contralateral hemisphere (hypoxia) and in C
of ipsilateral hemisphere (H-I), and small white box indicates region
shown in B that demonstrated single ISEL-positive
(horizontal arrow), BrdU-positive (asterisk), and double-positive
(vertical arrow) cells. SP, Subplate.
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To confirm this pattern of subcortical injury with other methods,
we performed GFAP immunohistochemistry and Perl's iron staining 4 d after H-I at P1 (data not shown). Both GFAP immunohistochemistry and
iron staining were increased in the subplate and intermediate zones in
exactly the distribution of the heaviest ISEL staining. Cresyl violet
staining of neocortex was remarkably normal despite the presence of
scattered ISEL, and the histologic appearance of cortex did not reveal
prominent cell loss (Fig.
3B-D). Animals with severe
injury did show some loss of lower-layer neurons in neocortex (Fig.
3B).

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Figure 3.
Quantification of BrdU-positive subplate neurons
4 d after H-I at P1. A, Plot of subplate neuron
cell death (see Materials and Methods) comparing animals receiving H-I
with controls (sham-operated and unmanipulated littermate;
p = 0.006). Severely (B),
moderately (C), and mildly
(D) affected examples of subplate neuron BrdU
immunohistochemistry and cresyl violet staining from sections used for
quantification of subplate neuron death are shown. Plotted percent cell
death for each example (B, C, D) is indicated by letter
in A. SP, Subplate.
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Subplate neurons die after neonatal H-I
To determine whether subplate neurons specifically were among
dying cells, we permanently labeled subplate neurons as they were
generating from dividing neuroblasts with a labeled nucleotide, BrdU
(BrdU birth dating). Subplate neurons are generated from dividing
neuroblasts from E10.5 to E12.5 (Bayer and Altman, 1990 ). A pulse of
BrdU is taken up by dividing neuroblasts in S-phase. Only neurons
generated from the next round of cell division (i.e., subplate and
marginal zone neurons) receive heavy BrdU label. The BrdU is diluted
with each successive round of cell division, so that later-generated
neurons (e.g., layer VI-II) receive progressively lighter label.
Immunohistochemistry can then detect BrdU in heavily labeled subplate
neurons at any age. BrdU birth dating is currently the optimal method
for identifying subplate neurons (Allendoerfer and Shatz, 1994 ).
At 24 hr after H-I, a comparison of BrdU staining in the hemisphere
ipsilateral to CCL with the contralateral hemisphere showed a
significant decrease in BrdU-labeled subplate neurons (compare Fig. 2,
compare C, D). There was a corresponding increase
in ISEL-labeled dying cells in the subplate and intermediate zone
ipsilateral to CCL (Fig. 2A,C), although the amount
of cell death was less than at 12 hr after manipulation (Fig. 1). Using
BrdU immunohistochemistry in combination with ISEL labeling, we
identified double-labeled cells that indicated dying subplate neurons
(Fig. 2B,C, vertical arrows). These cells were noted
frequently only in the hemispheres receiving H-I. In animals receiving
H-I in which double labeling was performed (n = 4), we
found significantly more double-labeled dying subplate neurons
ipsilateral to CCL than contralateral (4.5 ± 1.9 vs 0.4 ± 0.5 cells per section; p = 0.0001).
Quantification of subplate neuron cell death after H-I
There is significant interanimal variability in the amount of
damage after neonatal H-I (Rice et al., 1981 ; Sheldon et al., 1996 ,
1998 ; Towfighi et al., 1997 ). To quantify the extent and variability of
subplate neuron cell death after H-I, we examined BrdU-positive cell
density 4 d after H-I at P1 using systematic random sampling and
digital imaging to quantify subplate neuron cell death per section (see
Materials and Methods). Subplate neuron cell death was increased
significantly by H-I (45 ± 48 vs 2 ± 9%, mean ± interquartile range; p = 0.006, Mann-Whitney
U test; Fig. 3A). The severity of injury in any
given animal was readily apparent from inspection of either the BrdU
labeling or cresyl violet staining and ranged from mildly increased
death (Fig. 3D) to nearly complete death of heavily
BrdU-labeled subplate neurons (Fig. 3B). The variable
neuronal injury that resulted from this manipulation, with injury to
subplate neurons even in the mildest cases, confirms the selective
vulnerability of subplate neurons relative to other neuronal
populations at this age.
Thalamocortical connections form normally after neonatal H-I
BrdU labeling suggests that significant numbers of subplate
neurons die prematurely after neonatal H-I. To determine the effects of
this premature subplate neuron cell death on thalamocortical development, it was first necessary to determine whether
thalamocortical connections formed normally. Given the significant cell
death in the intermediate and subventricular zones, it is possible that there was significant injury to the developing thalamocortical and
corticofugal axons. Excitotoxic ablation of subplate neurons in cat,
before ingrowth of thalamic axons into visual cortex, prevents normal
innervation of their targets in layer IV (Ghosh et al., 1990 ). However,
ablation immediately after innervation does not result in the absence
of thalamic innervation of layer IV (Ghosh and Shatz, 1992 ). In rat,
thalamic axons have reached neocortex by P0 and innervate appropriate
targets over the subsequent days (Catalano et al., 1996 ). On the basis
of these observations, we predicted that H-I at P2 would not disrupt
visual thalamocortical innervation. Indeed, this is what we observed
using the lipophilic carbocyanine dyes DiI and DiD to trace
thalamocortical connections at P7 after H-I at P2. At these ages, label
in thalamus resulting from dye placement in cortex is a combination of
retrograde labeling of thalamic neurons and anterograde labeling of the
descending corticothalamic projections. After dye crystal placement
into visual cortex (n = 5), there was robust label in
the lateral geniculate nucleus (visual thalamus) in both hemispheres
(Fig. 4C,D). Furthermore, despite extensive cell death observed in the internal capsule (Fig.
1B), labeled fibers could be observed coursing
normally through the intermediate zone and turning medially into the
internal capsule before entering thalamus (Fig.
4A,B).

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Figure 4.
Thalamocortical projection to somatosensory and
visual cortex after P2 H-I. A-D, Thalamocortical and
corticothalamic axons labeled with DiI and DiD crystals placed in
auditory or visual cortex. Coronal sections at the level of internal
capsule (A, B) or lateral geniculate nucleus (C,
D) demonstrate labeled fibers and cell bodies. To distinguish
ipsilateral/H-I hemisphere from contralateral/hypoxic hemisphere, the
dyes were placed in opposite configuration. For this example, the
ipsilateral hemisphere (A, C) had DiI
(red) placed in visual cortex and DiD (green) placed in auditory
cortex. The contralateral hemisphere (B, D) had
DiD (green) placed in visual cortex and DiI (red) placed in auditory
cortex. Axons can be seen traversing the internal capsule (A,
B), and neurons in lateral geniculate (visual thalamus) are
back-labeled (C, D) in an identical manner in the two
hemispheres. E, F, Cytochrome oxidase staining of
sensory thalamocortical axons in patchy representation of whisker
barrels in hemisphere receiving H-I (E) and
hypoxia alone (F).
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Ablation of subplate neurons immediately after innervation of layer IV
prevents the activity-dependent refinement of thalamocortical connections into ocular dominance columns (Ghosh and Shatz, 1992 ). Rodent visual cortex contains monocular and binocular zones but no
finer organization of ocular dominance (Antonini et al., 1999 ). To
assess the development of patterned thalamocortical connections after
H-I at P2, we visualized the topographical whisker barrel representation in somatosensory cortex at P10. The whisker barrel representation is consolidated over the first postnatal week (O'Leary et al., 1994 ), and genetic manipulations of glutamatergic (Cases et
al., 1996 ) and serotonergic (Vitalis et al., 1998 ) neurotransmission disrupt barrel formation. In every case we examined at P10
(n = 4), after H-I at P2, well formed cytochrome
oxidase patches appeared in layer IV of somatosensory neocortex
ipsilateral to CCL (Fig. 4E) that were identical to
those observed in the contralateral hemisphere (Fig.
4F).
We conclude from these analyses that P2 H-I does not disrupt initial
thalamocortical pathfinding and innervation of somatosensory and visual
cortex. Moreover, the initial development of patterned connections in
somatosensory cortex proceeds normally. Our analysis does not address
subsequent refinement and plasticity of sensory thalamocortical connections.
P2 H-I results in motor deficits
Human PVL is characterized by dysmyelination and spastic diplegia,
a static motor deficit with more pronounced involvement of lower
extremities than of upper extremities (Volpe, 2001b ). To determine
whether H-I at P2 leads to motor deficits, we allowed animals from two
litters to develop to maturity after H-I at P2. Animals were then
observed during open-field locomotion and gait analysis, but they did
not display any observable deficits (data not shown). However, when
tested on rod and beam walking, animals receiving H-I performed
significantly worse than controls (Fig. 5; rod walking score, 1.3 ± 0.2 vs
0.7 ± 0.1, control vs H-I, mean of median scores ± SEM;
tied p = 0.04, Mann-Whitney U test; beam
walking score, 1.8 ± 0.1 vs 1.3 ± 0.1; tied
p = 0.02). To confirm this observation, rats were
tested for foot faults while they climbed an inclined stair.
H-I-treated animals had more faults than controls (Fig. 5; 2.4 ± 0.3 vs 0.2 ± 0.1; p < 0.0001, Mann-Whitney U test). Although faults were not recorded by extremity,
qualitatively we observed faults of the left rear paw most frequently
in animals receiving right CCL and hypoxia. These observations indicate
that despite normal-appearing open-field locomotion, P2 H-I leads to significant motor deficits. The relationship of these motor deficits to
subplate cell death remains to be elucidated.

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Figure 5.
Motor deficits and abnormal myelination in
mature animals after H-I at P2. Animals receiving H-I
(n = 11) performed significantly worse on motor
testing (rod walking, tied p = 0.04; beam walking,
tied p = 0.02; and stair climbing,
p < 0.0001) than controls [unmanipulated
littermate (n = 8) and sham-operated
(n = 2)]. For rod and beam walking, score 2, normal; 1, impaired; and 0, unable to perform task. For stair climbing,
animals were scored for the number of foot slips while climbing. Values
are mean of the median score ± SEM. HI, Hypoxia-ischemia.
|
|
 |
Discussion |
These results demonstrate that a rat model of early neonatal H-I
leads to significant, premature subplate neuron cell death. Despite
intense subcortical injury to the developing subplate and intermediate
zones, thalamocortical connections to somatosensory and visual cortex
form normally. This manipulation results in measurable motor deficits
in mature animals. These data, combined with observations of injury to
oligodendrocyte progenitors (Back et al., 2002 ), support H-I at P2 in
rat as a model of human PVL. This model is useful for testing the
hypothesis that neonatal H-I disrupts neurodevelopment through effects
on cortical plasticity and the refinement of cortical connections as a
result of subplate neuron cell death.
Maturation-dependent topography of H-I cerebral injury
H-I brain injury produces age-dependent and region-specific
injury. Many factors contribute to the evolution of this pattern, including maturation of cerebral oxygen and substrate delivery through
development of the cerebral vasculature and autoregulation (Volpe,
2001a ), selective cellular vulnerability related to oxidative metabolism (Ferriero, 2001 ), excitatory amino acid signaling (Johnston et al., 2001 ; Jensen, 2002 ), and programmed cell death (Han et al.,
2000 ; Northington et al., 2001 ). The Levine model [i.e., right CCL
followed by hypoxia (Levine, 1960 )] performed on immature rats (Rice
et al., 1981 ) at selected ages (Sheldon et al., 1996 ; Towfighi et al.,
1997 ) also produces age-dependent and region-specific brain injury.
Analyzing H-I at P1 with ISEL, we clearly show a subcortical pattern of
cell death similar to human PVL. In agreement with others (Towfighi et
al., 1997 ), we did not see significant hippocampal injury at this age,
a distinct difference from H-I at P7 and later, when hippocampal region
CA3 becomes vulnerable to injury before the adult pattern of CA1 injury
occurs beginning at P21. With this sensitive assay for cell death, we
did note low levels of diffuse cell death in neocortex and
retrosplenial cortex. In the most severely affected animals, lower
cortical layers begin to show laminar cell loss. In even the mildest
cases, subplate neuron cell death occurred, which confirms the
selective vulnerability of these neurons relative to other neuronal
populations. We did not note columnar patterns of cell death that are
frequently observed at P7 or laminar injury to cortical layers III and
V as occurs at P13 (Towfighi et al., 1997 ). Most descriptions of the
pathology of PVL indicate that neocortex is spared (Banker and
Larroche, 1962 ). However, using sensitive quantitative volumetric techniques with magnetic resonance imaging of human infants with PVL,
several studies (Inder et al., 1999 ; Peterson et al., 2000 ) noted
marked reduction in cerebral cortical gray matter volume throughout the
brain, which raises the possibility that neuronal cell death in
neocortex may be more widespread than has been appreciated in human
PVL. Alternatively, this could represent altered cortical development
after injury to subcortical areas.
Selective cellular vulnerability: subplate neurons
Many authors have speculated that changing patterns of brain
injury during development relate to intrinsic properties of the affected cell type, i.e., selective cellular vulnerability (Mattson et
al., 1989 ; Johnston, 1998 ; Volpe, 2001a ). Late oligodendrocyte progenitors are the prototypical examples of such a cell type, because
they manifest stage-specific vulnerability in vitro to excitotoxicity (Matute et al., 1997 ; Fern and Moller, 2000 ), oxidative stress (Oka et al., 1993 ; Back et al., 1998 ), and oxygen-glucose deprivation (Fern and Moller, 2000 ) and in vivo to H-I (Back
et al., 2002 ). In humans, preoligodendrocytes are the predominant cell
type in the oligodendrocyte lineage during the developmental period of
peak incidence of PVL (Back et al., 2001 ).
Subplate neurons share many of these same properties. Subplate neurons
are a transient cell population (Chun et al., 1987 ; Al-Ghoul and
Miller, 1989 ; Price et al., 1997 ), and they undergo programmed cell
death in the first postnatal week in mice (McQuillen et al., 2002 ).
Subplate neurons are located beneath the developing neocortex (Luskin
and Shatz, 1985 ; Kostovic et al., 2002 ) near areas of diffuse white
matter signal abnormality seen on magnetic resonance imaging in preterm
human infants (Maalouf et al., 2001 ) at risk for the diffuse type of
PVL (Volpe, 2001b ). In humans, the subplate zone peaks at the onset of
the developmental window of vulnerability to PVL (GW 24) and undergoes
dissolution during the third trimester, and subplate neurons are
largely absent after 6 months of postnatal age (Kostovic and Rakic,
1990 ). Subplate neurons undergo programmed cell death to a much greater
extent than other cortical neurons (Price et al., 1997 ). Subplate
neurons are vulnerable to excitotoxic cell death (Chun and Shatz,
1988 ), which allows for the selective ablation of subplate neurons
after injection of the glutamate agonist kainate into embryonic and postnatal kittens (Ghosh et al., 1990 ; Ghosh and Shatz, 1992 ). At later
time points, cortical neurons become sensitive to kainate, and the
injections no longer result in a selective ablation of subplate neurons
(Ghosh and Shatz, 1994 ). Subplate neurons become incorporated into
mature synaptic networks, receiving excitatory input from thalamus and
making excitatory connections with neurons in layer IV of neocortex, as
well as sending recurrent collateral projections back to thalamus
(Friauf and Shatz, 1991 ). In the present study, we have demonstrated
that P2 H-I leads to moderate to near-complete subplate neuron cell
death, whereas most cortical neurons are left intact. The mechanism of
this selective vulnerability of subplate neurons to H-I is unknown but
may relate to early cellular maturation (Chun and Shatz, 1989 ), with a
developmentally related increase in glutamate receptor expression,
including NMDA receptor 1 (Catalano et al., 1997 ) and AMPA and
kainate receptors (Furuta and Martin, 1999 ). Notably, most of these
observations have been made in vivo. We have described
recently a method for purifying subplate neurons that will be useful in
elucidating cellular mechanisms of subplate neuron cell death in
vitro (DeFreitas et al., 2001 ).
Abnormal cortical development after neonatal H-I: role of subplate
neuron cell death
The involvement of subplate neurons in neonatal H-I brain injury
is significant in light of the role that subplate neurons play in
normal cortical development (for review, see Allendoerfer and Shatz,
1994 ). Human thalamocortical development begins at the time of the
development of layers in the lateral geniculate nucleus at GW 22-25
(Hitchcock and Hickey, 1980 ). Synaptogenesis in human visual cortex
occurs between GW 28 and birth (Huttenlocher et al., 1982 ). In rodent,
somatosensory thalamic afferents have reached cortex at P0 (Catalano et
al., 1996 ) and innervate their targets in layer IV soon thereafter.
Thus, our model and human PVL occur at a stage of visual cortical
development most analogous to the early postnatal cat when thalamic
afferents have entered visual cortex but have not segregated into
ocular dominance columns. Ablation at this point in development
disrupts the activity-dependent refinement of thalamocortical
connections into mature ocular dominance columns (Ghosh and Shatz,
1992 ). Ocular dominance columns form through an activity-dependent
competition (for review, see Goodman and Shatz, 1993 ), possibly for
neurotrophins. Although the cellular and molecular basis of the
disruption of column formation after subplate neuron ablation is not
known, one possibility was suggested by the effects of subplate neuron
ablation on BDNF expression (Lein et al., 1999 ). Kainate injection
leads to a long-lasting increase in BNDF expression localized to the
region of subplate ablation. Increased BDNF is associated with
alterations in the phenotype of cortical inhibitory neurons, leading to
the suggestion that subplate neurons modulate activity-dependent
competition by regulating levels of neurotrophins and excitability in
the developing cortex.
Abnormal or delayed myelination is the hallmark of PVL. H-I at P7
depletes the subventricular zone of oligodendrocyte progenitors (Levison et al., 2001 ). However, H-I at P2 and P7 results in the proliferation of reactive late oligodendrocyte progenitors (Back et
al., 2002 ), and decreased myelin basic protein expression is only
transient after H-I at P7 (Liu et al., 2002 ). Although cortical visual
impairment is associated frequently with abnormalities on magnetic
resonance imaging, 71% of premature infants with moderate PVL during
the neonatal period were found to have at least one abnormality of
visual testing at 1 year of age, and yet 66% of these children had
normal optic radiations, and all had normal-appearing visual cortex
(Cioni et al., 1997 ). These findings underscore the need to examine
fully the neurobiology of neonatal H-I and its impact on cortical
development. Subplate neuron injury, alone or coincident with
oligodendrocyte injury, could explain these observations.
 |
FOOTNOTES |
Received Oct. 24, 2002; revised Jan. 24, 2003; accepted Jan. 29, 2003.
This research was supported by National Eye Institute Grants EY02858
(C.J.S.) and NS35902 (D.M.F.) and National Institutes of Health Grant
K08 HD01396-03 (P.S.M.). We thank Cynthia Cowdrey for preparing
cryostat sections and Michael DeFreitas and Gabriel Zada for assistance
with bromodeoxyuridine, in situ end labeling, and double staining.
Correspondence should be addressed to Dr. P. S. McQuillen,
Department of Pediatrics, Box 0106, University of California San Francisco Medical Center, San Francisco, CA 94143-0106. E-mail: psmcq{at}itsa.ucsf.edu.
 |
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Neuroprotective Strategies for the Neonatal Brain
Anesth. Analg.,
June 1, 2008;
106(6):
1670 - 1680.
[Abstract]
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S. P. Miller, P. S. McQuillen, S. Hamrick, D. Xu, D. V. Glidden, N. Charlton, T. Karl, A. Azakie, D. M. Ferriero, A. J. Barkovich, et al.
Abnormal Brain Development in Newborns with Congenital Heart Disease
N. Engl. J. Med.,
November 8, 2007;
357(19):
1928 - 1938.
[Abstract]
[Full Text]
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S. P Miller and P. S McQuillen
Neurology of congenital heart disease: insight from brain imaging
Arch. Dis. Child. Fetal Neonatal Ed.,
November 1, 2007;
92(6):
F435 - F437.
[Full Text]
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S. A. Back and S. P. Miller
Cerebral White Matter Injury: The Changing Spectrum in Survivors of Preterm Birth
NeoReviews,
October 1, 2007;
8(10):
e418 - e424.
[Abstract]
[Full Text]
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L. Srinivasan, R. Dutta, S. J. Counsell, J. M. Allsop, J. P. Boardman, M. A. Rutherford, and A. D. Edwards
Quantification of Deep Gray Matter in Preterm Infants at Term-Equivalent Age Using Manual Volumetry of 3-Tesla Magnetic Resonance Images
Pediatrics,
April 1, 2007;
119(4):
759 - 765.
[Abstract]
[Full Text]
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M. Derrick, A. Drobyshevsky, X. Ji, and S. Tan
A Model of Cerebral Palsy From Fetal Hypoxia-Ischemia
Stroke,
February 1, 2007;
38(2):
731 - 735.
[Abstract]
[Full Text]
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M. V. Covey and S. W. Levison
Pathophysiology of Perinatal Hypoxia-Ischemia and the Prospects for Repair from Endogenous and Exogenous Stem Cells
NeoReviews,
July 1, 2006;
7(7):
e353 - e362.
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A. Riddle, N. Ling Luo, M. Manese, D. J. Beardsley, L. Green, D. A. Rorvik, K. A. Kelly, C. H. Barlow, J. J. Kelly, A. R. Hohimer, et al.
Spatial heterogeneity in oligodendrocyte lineage maturation and not cerebral blood flow predicts fetal ovine periventricular white matter injury.
J. Neurosci.,
March 15, 2006;
26(11):
3045 - 3055.
[Abstract]
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R. D. Folkerth
Neuropathologic Substrate of Cerebral Palsy
J Child Neurol,
December 1, 2005;
20(12):
940 - 949.
[Abstract]
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F. E. Jensen
Role of Glutamate Receptors in Periventricular Leukomalacia
J Child Neurol,
December 1, 2005;
20(12):
950 - 959.
[Abstract]
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M. V. Johnston, D. M. Ferriero, S. J. Vannucci, and H. Hagberg
Models of Cerebral Palsy: Which Ones Are Best?
J Child Neurol,
December 1, 2005;
20(12):
984 - 987.
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J. J. Volpe
Encephalopathy of Prematurity Includes Neuronal Abnormalities
Pediatrics,
July 1, 2005;
116(1):
221 - 225.
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D. M. Ferriero
Neonatal Brain Injury
N. Engl. J. Med.,
November 4, 2004;
351(19):
1985 - 1995.
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M. Derrick, N. L. Luo, J. C. Bregman, T. Jilling, X. Ji, K. Fisher, C. L. Gladson, D. J. Beardsley, G. Murdoch, S. A. Back, et al.
Preterm Fetal Hypoxia-Ischemia Causes Hypertonia and Motor Deficits in the Neonatal Rabbit: A Model for Human Cerebral Palsy?
J. Neurosci.,
January 7, 2004;
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[Abstract]
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