Abstract
Nerve growth factor (NGF) is known to promote both the survival of cholinergic neurons after injury and the regeneration of damaged cholinergic axons. Recent evidence has implicated NGF in the regulation of cholinergic axonal sprouting by intact neurons projecting to the hippocampus of rats, sustaining a lesion of the entorhinal cortex. We explored the possibility that NGF may regulate this lesion-induced cholinergic sprouting by injecting recombinant adeno-associated virus (rAAV) vector expressing NGF and green fluorescent protein (GFP) into the dentate gyrus of rats that were subsequently given unilateral entorhinal lesions. Sprague Dawley rats were unilaterally injected with (1) rAAV vector expressing NGF and GFP or (2) rAAV vector expressing GFP. Fourteen days after injection, the animals received lesions of the entorhinal area ipsilateral to the virus injection. Four days after lesion, GFP expression and the septodentate sprouting response in the dentate gyrus were assessed. Optical densitometric analyses revealed a significant increase in acetylcholinesterase label (a marker for cholinergic septodentate sprouting) in the ipsilateral outer molecular layer of the dentate gyrus in rats injected with rAAV vector expressing NGF. Thus, NGF-expressing rAAV vector enhanced the sprouting response of intact cholinergic neurons after unilateral entorhinal lesions in rats.
- acetylcholinesterase
- dentate gyrus
- entorhinal cortex
- hippocampus
- neuroplasticity
- nerve growth factor
- reactive synaptogenesis
- sprouting
- trophic factor
Introduction
Injury to the CNS of adult mammals may induce a dramatic reorganization of surviving neural circuitry. Axonal sprouting, an example of this reorganization, occurs widely throughout the adult CNS, including the cortex (Stroemer et al., 1993), the brainstem (Goodman and Horel, 1966), and the spinal cord (Liu and Chambers, 1958). The rat hippocampal formation is a particularly heuristic model preparation to study structural reorganization after cortical injury. Of the synapses found in the outer molecular layer of the dentate gyrus, ∼90% are of ipsilateral entorhinal origin (Steward and Vinsant, 1983). After a unilateral entorhinal cortex lesion in rats that results in a substantial deafferentation of the ipsilateral dentate gyrus, the cholinergic septodentate pathway and several other surviving afferents sprout within 1 week of cortical lesion (for review, see Ramirez, 2001). This lesion-induced sprouting is not limited to rats, because similar hippocampal sprouting responses occur in brains damaged by Alzheimer's disease (Geddes et al., 1985;Hyman et al., 1987).
Since the discovery of nerve growth factor (NGF), which has potent neuritogenic effects in sympathetic neurons (Levi-Montalcini, 1987), neurotrophic factors in particular have been scrutinized as potential mechanisms regulating axonal sprouting after CNS injury. Indeed, within the partially denervated hippocampus, gene expression and/or immunocytochemical labeling for several neurotrophic factors increases during the first week after lesion; these factors include basic fibroblast growth factor (Gomez-Pinilla et al., 1992; Fagan et al., 1997), ciliary neurotrophic factor (Guthrie et al., 1997), insulin growth factor-1 (Guthrie et al., 1995), and NGF (Conner et al., 1994). Of these factors, NGF may be especially important in regulating lesion-induced septodentate sprouting. After an entorhinal lesion, NGF and NGF receptor (NGFR) immunoreactivity increases in the outer molecular layer of the dentate gyrus, the zone innervated by the AChE-containing cholinergic septodentate input (Gomez-Pinilla et al., 1987; Conner et al., 1994). In fact, intraventricular infusion of antibody to NGF eliminates septodentate sprouting after entorhinal injury (Van der Zee et al., 1992). The possibility that NGF may regulate septodentate sprouting is tempered somewhat, however, by the observation that neither extractable NGF nor NGF mRNA levels in the denervated dentate are altered by entorhinal injury (Conner et al., 1994; Fagan et al., 1997). Moreover, because the polyclonal antibody to NGF may also target brain-derived neurotrophic factor and neurotrophin-3, these latter neurotrophins may have had a primary role in the regulation of septodentate sprouting (Van der Zee et al., 1992).
The objective of the present investigation was to determine whether NGF might control cholinergic sprouting induced by cortical injury. We injected recombinant adeno-associated virus (rAAV) vector, constructed to drive the expression of NGF and green fluorescent protein (GFP), into the dentate gyrus of rats that subsequently sustained unilateral entorhinal lesions. We hypothesize that if NGF is involved in the regulation of lesion-induced sprouting of the cholinergic septodentate input, transduction of dentate neurons with NGF-rAAV vector should enhance septodentate sprouting.
Materials and Methods
Subjects. Male Sprague Dawley rats (350–400 gm; Hilltop Breeders, Scotsdale, PA) were housed individually and maintained on a 12 hr light/dark cycle immediately after arrival in the laboratory. Food and water were available to the rats ad libitum throughout the experiment. The research reported here was approved by the Davidson College Institutional Animal Care and Use Committee and was conducted in accordance with the guidelines of the Animal Welfare Act and the National Institutes of Health.
Research design. The rats were randomly assigned to one of four treatment conditions, as follows: (1) sham/rAAV vector expressing GFP (12.1-S; n = 5); (2) sham/rAAV vector expressing NGF and GFP (NGF-S; n = 6); (3) unilateral entorhinal lesion/rAAV vector expressing GFP (12.1-L; n = 6); and (4) unilateral entorhinal lesion/rAAV vector expressing NGF and GFP (NGF-L; n = 6). To ensure effective expression of vector products, the rAAV vector was injected into the dentate gyrus 2 weeks before the ipsilateral entorhinal lesion. A postlesion survival interval of 4 d was chosen because this is the time point at which lesion-induced septodentate sprouting is just beginning (Fass and Ramirez, 1984). Therefore, we were able to detect whether the rAAV vector-driven NGF expression hastened the onset of septodentate sprouting.
Vector preparation. Nerve growth factor was delivered to the dorsal dentate gyrus with an rAAV vector. The rAAV vector has been shown to deliver genetic material directly to neurons in the CNS in a localized nontoxic manner, with chronic synthesis over the time span we investigated (Kaplitt et al., 1994; Xiao et al., 1997; Klein et al., 1999). The rAAV vectors used in this investigation were obtained from the Vector Core Laboratory at the University of Florida (Gainesville, FL), and their preparation has been described in detail elsewhere (Klein et al., 2002). Briefly, the recombinant virus vector was constructed from an AAV that was rendered replication-defective. With the exception of the terminal repeats, the viral genes were removed and replaced with genes for NGFmyc and/or GFP under the control of a cytomegalovirus/chicken β-actin hybrid promoter (Fig.1). The plasmid contained AAV terminal repeats that flanked the expression cassettes of pTR-UF12.1 or pCB-NGFmyc. Green fluorescent protein served as the reporter gene to identify cellular transduction within the targeted regions. Tyrosine kinase A (TrkA) autophosphorylation and neurite outgrowth assays from PC12 cell cultures had confirmed previously the full efficacy of the myc-tagged NGF (Moller et al., 1998). The constructs derived from pTR-UF12.1 contain the internal ribosome entry site from poliovirus (Dirks et al., 1993) providing the bicistronic expression of NGFmyc and an enhanced form of GFP (Klein et al., 1998).
Surgical preparation. Immediately before surgery under aseptic conditions, the rats were given an injection of 0.1 ml, i.p., of atropine sulfate and anesthetized with an injection of sodium pentobarbital (Nembutal, 50 mg/kg, i.p.). Two microliters of rAAV vector [either the pCB-NGFmyc (infectious titer, 1.7 × 1010/ml) or the pTR-UF12.1 (infectious titer, 1.4 × 1011/ml)] were unilaterally injected at a rate of 0.1 μl/min for 20 min into the right dorsal dentate gyrus (incisor bar set at +5.0 mm; 2.0 posterior to bregma, 1.5 lateral to sagittal sinus, 3.0 ventral to dura).
As previously described (Loesche and Steward, 1977), unilateral entorhinal lesions in the right hemisphere (i.e., ipsilateral to the rAAV injection) were made by lowering a stainless steel, insulated (except at the tip) electrode to the following stereotaxic coordinates: incisor bar set at −2.0 mm, 1.5 mm anterior to the transverse sinus; 3, 4, and 5 mm lateral to the sagittal sinus; and 2, 4, and 6 mm ventral to dura. A 1.0 mA current was passed through the electrode for a period of 45 sec at each coordinate (Ramirez and Stein, 1984). Animals that received sham surgery were treated similarly, with the exception of the penetration of the electrode into the brain (note that all animals received rAAV vector injection).
Histology. Four days after lesion, the rats were killed with Nembutal (100 mg/kg) and perfused transcardially with 100 ml PBS chased by 400 ml of 10% buffered formalin. After post-fixing in 30% sucrose formalin for a minimum of 3 d, the brains were blocked; the anterodorsal hippocampal formation was sectioned coronally, whereas the posteroventral hippocampal formation was sectioned horizontally. The 30-μm-thick sections were examined for evidence of GFP fluorescence using a fluorescein isothiocyanate long-pass filter. Coronal sections within 30 μm of fluorescing sections and every third section through the ventral hippocampal formation were stained for AChE-containing fibers with Naik's AChE histochemical technique (Naik, 1963) (using promethazine as an inhibitor of nonspecific cholinesterase) (cf. Lynch et al., 1972) to label sprouting by the AChE-containing, cholinergic septodentate pathway (Fass and Ramirez, 1984). The AChE label is localized primarily to terminals and axons (Shute and Lewis, 1966; Cotman et al., 1973) and is taken as evidence of the AChE-containing septodentate pathway (Steward, 1992) (for review, see Ramirez, 2001). Lesion assessments were performed on tissue stained with cresyl violet acetate to determine the extent of injury in the vicinity of the injection site and to confirm that the electrolytic lesions were localized to the medial and lateral aspects of the entorhinal area.
Optical densitometry. The density of the AChE label in the dentate gyrus was determined with the BioQuant Nova image analysis system (Bioquant Image Analysis, Nashville, TN). Density measurements were taken at the outer molecular layer (OML), the inner molecular layer (IML), and the supragranular zone (SGZ) of the dentate gyrus ipsilateral and contralateral to the entorhinal lesion (Fig. 2). In addition, density measurements were taken from adjacent sections of the dorsal hippocampus 30 μm away from sections evidencing the greatest GFP expression to ensure that only areas in which the rAAV vector is likely to have driven the expression of NGF were assessed. All dorsal density measurements were ∼500 μm lateral to the injection location. Horizontal, ventral hippocampal sections were analyzed at −5.10 mm below bregma (Paxinos and Watson, 1986). To control for staining variability between sections, the inner molecular layer of the dentate gyrus of each section assessed was used as the control for background. The IML is a pale-staining zone not known to undergo lesion-induced increases in septodentate innervation (Stanfield and Cowan, 1982). The optical density measurements were expressed as the ratioZ = X/Y, where X = ipsilateral OML − ipsilateral IML and Y = contralateral OML − contralateral IML. Because the perforant path projection is almost exclusively ipsilateral, the contralateral dentate gyrus may serve as a within-animal control (Steward and Vinsant, 1983). Creating a ratio of ipsilateral to contralateral measurements provides an excellent within-section control for random variability in AChE staining (Fass and Ramirez, 1984; Steward, 1992). Therefore, a value of 1.0 indicates equivalent density measurements between sides, whereas a value >1.0 indicates greater staining ipsilateral to the lesion and a value <1.0 indicates greater staining contralateral to the lesion. Because there is a possibility that the rAAV-NGF vector may nonspecifically increase the levels of AChE in the septodentate pathway, we performed optical densitometric studies of the supragranular zone (a region that is innervated by the septodentate pathway but has not been shown to sprout in response to an entorhinal lesion) (Stanfield and Cowan, 1982). The algorithm we used for the supragranular zone analysis was identical to that described above, with the exception that we substituted the supragranular zone density for the outer molecular layer density. The experimenters conducting the optical densitometric assessments were blind to the treatment condition of the cases.
Results
Lesion assessment and GFP expression
The assessment of the entorhinal lesions confirmed that the extent of the lesions was comparable between the lesioned groups (Fig. 2illustrates the typical lesion). Both medial and lateral aspects of the entorhinal area were injured in all the rats sustaining entorhinal lesions. Parasubiculum and presubiculum were injured to a variable extent in all animals. The dentate gyrus was free of injury in all cases.
Visual inspection of the dorsal and ventral sections indicated that the GFP expression for both the pCB-NGF and pTR-UF12.1 was restricted principally to the site of the injection, most often at the interface between the dentate hilus and the granule cell layer. Occasionally, cells were so well labeled that the morphology was clearly indicative of a neuronal cell type (Fig. 3), although the precise identity of the cell could not be determined.
Optical densitometry
An omnibus F test (2 × 2 × 2 ANOVAs: lesion × vector × hippocampal level) was performed on the optical density ratios derived from the OML and SGZ (Systat; SPSS, Chicago, IL). Because of the large number of comparisons, we performed conservative Scheffépost hoc contrasts to control for familywise type I error (Keppel and Zedeck, 1989).
The dorsal hippocampus of rats sustaining entorhinal injury and pCB-NGF transduction exhibited significantly higher optical density ratios than all the other groups at the level of the dorsal hippocampus and all comparisons at the ventral hippocampus (Figs. 4, 5) (Scheffé post hoc contrasts indicated values of p ≤ 0.001). The analysis of the optical density ratios for the outer molecular layer indicated significant main effects for lesion (F(1,38) = 7.95, p < 0.01), vector (F(1,38) = 6.25,p < 0.02), and level (F(1,38) = 9.25, p < 0.005); significant interactions for lesion × vector (F(1,38) = 10.06, p < 0.005), lesion × level (F(1,38)= 8.46, p < 0.01), and vector × level (F(1,38 = 9.21, p < 0.005); and a significant three-way interaction for lesion × vector × level (F(1,38) = 7.03,p < 0.015). The rats sustaining entorhinal injury with pTR-UF12.1 transduction in the dorsal hippocampus did not exhibit elevated optical density ratios relative to the ventral hippocampus. Indeed, as Figure 4A indicates, with the exception of the dorsal hippocampus of rats transduced with pCB-NGF, the optical density ratios of all of the groups approximated 1.0, indicating equivalent OML densities ipsilateral and contralateral to the operated side. The analysis of the SGZ ratios indicated that neither the lesions nor the vector treatments significantly affected the optical density ratios, which approximated 1.0 (Fig. 4B). Although we observed a significant lesion × level interaction (F(1,38) = 11.84,p < 0.05), subsequent Scheffé post hoc contrasts indicated that the groups were not significantly different from one another (Scheffé p values > 0.05; lesion × vector × level:F(1,38) = 1.63, p > 0.20).
Discussion
As revealed in the optical density analysis of AChE label, transducing cells in the dorsal hippocampus with rAAV vector constructed to drive the expression of NGF enhanced the sprouting response of the cholinergic septodentate pathway after unilateral entorhinal lesions in rats. The observed enhanced onset of cholinergic septodentate sprouting in the rAAV-NGF transduced animals occurs at a time point when the normal sprouting response is just beginning (i.e., ∼4 d after lesion). Whereas the rAAV vector expressing NGF enhanced the septodentate sprouting response in the dorsal hippocampus (the site of the vector injection), the vector did not substantially affect the sprouting response in the ventral hippocampus (a site removed from the injection). The effects of the vector, therefore, seem to be localized to the immediate location of the injection and transduction. Despite a robust septodentate sprouting response in the molecular layer of rats injected with the rAAV vector expressing NGF, the supragranular zone did not evidence an elevated staining intensity. Thus, the increased staining of the septodentate pathway is limited to the component of the projection undergoing terminal proliferation.
Before discussing the significance of our findings, we need to address two methodological issues potentially affecting our interpretations, as follows: (1) the validity of the AChE histochemical technique to identify cholinergic septodentate sprouting and (2) the contribution that shrinkage may make to the values reported here. Conceivably, the increase in label observed in the outer molecular layer may have been a consequence of nonspecific increases in AChE synthesis resulting in greater AChE per terminal, although the number of terminals remained unchanged. On the contrary, studies relying on autoradiographic (Stanfield and Cowan, 1982) or Phaseolus vulgarisleucoagglutinin (Nyakas et al., 1988) anterograde tract tracing techniques demonstrated morphologically a dramatic proliferation of the septodentate pathway that was in register with the proliferated AChE-labeled pathway in the OML. Indeed, our observation that the increases in AChE label are restricted to the OML terminal field undergoing proliferation and not in the adjacent SGZ terminal field underscores the proposal that the rAAV vector did not produce a generic elevation in AChE label in the target region. One might also reasonably question whether the AChE label is a valid marker for the cholinergic nature of the septodentate pathway (Aubert et al., 1994). Naumann et al. (1997) recently demonstrated that the selective destruction of cholinergic septal neurons with 192 IgG-saporin (a neurotoxin that selectively destroys cholinergic neurons in the basal forebrain) (Heckers et al., 1994) eliminated the AChE-containing septodentate pathway that normally sprouts after an entorhinal lesion. Finally, the possibility exists that increases in OML density may be an artifact of shrinkage, because there is such a massive denervation after a unilateral entorhinal lesion. Shrinkage of the molecular layer 4 d after lesion, however, is on the order of 5% (Lynch et al., 1975;Ramirez et al., 1999). In contrast, the mean optical density ratio of the rats transduced with rAAV-NGF evidenced an increase of 72%. Shrinkage alone is therefore an unlikely explanation of the increases we report here.
Our results demonstrate that NGF may be a signal event in the remodeling of the dentate architecture after an entorhinal injury. Many trophic factors increase in denervated molecular layer after an entorhinal cortex lesion, and it is likely that an intricate interplay of these substances results in the initiation, guidance, and final arrangement of the circuitry surviving the injury. Nonetheless, NGF is clearly a significant component in the hippocampal response to cortical deafferentation, if we look at our results together with the observations that anti-NGF inhibits lesion-induced septodentate sprouting (Van der Zee et al., 1992) and that the NGF receptor and immunolabeling both increase within the first week after an entorhinal injury (Gomez-Pinilla et al., 1987; Conner et al., 1994). Exogenous administration of NGF has been shown to promote sprouting by damaged axons of the septohippocampal pathway after fimbria–fornix transection in adult animals (for review, see Gage et al., 1990). Our findings extend these observations by demonstrating that in adult animals, NGF may orchestrate the growth of undamaged fibers undergoing axonal sprouting in response to cortical injury. Indeed, NGF may play a similar role in the axonal sprouting that occurs in other cortical regions, for example, in the visual cortex after retinal lesions. Increases in several neurotrophins, including NGF, accompany the axonal sprouting known to occur in the cortical area deprived of visual inputs (Darian-Smith and Gilbert, 1994; Obata et al., 1999), perhaps through the modulation of extant cholinergic inputs (Berardi et al., 1994;Rossi et al., 2002).
An interesting feature of the cholinergic sprouting response reported here is that despite the potential for an ectopic pattern of dentate innervation in the rAAV-NGF-transduced rats, the septodentate pathway maintained its normal laminar pattern of OML innervation. The cells transduced in the present investigation often were in the vicinity of the hilar/granule cell layer interface (Fig. 3). Despite this location, apparently, the intrinsic mechanism(s) that regulates the anatomic profile of the dentate gyrus continues to operate in a system that has been transduced with rAAV-NGF. Precisely which mechanism(s) may be involved cannot be determined from our findings, but plausible contributors to this architectonic regulation include extracellular matrix proteins (Deller et al., 2001) and the capture and anchoring of newly released NGF in the OML (Conner et al., 1994). It is of interest to note that although the implantation of transfected fibroblasts expressing NGF into the basal forebrain of monkeys reversed the loss of age-related cholinergic cells, the fibroblasts also produced extensive ectopic sprouting of p75-labeled cholinergic neurons into the graft (Smith et al., 1999).
The mechanism by which the rAAV-NGF-transduced cells increase cholinergic septodentate sprouting probably involves the NGFR located in the denervated dentate gyrus. The postsynaptic receptors by which NGF exerts neurotrophic effects include the high-affinity receptor tyrosine kinase A (TrkA) and the low-affinity p75 receptor (for review, see Sofroniew et al., 2001). The p75 receptor is distributed throughout the dentate in a pattern resembling the AChE-containing septodentate input (Peterson et al., 1994). In addition, the p75 and the TrkA receptors are distributed in the dentate similarly to the septal input (Sobreviela et al., 1994; Dougherty and Milner, 1999; Barker-Gibb et al., 2001). The colocalization of p75 and TrkA in the septal fibers may be an important property dictating the probability of high-affinity binding (Hempstead et al., 1991; Esposito et al., 2001) and the consequent proliferation of cholinergic synapses.
The role of NGF in the regulation of lesion-induced sprouting notwithstanding, it is evident from the intact cases that transducing the dentate cells with the rAAV-NGF did not alter the normal septodentate projection to the OML. Thus, the initiation of a septodentate growth response seems to rely on factors additional to the NGF. After an entorhinal lesion, a cascade of cellular events is instigated, including the degeneration of neuronal elements (Steward, 1992; Shi and Stanfield, 1996; Jensen et al., 1999), microglial and astrocytic activation (Jensen et al., 1994), and the increased synthesis of extracellular matrix proteins (Deller et al., 2001). In this context, the degeneration of presynaptic elements may be particularly salient for the induction of sprouting, as suggested by studies indicating that a delay in the onset of Wallerian degeneration after a perforant path lesion produces a parallel delay in the onset of septodentate sprouting (Steward, 1992; Shi and Stanfield, 1996).
Finally, our results demonstrate that using rAAV vector to deliver NGF directly into the parenchyma is efficacious and may be used to promote the reorganization of neural circuitry. Intraventricular infusion of NGF into the brain-injured or aged rat has been shown to promote regeneration or to reverse age-related atrophy of cholinergic neurons (for review, see Sofroniew et al., 2001). Unfortunately, use of either systemic or intraventricular infusion as a clinical tool may be limited by complications such as hypophagia and weight loss (Williams, 1991) and hyperalgesia (for review, see Shu and Mendell, 1999). Moreover, intraventricular infusion of NGF may result in poor diffusion out to the parenchyma (Fischer et al., 1994), and it is becoming clear that precise delivery may be critical for effective and controlled neural outcomes (Mahoney and Saltzman, 1999). Gene therapy involving the neurotrophic properties of NGF has been used successfully to promote the survival of subcortical cholinergic neurons in rat (Martinez-Serrano and Bjorklund, 1998) and monkey (Smith et al., 1999). In addition to the latter possible neurotrophic effects, we now show that NGF driven by pCB-rAAV vector construct is also capable of exerting neurotropic (i.e., neurite-promoting) effects, resulting in the proper establishment of cholinergic circuitry in the adult mammalian brain. Given the discovery of cholinergic axonal sprouting in the hippocampus of patients with Alzheimer's disease (Geddes et al., 1985; Hyman et al., 1987), future studies exploring the functional significance of this cholinergic sprouting using gene delivery technologies similar to those used here may be well worth pursuing. Indeed, although the behavioral consequences of hippocampal reorganization are unclear in human beings, hippocampal sprouting of glutamatergic pathways in rats after unilateral entorhinal lesions has been shown to be beneficial in tests of mnemonic function (Loesche and Steward, 1977; Reeves and Smith, 1987; Ramirez et al., 1996).
Footnotes
This work was supported by National Science Foundation Grant IBN9722829, National Institutes of Health (NIH) Grant MH-60608, and Howard Hughes Medical Institute Grant 71196-503202 (J.J.R.), NIH Grant NS-37432 (E.M.M.), and a grant from the Alzheimer's Association. We thank Charlotte White and Stephanie Courchesne for technical assistance.
Correspondence should be addressed to Dr. Julio J. Ramirez, Department of Psychology, Box 7017, Davidson College, Davidson, NC 28035-7017. E-mail: juramirez{at}davidson.edu.