Recent studies have revealed that disruption of vitamin A signaling observed in Alzheimer's disease (AD) leads to β-amyloid (Aβ) accumulation and memory deficits in rodents. The aim of the present study was to evaluate the therapeutic effect of all-trans retinoic acid (ATRA), an active metabolite of vitamin A, on the neuropathology and deficits of spatial learning and memory in amyloid precursor protein (APP) and presenilin 1 (PS1) double-transgenic mice, a well established AD mouse model. Here we report a robust decrease in brain Aβ deposition and tau phosphorylation in the blinded study of APP/PS1 transgenic mice treated intraperitoneally for 8 weeks with ATRA (20 mg/kg, three times weekly, initiated when the mice were 5 months old). This was accompanied by a significant decrease in the APP phosphorylation and processing. The activity of cyclin-dependent kinase 5, a major kinase involved in both APP and tau phosphorylation, was markedly downregulated by ATRA treatment. The ATRA-treated APP/PS1 mice showed decreased activation of microglia and astrocytes, attenuated neuronal degeneration, and improved spatial learning and memory compared with the vehicle-treated APP/PS1 mice. These results support ATRA as an effective therapeutic agent for the prevention and treatment of AD.
Alzheimer's disease (AD) is the most common form of dementia in the elderly. This disease is characterized by extracellular neuritic plaques composed of fibrillar β-amyloid (Aβ) peptide and intracellular neurofibrillary tangles containing hyperphosphorylated tau (Selkoe, 2001). Aβ peptides are generated by successive proteolysis of β-amyloid precursor protein (APP), a large transmembrane glycoprotein that is initially cleaved by the β-site APP-cleaving enzyme 1 (BACE1) and subsequently by γ-secretase in the transmembrane domain (De Strooper et al., 1998; Vassar et al., 1999; Edbauer et al., 2003). Phosphorylation of APP at its C-terminal Thr668 facilitates its processing (Cruz et al., 2006). Although the aggregated Aβ peptides are believed to play a central role in AD pathology (Chen et al., 2000; Apelt and Schliebs, 2001; Götz et al., 2001; Walsh et al., 2002), the cause of AD remains elusive. Thus, the development of novel therapeutic approaches is desperately needed.
Retinoic acid (RA), the active metabolite of vitamin A (retinoid), has been shown to control the expression of genes related to APP processing (Lahiri et al., 1995; Yang et al., 1998; Hong et al., 1999; Culvenor et al., 2000; Satoh and Kuroda, 2000). RA regulates gene expression through its nuclear receptors: the RA receptors (RARs) and retinoid X receptors (RXRs) (Mangelsdorf and Evans, 1995). Deprivation of vitamin A results in Aβ accumulation (Corcoran et al., 2004), loss of hippocampal long-term potentiation (LTP) (Misner et al., 2001), and memory deficits in rodents (Cocco et al., 2002; Etchamendy et al., 2003), all of which are hallmarks of AD. Mice that carry mutated versions of RAR and/or RXR receptors also show deficits in spatial learning and memory (Chiang et al., 1998; Wietrzych et al., 2005). The impairment in spatial learning and memory and the depression of synaptic plasticity that occurs in vitamin A-deprived rodents also occur during aging in rodents (Etchamendy et al., 2001). Both effects are reversed by the administration of RA (Etchamendy et al., 2001, 2003). Importantly, clinical evidence has shown defective retinoid transport and function in AD brain (Goodman and Pardee, 2003), suggesting that increasing the availability of RA in the brain may prevent or decrease Aβ-associated neurodegeneration (Goodman and Pardee, 2003; Goodman, 2006; Maden, 2007). However, to date, there has been no conclusive experimental evidence obtained from AD animal models to show a therapeutic effect of RA on AD.
In the present study, we examined the effect of all-trans RA (ATRA) treatment on the neurodegenerative pathology and memory deficits in APP and presenilin 1 (PS1) double-transgenic mice, a well established AD mouse model (Moolman et al., 2004; Trinchese et al., 2004; Zhang et al., 2005). When systemically administered to 5-month-old APP/PS1 mice for 8 weeks, ATRA effectively reduced Aβ accumulation and tau hyperphosphorylation. More intriguingly, ATRA treatment of the APP/PS1 mice significantly alleviated glial activation and neuronal loss in the brain and rescued the spatial learning and memory deficits.
Materials and Methods
Transgenic mice and ATRA treatment.
APP/PS1 double-transgenic mice used in this study were obtained from The Jackson Laboratory [strain name, B6C3-Tg(APPswe,PSEN1dE9)85Dbo/J; stock number 004462]. These mice express a chimeric mouse/human APP containing the K595N/M596L Swedish mutations and a mutant human PS1 carrying the exon 9-deleted variant under the control of mouse prion promoter elements, directing transgene expression predominantly to CNS neurons (Jankowsky et al., 2001, 2004). The two transgenes cosegregate in these mice. APP/PS1 mice were maintained as double hemizygotes by crossing with wild-type mice on a B6C3F1/J background strain (stock number 100010; The Jackson Laboratory) and were genotyped by PCR analysis of genomic DNA from tail biopsies. All animals were housed according to standard animal care protocols and maintained in a pathogen-free environment at Virginia Commonwealth University. The animals were randomized for therapy trials and coded, and the operators and data analyzer remained double blinded to which treatment they received, until the code was broken at the completion of data collection.
Male APP/PS1 transgenic mice and wild-type littermates were randomly assigned into four groups: treated APP/PS1 mice, untreated APP/PS1 mice, treated wild-type mice, and untreated wild-type mice. Treated groups received ATRA (Sigma-Aldrich) dissolved in normal saline containing 5% DMSO three times weekly by intraperitoneal injection (20 mg/kg). Untreated groups received an equal volume of 5% DMSO as a vehicle control. Treatment was started when the mice were 5 months old and was continued for 8 weeks. The dose and duration of ATRA, whose pharmacokinetics has been extensively studied in rodents (Wang et al., 1980; Kalin et al., 1981), were chosen based on pilot studies and a review of literature (Iyoda et al., 2007). The use of 5-month-old APP/PS1 mice to receive the ATRA treatment is based on previous reports demonstrating that these mice begin to have Aβ plaques as early as 2.5 months of age and have a high Aβ load in hippocampal and cortical subareas from 6 months of age (Blanchard et al., 2003; Trinchese et al., 2004).
Morris water maze test.
After the ATRA treatment for 8 weeks, the spatial learning and memory were evaluated by the Morris water maze test (Morris, 1984). The Morris water maze is a circular and galvanized water tank (120 cm diameter × 50 cm height) filled to a depth of 25 cm with water. The surface area of the tank was divided into four equal quadrants. The water was made opaque by addition of milk powder, and its temperature was adjusted to 24 ± 1°C. An escape platform (10 cm diameter) was placed in one of the four maze quadrants submerged 2 cm below the water surface (30 cm away from the side wall). The platform was kept at the same (target) quadrant during the entire course of the experiment. The mice were required to find the hidden platform using only distal spatial cues available in the testing room. Conditions were constant throughout the experiments. The mice were gently released into the water, always facing the tank wall. A different starting position was used on each trial. They were given 120 s to find the platform. On reaching the platform, the mice were allowed to remain on it for 10 s. They were taken out, dried, and placed in a separate cage for ∼60 min before the next trial. If a mouse failed to locate the platform within 120 s, it was assisted by the experimenter and allowed to stay there for the same period of time (10 s). Between the trials, the water was stirred to erase olfactory traces of previous swim patterns. The animals were trained for four trials per day for 5 consecutive days to locate and escape onto the platform, and their spatial learning scores (latency in seconds) were recorded.
To assess memory consolidation, a probe trial was performed 2 d after the 5 d acquisition tests. In this trial, the platform was removed from the tank, and the mice were allowed to swim freely. For these tests, time spent in the target quadrant within 90 s was recorded. The time spent in the target quadrant was taken to indicate the degree of memory consolidation that has taken place after learning. The time spent in the target quadrant was used as a measure of spatial memory. All time measurements were performed by using a stopwatch by an experimenter blinded to which experimental group to which each animal belonged.
After the above behavioral study, animals were anesthetized with an intraperitoneal injection of ketamine (0.05 mg/kg) and perfused first with PBS and then with 4% paraformaldehyde in PBS. The brains were dehydrated in three steps of 2-h-long intervals in 70, 96, and 99% ethanol solutions, respectively. The brains were then left in xylene overnight before being embedded in paraffin. Paraffin blocks were horizontally sectioned with a microtome setting of 6 or 50 μm. The sections were floated on a warm water bath and mounted on SuperFrostPlus (Menzel-Glazer) glass slides. With a section interval of 12, one series of sections was collected in a systematic random manner from each animal. Each series contained 14–16 sections. Sections were kept overnight at 37°C and then stored at room temperature until staining.
Immunohistochemical procedures were performed using coronal sections as described above. Paraffin-embedded brain sections were deparaffined, rehydrated and endogenous peroxidase quenched with hydrogen peroxide [1% (v/v) in methanol], and microwaved for 5 min (with 650 W) in citrate buffer (10 mm sodium citrate, pH 6). They were then incubated for 60 min in blocking buffer [10% (v/v) goat normal serum (Millipore Bioscience Research Reagents) in PBS containing 0.1% (v/v) Triton X-100 (Sigma)] and subsequently in appropriately diluted primary antibodies (overnight at 4°C). After rinsing, the primary antibody was developed by incubating with cyanine 3 (Cy3)- or FITC-conjugated secondary antibodies against the corresponding species (1 h at room temperature) or by incubating with biotinylated secondary antibodies against the corresponding species (1 h at room temperature). This was followed by DAB (Vector Laboratories) using the instructions of the manufacturer for peroxidase labeling.
The following antibodies were used for immunohistochemistry. Aβ plaques were immunostained with a mouse monoclonal anti-Aβ42 (6E10; Signet). Astrocytes were stained with a rabbit polyclonal glial fibrillary acidic protein (GFAP) antibody (DakoCytomation). Microglia were stained with a rabbit polyclonal Iba-I antibody (Wako Pure Chemicals). For neurons, antibodies against two markers were used: presynaptic terminals were labeled with a rabbit polyclonal synaptophysin (SYN) antibody (Millipore Bioscience Research Reagents), and neuronal cell bodies and dendrites were labeled with a rabbit polyclonal microtubule associated protein 2 (MAP2) antibody (Millipore Bioscience Research Reagents). Cell nuclei were stained with a mouse monoclonal antibody against heterogeneous nuclear ribonucleoprotein U (hnRNP-U) (Santa Cruz Biotechnology). Primary antibodies were applied at dilutions of 1:3000 for GFAP, 1:1000 for MAP2, SYN, and hnRNP-U, and 1:200 for Iba-I.
Paraffin-embedded brain sections were deparaffined, rehydrated, and stained with Campbell-Switzer silver AD stain (NeuroScience Associates), a highly sensitive marker of Aβ deposits. A detailed protocol for this stain was kindly provided by Dr. Bob Switzer of NeuroScience Associates (Knoxville, TN). Briefly, deparaffinized slides are placed into a pyridine silver solution for the induction of nucleation sites, followed by incubation in a physical developer solution for 15 min, rinsed in gold chloride solution, and fixed in 1% thiosulfate solution.
Image analysis and semiquantification of immunofluorescence.
Images for the DAB staining and Campbell-Switzer staining were acquired with a Nikon TE2000-E inverted microscope, whereas immunofluorescent images were acquired with a Nikon TE2000-U confocal microscope under 40× oil immersion objective with numerical aperture (NA) 1.4, zoom 1.6. Fluorochromes were excited using a 488 nm argon laser for FITC and a 543 nm helium–neon laser for Cy3, and the detector slits were configured to minimize any crosstalk between the channels. Semiquantitative analysis of mean fluorescence intensities (MFIs) of MAP2 and SYN immunofluorescence was performed using NIH Image J software. Eight images of slides stained for MAP2 or SYN were obtained per hippocampal CA1 and CA3 regions, respectively. Collaged images of MAP2 and SYN staining were converted into a 8-bit format, and the background was subtracted. An intensity threshold was set and was kept constant for all images analyzed. MFI per square micrometer area was calculated by dividing the MFI units by the area of outlined regions and are presented as a bar graph.
The stereological setup consisted of an Olympus BH-2 microscope (Olympus Life and Material Science Europe) with a high numerical aperture (NA 1.40) and oil immersion 100× objectives, which allows focusing in a thin focal plane inside a thick section. A camera transmits the image to a monitor on which a counting frame is superimposed using the computer-assisted stereological CAST-GRID software (Visiopharm). A motorized automatic stage was used to control movement in the x–y plane via a connected joystick. Movement in the z-axis was done manually with the focus button on the microscope, and the distance between the upper and lower surfaces of the sections and the height of the disectors were measured with a Heidenhain microcator (model VRZ 401) with a precision of 0.5 μm.
The number of Aβ plaques, SYN immunoreactive presynaptic boutons (SIPBs), neurons, astrocytes, and microglia in the hippocampal and/or cortical regions were counted using the optical fractionator method of unbiased stereological cell counting techniques. Aβ plaques or cells were sampled in counting frames of 644–988 μm2 [a(frame)] moved in x and y steps of 100 × 100 μm [a(step)]. The area sampling fraction (asf) was calculated as a(frame)/a(step). The thickness sampling fraction (tsf) was calculated as the height of the optical disector probe (h) (8 or 10 μm) divided by the average height of the sections (t) (tsf = h/t). Aβ plaques were counted using a 20× immersion lens, whereas neurons, astrocytes, or microglia were counted using a 40× oil-immersion lens (NA 1.4) and were included in the measurement only when they came into focus within the disector (disector height of 20 μm and average thickness of mounted sections of 50 μm; thickness was measured at random intervals throughout every section and estimated by the software program). Total Aβ plaque or cell number (N) was estimated using the following equation: N = Q− × 1/tsf × 1/asf × 1/ssf, where Q− is the number of cells counted, and ssf is the section sampling fraction. In the case of clusters of Aβ plaques or microglia, each cluster was counted as one plaque or cell and identified by the most clearly defined nucleus. Coefficients of error and variation were calculated as described previously (Wirenfeldt et al., 2003).
The same sections that were sampled for number estimates were used to estimate volume of Aβ plaques, neuronal bodies, microglia, and astrocytes in cortical or hippocampal regions. The system software superposed a point grid at random over low-power (2.5×) magnified images of each section. Total reference volume (Vref) was estimated using the Cavalieri-point counting method (Gundersen and Jensen, 1987), based on the sum of points that hit on each reference space, as follows: Vref = ΣP × a(p) × t × k, where ΣP is the sum of points on the grid hitting the reference space, a(p) is the area per point on the grid, t is the mean section thickness (in millimeters), and k is the sampling interval. The same a(p) was used for estimating volume for both the cortical and hippocampal regions.
The densities of Aβ plaques, microglia, astrocytes, and SIPBs (number per cubic millimeter) were calculated by dividing the number counted by the total volume sampled of each reference space. The volume of sampled reference space was the number of disectors multiplied by the volume of one disector.
Western blot analysis.
Brain tissues were homogenized in TBS (20 mm Tris-HCl buffer, pH 7.4, 150 mm NaCl) (0.150 g tissue/2 ml buffer) containing a mixture of protease inhibitors, including 0.5 mm phenylmethylsulfonyl fluoride, 20 μg/ml aprotinin, 20 μg/ml leupeptin, 20 μg/ml pepstatin, and 1 mm EDTA (all inhibitors obtained from Sigma). Homogenates were sonicated briefly and centrifuged at 15,000 × g for 30 min. Protein concentration in the supernatants was determined with the BCA protein assay (Pierce). SDS supernatants (10 μg of protein per lane) were run on 10% SDS polyacrylamide gel under reducing conditions. Proteins were transferred to a polyvinylidene difluoride (GE Healthcare) membrane (300 mA for 2 h). The membrane was blocked with 3% dry milk in 0.1% Tween 20/TBS for 1 h and then incubated for 2 h at room temperature with the specific antibodies. After washing, blots were incubated with the corresponding HRP-labeled secondary antibodies (1:2000 dilution) for 1 h. Labeling was detected using the ECL system (GE Healthcare). Blots were stripped following the instructions of the manufacturer (GE Healthcare) and subsequently labeled with β-actin antibody (1:10,000; Sigma) following the same procedures as above. Bands were analyzed using densitometric software (Scion Image).
The following antibodies were used for Western blot: mouse monoclonal anti-phosphorylated (p)-APP (Thr668) (1:1000; Cell Signaling Technology), rabbit polyclonal anti-APP–C-terminal fragments (CTFs) (Sigma), mouse monoclonal anti-p-tau (Ser519) (1:500; Abcam), rabbit polyclonal anti-p-tau (Ser235) (1:1000; Santa Cruz Biotechnology), rabbit polyclonal anti-p-tau (Ser404) (1:1000; Santa Cruz Biotechnology), rabbit polyclonal anti-p-tau (Ser396) (1:1000; Santa Cruz Biotechnology), rabbit polyclonal anti-p-tau (Thr205) (1:1000; Santa Cruz Biotechnology), mouse monoclonal anti-cyclin-dependent kinase 5 (CDK5) (1:1000; Santa Cruz Biotechnology), mouse monoclonal anti-p-CDK5 (Ser159) (1:200; Santa Cruz Biotechnology), mouse monoclonal anti-p-glycogen synthase kinase 3β (GSK3β) (Ser9) (1:1000; Santa Cruz Biotechnology), mouse monoclonal anti-GSK3α,β (Tyr279/216) (1:1000; ECM Biosciences), rabbit polyclonal anti-p35/25 (1:1000, Santa Cruz Biotechnology), rabbit polyclonal anti-tau (1:1000; Santa Cruz Biotechnology), rabbit polyclonal anti-tau-1 (1:1000; Santa Cruz Biotechnology), mouse monoclonal anti-GSK3β (1:4000; Sigma), mouse monoclonal anti-β-actin (1: 4000; Sigma), and mouse monoclonal anti-GFAP (1:15,000; DakoCytomation).
Data are expressed as the mean ± SEM. Analyses were performed using a two-way ANOVA followed by Fisher's least significant difference post hoc analysis to identify significant effects. Differences were considered significant at p < 0.05.
ATRA treatment prevents Aβ plaque accumulation in APP/PS1 mice
RA has been shown to inhibit formation of fibrillar Aβ from fresh Aβ in vitro (Ono et al., 2004). However, its effect on Aβ deposition in a transgenic AD mouse model has not been documented. We tested the effect of systemic administration of ATRA on Aβ deposition in APP/PS1 double-transgenic mice, which start to exhibit Aβ plaques as early as 2.5 months of age (Blanchard et al., 2003) and have moderate levels of preexisting Aβ deposits when the mice are 5 months old (based on our pilot study). Therefore, ATRA treatment was initiated when the mice were 5 months old, and treatment of 5% DMSO in saline (vehicle) or ATRA in vehicle continued for 8 weeks. The results demonstrated that ATRA treatment significantly attenuated Aβ levels in both the frontal cortex and hippocampus (Fig. 1A,B). Stereological analysis of multiple stained sections also revealed a significant decrease in Aβ deposition. The plaque number, average volume of the plaques, and area occupied by the Aβ plaques were all reduced significantly in both the frontal cortex and hippocampus compared with the vehicle-treated APP/PS1 mice (Fig. 1C,D). Noticeably, 8 weeks of vehicle treatment had no significant effect on Aβ deposition in APP/PS1 mice compared with the untreated age- and gender-matched APP/PS1 mice (data not shown). These data suggest a specific inhibitory effect of ATRA on Aβ deposition.
ATRA prevents APP processing and phosphorylation of both APP and tau, likely through inhibition of CDK5 expression
The involvement of APP in the mechanism of Aβ deposition is well documented (Neve et al., 1990). APP is cleaved by BACE1 enzyme at the N-terminal region, producing membrane-bound C-terminal fragments (APP–CTFs) (Evin et al., 2003). APP–CTFs are considered potential early markers for the biological diagnosis of AD (Sergeant et al., 2002). To determine whether ATRA influences the production of APP–CTFs, brain tissues from vehicle- or ATRA-treated APP/PS1 mice or wild-type littermates were subjected to a Western blot analysis using an anti-CTF antibody, which also recognizes the full-length APP. As shown in Figure 2A (row 1), a significant decrease in the production of APP–CTFs was observed in the ATRA-treated APP/PS1 mice compared with the vehicle-treated APP/PS1 mice. Quantitative analysis showed an ∼70% reduction in the frontal cortex and a 50% reduction in the hippocampus (Fig. 2B). In contrast, the vehicle-treated APP/PS1 mice did not show a significant difference in the production of CTFs compared with the untreated age- and gender-matched APP/PS1 mice (data not shown), suggesting a specific inhibitory effect of ATRA on APP processing.
The antibody against APP–CTFs used in this study also recognized the full-length APP (Fig. 2A, row 1). Although APP expression was slightly reduced in the ATRA-treated wild-type mice compared with the vehicle-treated wild-type mice, no significant difference in APP expression levels was observed between the APP/PS1 mice treated with ATRA and vehicle (Fig. 2A, row 1). Similarly, we did not observe a significant difference in the levels of BACE1 between the groups (Fig. 2A, row 2). This result is not surprising because a previous study also showed a modest difference in the BACE1 expression between APP/PS1 mice and wild-type controls (Ohno et al., 2006). These findings suggest that ATRA influences APP processing via a mechanism beyond modulating the expression of APP and BACE1.
Given the important role of APP phosphorylation at C-terminal Thr668 in its processing (Lee et al., 2003) and neurodegeneration (Chang et al., 2006), we determined APP phosphorylation in the brain tissues by Western blotting using an antibody against phospho-Thr668 of APP. As shown in Figure 2A (row 3), a robust elevation of phosphorylated APP was detected in the vehicle-treated APP/PS1 mice. In contrast, the APP phosphorylation was significantly reduced in the ATRA-treated APP/PS1 mice (Fig. 2A, row 3). Quantitative analysis shows an ∼70% decrease in the frontal cortex and 60% decrease in the hippocampus in the ATRA-treated APP/PS1 mice compared with the vehicle-treated APP/PS1 mice (Fig. 2C).
Hyperphosphorylated tau appears in the APP/PS1 mouse brain after the onset of Aβ deposition (Kurt et al., 2003). Tau, a substrate for several protein kinases (Singh et al., 1994; Johnson and Hartigan, 1999), is phosphorylated at over 38 serine/threonine residues in AD (Morishima-Kawashima et al., 1995; Hanger et al., 1998). Given the beneficial role of ATRA in APP processing and Aβ deposition, we attempted to determine a possible role of ATRA treatment in tau hyperphosphorylation in APP/PS1 mice. Tau hyperphosphorylation was assessed by Western blotting using antibodies against different phosphorylation sites on tau, including Thr205, Ser235, Ser 396, Ser404, and Ser519. As shown in Figure 2A (rows 4–8), a robust enhancement of tau phosphorylation at all these sites was observed in both the frontal cortex and hippocampus of the vehicle-treated APP/PS1 mice. In contrast, except for a slight decrease in the phosphorylation at Ser396, a robust decrease in the tau phosphorylation at Ser235, Ser404, Ser519, and Thr205 was observed in the both the frontal cortex and hippocampus of the ATRA-treated APP/PS1 mice. Quantitative analysis of the Western blot bands of the phosphorylated tau at Ser519 indicated an ∼50% decrease in the tau phosphorylation in the frontal cortex and a 75% decrease in the hippocampus in the ATRA-treated APP/PS1 mice relative to vehicle-treated APP/PS1 mice (Fig. 2D). Both of these decreases represented a return to wild-type levels. In addition, Western blotting with a tau-1 antibody, recognizing the nonphosphorylated tau at Ser198/Ser199/Ser202, showed a significant decrease in the tau-1 immunoreactivity in the brain tissues of the vehicle-treated APP/PS1 mice compared with the wild-type controls (Fig. 2A, row 9), consistent with a previous report (Zhou et al., 2008). A slight increase in the tau-1 immunoreactivity was observed in the ATRA-treated APP/PS1 mice (Fig. 2A, row 9). No significant difference in the total tau levels was revealed between the groups (Fig. 2A, row 10).
Among the several kinases involved in tau hyperphosphorylation (Singh et al., 1994; Johnson and Hartigan, 1999), CDK5 and GSK3β have been most implicated in the abnormal hyperphosphorylation of tau (Imahori and Uchida, 1997; Shelton and Johnson, 2004; Iqbal et al., 2005). Both kinases phosphorylate tau at a large number of sites, most of which are common to the two enzymes (Wang et al., 1998; Anderton et al., 2001). Moreover, CDK5 and GSK3β are the key kinases responsible for the APP phosphorylation (Aplin et al., 1996; Iijima et al., 2000). Given the inhibitory role of ATRA in the phosphorylation of both tau and APP, we attempted to determine whether ATRA plays a role in regulating CDK5 and/or GSK3β. It is known that GSK3β is activated through the phosphorylation at Tyr216 or is inhibited when Ser9 is phosphorylated (Cohen and Frame, 2001) and that CDK5 requires both p35 binding and phosphorylation at Ser159 for maximal rates of activation (Sharma et al., 1999). Thus, we examined the levels of phosphorylated CDK5 and GSK3β using specific antibodies, respectively, and the levels of p35 using a C-terminal polyclonal antibody that recognizes full-length p35 as well as the cleaved product, p25. As shown in Figure 2A (row 11), a robust enhancement of CDK5 phosphorylation at Ser159 was observed in the brains of the vehicle-treated APP/PS1 mice compared with the wild-type controls. Strikingly, the ATRA-treated APP/PS1 mice showed a remarkable decrease in the phosphorylation of CDK5 (Fig. 2A, row 11) compared with the vehicle-treated APP/PS1 mice. Quantitative analysis of the Western blot bands indicated an ∼50% decrease in the phosphorylated CDK5 in the frontal cortex and a 60% decrease in the hippocampus in the ATRA-treated APP/PS1 mice relative to vehicle-treated APP/PS1 mice (Fig. 2E). As expected, the elevated levels of p35 observed in the vehicle-treated APP/PS1 mice were reversed by the ATRA treatment (Fig. 2A, row 12). We did not observe a difference in the total CDK5 levels between the groups (Fig. 2A, row 13). These data suggest that ATRA treatment downregulates CDK5 activity.
Western blot analysis with an antibody against the phosphorylated GSK3α,β (Tyr279/216) showed an enhancement of GSK3β phosphorylation in both the hippocampus and frontal cortex in the vehicle-treated APP/PS1 mice compared with the wild-type controls (Fig. 2A, row 14). However, no significant difference in the GSK3β (Tyr216) phosphorylation was observed between the ATRA- and vehicle-treated APP/PS1 mice (Fig. 2A, row 14). Similarly, although a significant increase in the phosphorylation of GSK3α at Tyr279 was observed in the brains of the vehicle-treated APP/PS1 mice relative to the wild-type controls, no significant difference was observed between the ATRA- and vehicle-treated APP/PS1 mice (Fig. 2A, row 14). Interestingly, Western blot analysis with an antibody against the phosphorylated GSK3β (Ser9) showed a marked decrease in the phosphorylation of GSK3β at Ser9 in the vehicle-treated APP/PS1 mice relative to the wild-type controls (Fig. 2A, row 15). In contrast, a marked reversal of the decreased phosphorylation of GSK3β at Ser9 was observed in the ATRA-treated APP/PS1 mice (Fig. 2A, row 15). These results suggest that ATRA has a modest inhibitory effect on GSK3β activity.
ATRA treatment inhibits activation of microglia and astrocytes in APP/PS1 mice
In the brains of human AD patients and transgenic AD mouse models, infiltration of activated astrocytes and microglia are seen in the area of Aβ plaques (Itagaki et al., 1989; Frautschy et al., 1998; Stalder et al., 1999; Bornemann et al., 2001; Matsuoka et al., 2001), which are characteristic components of an inflammatory process that develops around injury in the brain (McGeer and McGeer, 1999). Based on previous in vitro studies showing that RA inhibited the neurotoxic effect of activated microglia by suppressing the production of inflammatory cytokines and cytotoxic molecules (Dheen et al., 2005), we compared astrocytic and microglial reactivity in APP/PS1 mice treated with ATRA or vehicle as a control.
The activated astrocytes were visualized via confocal microscopy using brain sections coimmunostained with a GFAP antibody, an astrocyte marker, and an hnRNP-U antibody, which is a nuclear marker. Immunostaining against GFAP demonstrated a marked increase of reactive astrocytes in the brains of the vehicle-treated control APP/PS1 mice (Fig. 3A). In contrast, the GFAP immunoreactivity was markedly decreased in the ATRA-treated APP/PS1 mice (Fig. 3A). The hnRNP-U immunostaining indicated no significant difference in astrocyte number between the groups (Fig. 3A). To visualize the reactive astrocytes surrounding the Aβ plaques, Aβ plaques were stained with the Campbell-Switzer staining method followed by immunostaining of GFAP. As shown in Figure 3B, accumulation of reactive astrocytes surrounding the Aβ plaques was evident in the brains of the vehicle-treated control APP/PS1 mice (left panel), whereas both the size of Aβ plaques and astrocytic reactivity were decreased in the brains of ATRA-treated APP/PS1 mice (right panel). These results were confirmed by stereological analysis of GFAP immunoreactivity in the hippocampus, which showed an ∼45% decrease in the astrocytic volume in the ATRA-treated APP/PS1 mice relative to the vehicle-treated APP/PS1 mice (Fig. 3C), whereas no significance difference in the astrocyte number was observed between the groups (Fig. 3D). The change in the astrocytic reactivity was also confirmed by Western blot analysis of GFAP. A marked elevation of GFAP expression was observed in the hippocampal tissues of the control APP/PS1 mice (Fig. 3E). In contrast, the ATRA-treated APP/PS1 mice showed a markedly reduced GFAP expression (Fig. 3E). Quantitative analysis showed a 50% decrease in GFAP expression in the ATRA-treated APP/PS1 mice relative to that in the control APP/PS1 mice (Fig. 3F).
The activated microglia were visualized by the immunostaining of Iba-I. As shown in Figure 4A, a significant elevation of Iba-I immunoreactivity was observed in the vehicle-treated APP/PS1 mice compared with the vehicle-treated wild-type mice. Strikingly, a significantly less Iba-I immunoreactivity was observed in the ATRA-treated APP/PS1 mice relative to the vehicle-treated APP/PS1 mice. Because the staining for microglia displayed high variability among mice of the same group, these results were tested and confirmed using another marker of microglia, HLA-DR (for human leukocyte antigen-D region related; data not shown).
Double staining of Iba-I and Aβ plaques showed reactive microglia around the Aβ plaques in the brains of vehicle-treated control APP/PS1 mice, whereas fewer reactive microglia were observed around the smaller and less Aβ plaques in the brains of ATRA-treated APP/PS1 mice (Fig. 4B). These results were confirmed by stereological analysis of Iba-I immunostaining in the hippocampus, which showed an ∼60% decrease in the microglial volume in the ATRA-treated APP/PS1 mice relative to the vehicle-treated APP/PS1 mice (Fig. 4C). No significant difference in the microglia number was observed between the groups (Fig. 4D), suggesting a significant decrease in microglia activation in the brains of ATRA-treated APP/PS1 mice.
ATRA treatment attenuates neurodegeneration in APP/PS1 mice
Neuronal degeneration and loss observed in the brains of AD patients (West et al., 1994) and in the brains of APP/PS1 transgenic mice (Fonseca et al., 2004; Rutten et al., 2005) is hypothesized to be exacerbated by an inflammatory reaction (McGeer and McGeer, 1999). Given the inhibitory effect of ATRA on glial activation, an indicator of CNS inflammation, we determined the effect of ATRA on neuronal integrity. For this purpose, we examined the levels of two neuronal markers, SYN, expressed on the presynaptic vesicles, and MAP2, expressed on the neuronal cell bodies and dendrites, in the brains of wild-type and APP/PS1 mice treated with vehicle or ATRA.
The immunoreactivity of SYN, a robust marker for functional neurons, was analyzed with both semiquantification and unbiased stereological quantification. The semiquantitative results indicated that the density of SIPBs was markedly decreased in the CA3 subfield of the hippocampus in the vehicle-treated APP/PS1 mice compared with the vehicle-treated wild-type controls (Fig. 5A,B), consistent with a previous report (Rutten et al., 2005). The decreased density of SIPBs was completely reversed in the ATRA-treated APP/PS1 mice compared with the vehicle-treated APP/PS1 mice (Fig. 5A,B). Double staining of SYN and Aβ plaques showed a robust decrease in the number of SIPBs surrounding the Aβ plaques in the hippocampal dentate gyrus of vehicle-treated APP/PS1 mice (Fig. 5C, left). Correlated with the few or no Aβ deposits seen in this region in the ATRA-treated APP/PS1 mice, more enriched SIPBs were observed in the ATRA-treated APP/PS1 mice (Fig. 5C, right). The unbiased stereological quantification showed an ∼50% reduction in the number of SIPBs in the hippocampus of the vehicle-treated APP/PS1 mice compared with the vehicle-treated wild-type controls (Fig. 5D). No significant difference in SIPB number was observed between the vehicle-treated and untreated APP/PS1 mice (data not shown). Rather, the ATRA-treated APP/PS1 mice showed a complete rescue of the loss of SIPBs in the hippocampus (Fig. 5D). These data suggest that ATRA decreases synaptic loss in the APP/PS1 mice.
The immunoreactivity of MAP2 in the neuronal cell bodies and/or dendrites was analyzed with both semiquantification (to measure the MFIs of neuronal bodies and dendrites) and unbiased stereological quantification (to measure the number of neurons and volume of neuronal bodies). Consistent with a previous report showing decreased MAP2 immunoreactivity in the hippocampus of APP/PS1 mice (Fonseca et al., 2004), our semiquantitative results showed that the vehicle-treated APP/PS1 mice had a dramatic decrease (50%) in MAP2 reactivity in the pyramidal neurons of the CA1 region of the hippocampus compared with the vehicle-treated wild-type controls (Fig. 6A,B). Intriguingly, the ATRA-treated APP/PS1 mice showed 80% more MAP2 immunoreactivity than the vehicle-treated APP/PS1 mice (Fig. 6A,B). Double staining of MAP2 and Aβ plaques showed a significant degeneration of neurons, characterized by damage or loss of neuronal fibers surrounding the plaques in the frontal cortex of the vehicle-treated APP/PS1 mice (Fig. 6C, left). In contrast, a significant improvement in the integrity of the neuronal fibers surrounding the smaller Aβ plaques was observed in the frontal cortex of the ATRA-treated APP/PS1 mice (Fig. 6C, right). Stereological quantification of the MAP2 immunopositive neurons in the frontal cortex indicated no significant difference in the neuronal number between the groups (Fig. 6D), but there was a significant decrease in the volume of neuronal bodies in the vehicle-treated APP/PS1 mice compared with that in the vehicle-treated wild-type mice (Fig. 6E). The reduced neuronal volume seen in the vehicle-treated APP/PS1 mice was reversed in the ATRA-treated APP/PS1 mice (Fig. 6E). These data suggest that ATRA treatment decreases the rate of neuronal degeneration in APP/PS1 mice.
ATRA treatment rescues deficits of learning and memory in APP/PS1 mice
The APP/PS1 AD mouse model is well known to develop Aβ-associated cognitive deterioration with increasing age (Trinchese et al., 2004). Consistently, our study demonstrated that the vehicle-treated APP/PS1 mice showed impaired acquisition of spatial learning, as assessed by the Morris water maze test, the most widely accepted behavioral test of hippocampus-dependent spatial learning and memory (Morris, 1984). These mice were impaired in learning to use the available visuospatial cues to locate the submerged escape platform, as indicated by slower improvements in the escape latency across consecutive trials (Fig. 7A). In contrast, ATRA-treated APP/PS1 mice were able to locate the escape platform, as demonstrated by significantly reduced escape latency across trials (Fig. 7A). Furthermore, we confirmed that ATRA treatment not only significantly promoted learning during the hidden-platform trials but also significantly improved memory retention during the probe trial (Fig. 7B). In the Morris water maze, observed deficits in the acquisition phase of place learning and in the probe trial were not attributable to noncognitive factors, because APP/PS1 mice and wild-type mice displayed identical swimming speeds and escape latencies on the visible platform trails. In the present study, ATRA treatment did not affect the swimming ability of the APP/PS1 mice, as reflected by their similar swimming speeds between the groups (data not shown). These findings support the hypothesis that ATRA may benefit spatial memory deficits in APP/PS1 mice selectively, through the attenuation of Aβ-associated neurodegeneration.
Although RA has been suggested as a potential therapeutic approach to prevent or decrease Aβ-associated neurodegeneration (Goodman and Pardee, 2003; Goodman, 2006; Maden, 2007), the actual therapeutic role of RA in AD pathology and dementia has not yet been ascertained. Our findings indicate that ATRA treatment, for as little as 8 weeks, inhibits and possibly reverses accumulation of Aβ deposits and tau hyperphosphorylation in APP/PS1 double-transgenic mice. The ATRA-treated APP/PS1 mice showed significantly decreased levels of activated glial markers, elevated levels of neuronal markers in cortical and/or hippocampal regions, and improved spatial learning and memory, when compared with the vehicle-treated APP/PS1 mice.
The inhibitory effect of ATRA on Aβ accumulation is likely attributable to its inhibition of APP processing, because the production of APP–CTFs, the direct precursor of Aβ (Evin et al., 2003), was attenuated by the ATRA treatment. In addition, a previous study has shown that ATRA prevents formation of fibrillar Aβ from fresh Aβ (Ono et al., 2004), suggesting that ATRA is involved in multiple steps of Aβ deposition. APP processing can be modulated by different mechanisms, including but not limited to an altered APP expression as well as expression/function of BACE1, a major β-secretase involved in APP processing. However, we did not observe a significant difference in the expression of APP or BACE1 between the groups. This is in contrast with a previous report showing that ATRA reversed the downregulation of APP, BACE1, and APP–CTFs in the brain of rats deprived of vitamin A (Husson et al., 2006). This discrepancy suggests that RA differentially influences APP expression under diverse conditions.
It has been shown that Thr668 phosphorylation facilitates the β-secretase cleavage of APP and increases Aβ generation (Lee et al., 2003). Based on the observation that ATRA-treatment reversed the elevation of APP phosphorylation in APP/PS1 mice, we postulate that ATRA may prevent APP processing by inhibiting its phosphorylation. Among the several protein kinases phosphorylating APP at Thr668 in vitro or in vivo (Suzuki et al., 1994; Iijima et al., 2000; Standen et al., 2001), CDK5 is believed to be a key kinase responsible for APP phosphorylation in neuronal cells (Iijima et al., 2000; Liu et al., 2003; Wen et al., 2008a), compatible with our result showing a concomitant downregulation of CDK5 activity by ATRA treatment in the APP/PS1 transgenic mice. However, we cannot exclude the possible involvement of other pathways modulated by CDK5 in the inhibitory effect of ATRA on Aβ accumulation. For instance, p25 overexpression results in enhanced forebrain Aβ levels, likely attributable to axonal transport dysfunction (Stokin et al., 2005; Cruz et al., 2006). Based on the observation that ATRA treatment reduced the levels of p35, we propose that ATRA attenuates Aβ accumulation via regulating axonal transport of Aβ. In addition, p25/CDK5 has been shown to participate in transcriptional regulation of BACE1, leading to enhanced amyloidogenic processing (Wen et al., 2008b). Unexpectedly, ATRA treatment did not affect BACE1 expression, albeit p35/CDK5 was downregulated. This discrepancy may be attributable to different animal models used.
Another interesting finding of the present study is the significant inhibition of tau hyperphosphorylation by the ATRA treatment. Although both CDK5 and GSK3β are believed to be the most important kinases that regulate tau phosphorylation in the brain (Lovestone and Reynolds, 1997), our results demonstrated that CDK5, rather than GSK3β, was predominantly inhibited by ATRA, suggesting that ATRA attenuates tau phosphorylation primarily through the inhibition of CDK5. Compatible with this result, we observed that CDK5 phosphorylation sites were more susceptible to the ATRA treatment than GSK3β sites on tau. For instance, among the several phosphorylation sites tested, e.g., Ser235, Ser396, Ser404, Ser519, and Thr205, the phosphorylation of tau at Ser396, which is catalyzed by GSK3β rather than CDK5 (Li and Paudel, 2006; Wang et al., 2007), was attenuated to a less extent by the ATRA treatment than other phosphorylation sites. The mechanisms behind the inhibitory role of ATRA in CDK5 activity are largely unknown. In addition to a possible direct influence on CDK5 activation, ATRA may inhibit CDK5 through stabilizing APP. Because APP has been shown to reciprocally regulate CDK5 activity (Han et al., 2005), ATRA-induced inhibition of APP processing observed in APP/PS1 mice may cause an enhanced stability of APP, thereby resulting in indirect inhibition of CDK5 activity and attenuation of tau phosphorylation.
Given the central role of fibrillar Aβ in the activation of microglia and astrocytes seen in AD brain (Rozemuller et al., 2005) and in AD animal models (Frautschy et al., 1998; Apelt and Schliebs, 2001; Matsuoka et al., 2001), the significant decrease in activated microglia and astrocytes seen in the ATRA-treated APP/PS1 mice can be attributed to its inhibition of Aβ accumulation. However, ATRA appears to possess an inherent anti-inflammatory function independent of Aβ (Mehta et al., 1994; Datta et al., 2001). Although the underlying mechanisms remain largely unclear, ATRA-mediated inhibition of nuclear factor-κB may play a role in this process (Choi et al., 2005; Dheen et al., 2005). Nevertheless, because brain inflammation is a risk factor for neurodegenerative disease, the anti-inflammatory effect of ATRA in the AD model mouse provides additional evidence for its therapeutic potential for AD.
We observed that ATRA treatment of the APP/PS1 mice significantly attenuated impairment of neuronal integrity compared with the vehicle treatment. SYN, a protein localized in the neuronal synaptic vesicles, has been shown to be decreased in the AD brain and correlated with the severity of cognitive deficits (Terry et al., 1991; Masliah et al., 1993). However, in transgenic APP mouse models, SYN is either reduced or unchanged (Irizarry et al., 1997; Hsia et al., 1999), likely attributable to different levels of transgenic APP and different stages of the neurodegenerative process. In this study, a significant decrease in SYN immunoreactivity was observed in the stratum lucidum of the CA3 area in the brains of the vehicle-treated APP/PS1 mice compared with the vehicle-treated wild-type mice, and a significant reversal of this decrease was observed in the ATRA-treated APP/PS1 mice. ATRA-mediated prevention of synaptic loss in the stratum lucidum of the CA3 area, in which the mossy fibers from the dentate gyrus synapse with the dendrites of the pyramidal neurons, may play a key role in rescuing deficits of learning and memory, because alterations in the distribution of mossy fibers are related to neuronal plasticity and long-term memory (Cremer et al., 1998; Ramirez-Amaya et al., 2001).
In support of the results with SYN, ATRA-treated APP/PS1 mice showed a similar rescue of loss of immunoreactivity of MAP2, a marker for neuronal cell body and dendrites, indicating that the impaired neuronal integrity observed in the control APP/PS1 mice was improved by ATRA treatment. In the brains of APP/PS1 mice, a discrete neuronal loss is associated with Aβ plaques (Calhoun et al., 1998). Consistent with this result, we observed degenerative neurons surrounding the Aβ plaques in the APP/PS1 mice treated with vehicle. In the ATRA-treated APP/PS1 mice, Aβ deposits were significantly smaller, and, correspondingly, the extent of neuronal loss was much lower compared with the vehicle-treated APP/PS1 mice. The neuroprotective effect of ATRA seen in APP/PS1 mice is in line with a previous report showing protection against Aβ-induced injury of primary hippocampal neuronal cultures (Sahin et al., 2005).
We demonstrate that ATRA treatment of APP/PS1 transgenic mice reverses cognitive deficits. As reported, excessive Aβ accumulation is associated with disturbed cognitive function in an AD mouse model (Chen et al., 2000), and hyperphosphorylated tau leads to memory deficits and loss of functional synapses in a transgenic mouse model (Schindowski et al., 2006). The beneficial effect of ATRA on cognitive improvement in APP/PS1 mice is likely attributable to the combined effects of decreased levels of toxic Aβ peptides, tau hyperphosphorylation, and neurodegeneration. However, we cannot exclude the possibility that ATRA improves the learning and memory in a manner independent of decreasing Aβ accumulation and tau hyperphosphorylation, because a previous study has shown that RA treatment of naturally aged mice alleviated age-related deficits in the CA1 LTP and completely alleviated their memory deficits (Etchamendy et al., 2001). The mechanism by which ATRA regulates spatial memory has not been delineated. The cholinergic (ACh) system is a potential target of retinoids, because RA increases the levels of choline acetyltransferase (ChAT) (Berse and Blusztajn, 1995), the enzyme that synthesizes ACh. Because the loss of ChAT-expressing neurons is characteristic of AD (Whitehouse et al., 1982), and because ATRA overcomes the reduction in ChAT induced by Aβ peptides (Sahin et al., 2005), it is possible that ATRA may act as a neuroprotective agent in AD by restoring ChAT levels.
Together, the present study provides evidence that ATRA is able to attenuate Aβ-associated neuropathology and memory deficits in a APP/PS1 transgenic AD mouse model. ATRA is a small molecule that readily enters tissues and is concentrated in the brain compartments when administrated systemically (Kurlandsky et al., 1995; Le Doze et al., 2000). As an existing U.S. Pharmacopoeia drug, its toxicology profile has been well established, so the initiation of clinical trials could be accelerated.
This work was supported by a Veterans Affairs Merit award (G.-H.F.), Specialized Neuroscience Research Program Grant U54NS041071-06 from National Institutes of Health, and startup funds from Virginia Commonwealth University School of Medicine (G.-H.F.). We thank Dr. Diana Marver at Meharry-Vanderbilt Alliance for helpful discussion and Marjelo Mines and Kurt Watson for technical assistance in behavioral studies. The Imaging Core at Virginia Commonwealth University School of Medicine and the Morphology Core at Meharry Medical College provided technical assistance for confocal microscopy, stereology, and wide-field microscopy.
- Correspondence should be addressed to Dr. Guo-Huang Fan, Department of Pharmacology and Toxicology, Virginia Commonwealth University School of Medicine, Richmond, VA 23298.