Trends in Neurosciences
Volume 32, Issue 9, September 2009, Pages 485-495
Journal home page for Trends in Neurosciences

Review
Neurodevelopmental mechanisms of schizophrenia: understanding disturbed postnatal brain maturation through neuregulin-1–ErbB4 and DISC1

https://doi.org/10.1016/j.tins.2009.05.007Get rights and content

Schizophrenia (SZ) is primarily an adult psychiatric disorder in which disturbances caused by susceptibility genes and environmental insults during early neurodevelopment initiate neurophysiological changes over a long time course, culminating in the onset of full-blown disease nearly two decades later. Aberrant postnatal brain maturation is an essential mechanism underlying the disease. Currently, symptoms of SZ are treated with anti-psychotic medications that have variable efficacy and severe side effects. There has been much interest in the prodromal phase and the possibility of preventing SZ by interfering with the aberrant postnatal brain maturation associated with this disorder. Thus, it is crucial to understand the mechanisms that underlie the long-term progression to full disease manifestation to identify the best targets and approaches towards this goal. We believe that studies of certain SZ genetic susceptibility factors with neurodevelopmental implications will be key tools in this task. Accumulating evidence suggests that neuregulin-1 (NRG1) and disrupted-in-schizophrenia-1 (DISC1) are probably functionally convergent and play key roles in brain development. We provide an update on the role of these emerging concepts in understanding the complex time course of SZ from early neurodevelopmental disturbances to later onset and suggest ways of testing these in the future.

Introduction

Schizophrenia (SZ) is a debilitating mental illness with a worldwide lifetime risk of approximately 1% and characterized by positive symptoms (e.g. delusions and hallucinations), negative symptoms (e.g. affective flattening, apathy and social withdrawal) and cognitive dysfunction. SZ is caused by a combination of genetic factors and environmental insults, including prenatal infection, perinatal complication and cannabis use. Recently, SZ has been described simply as a neurodevelopmental disorder 1, 2. However, the onset of SZ occurs in young adulthood, in contrast to earlier onset in childhood for many other neurodevelopmental disorders such as autism. In the pathology of SZ, disturbances caused by genetic susceptibility factors and environmental insults in prenatal and perinatal stages are likely to disturb postnatal brain maturation for many years, resulting in full-blown onset of the disease mainly after puberty [3].

The pathological mechanisms underlying the long time course of SZ have not yet been fully elucidated. One of the major reasons is the difficulty in designing longitudinal clinical studies for high-risk subjects many years before the disorder is manifest, although a small number of state-of-the-art brain imaging studies have been carried out [4]. A lack of appropriate animal models to validate working hypotheses for the mechanisms has also impeded progress. Although several interesting rodent models with specific brain lesions in early development exhibit phenotypic changes relevant to SZ after puberty 5, 6, these models might not exactly replicate the etiology of SZ.

Recent progress in psychiatric genetics has revealed several promising genetic susceptibility factors for SZ, including neuregulin-1 (NRG1/heregulin), the NRG1 receptor ErbB4 (HER4, a receptor tyrosine-protein kinase), and disrupted-in-schizophrenia-1 (DISC1) 7, 8. The role of NRG1 as a risk factor for SZ has been supported by many association studies in more than one ethnic group [9]. Compelling genetic evidence for DISC1 was initially obtained from a large Scottish pedigree in which a majority of family members with disruption of DISC1 suffer from psychiatric illnesses, including SZ 10, 11. Biological studies have revealed that both NRG1 and DISC1 are multifunctional in nature, with key roles during neurodevelopment 12, 13, 14. Therefore, systematic studies of these factors from the time of the initial risks in early development to disease onset after puberty is likely to open a window on a mechanistic understanding of the long-term neurodevelopmental processes in SZ.

Over the past 3 years, excellent review articles of individual risk factors for SZ, such as NRG1–ErbB4 and DISC1, have been published 9, 12, 13, 14. Several reviews that discuss animal models for SZ are also available but with an emphasis on behavioral assays in adult animals [15]. Nonetheless, as far as we are aware, few reports have addressed mechanistic approaches to long-term neurodevelopmental processes of SZ from the initial risk during pre- and perinatal stages to postnatal brain maturation to onset in young adulthood, especially by examining possible convergence of promising SZ genetic susceptibility factors at the functional levels in vivo. The extraordinary advances in the field over the past 1–2 years enable us to provide an overview of these issues. In particular, we focus on the significance of postnatal maturation of the frontal cortex and associated circuitry, which are crucial for cognitive functions such as working memory, and are frequently impaired in SZ patients. It is also possible to discuss how such molecular approaches can suggest novel therapeutic strategies for this devastating disorder. In this review, we first outline long-term neurodevelopmental processes that might be disturbed in SZ (Figure 1). Then we describe roles of NRG1–ErbB4 and DISC1 in these processes (Figure 2), suggesting convergence of these two cascades, and end with a discussion of relevant animal models.

Section snippets

Initial risks and insults during pre- and perinatal stages in SZ pathology

There is epidemiological support for the association of SZ with adverse events during prenatal and perinatal periods [3]. Among such events, birth complications, especially hypoxia, and viral infection in association with SZ provide some clues to the mechanisms underlying the initial risk of this disease 16, 17. Minor physical anomalies, in particular in the craniofacial region and limbs, are observed in SZ patients and are thought to be effected by events of the first and second trimester when

Promising genetic susceptibility factors (NRG1, ErbB4 and DISC1): tools to address neurodevelopmental processes in SZ

The recent explosion of genome-wide association studies [52] and investigations into copy number variations [53] are expected to reveal more SZ-associated genes. Identification of rare genetic mutants in other common brain diseases, such as Alzheimer's, has greatly aided studies of the pathogenesis of these diseases, including sporadic forms. Intriguingly, functional analyses of genetic susceptibility factors in cell models and of human brain imaging have suggested that, instead of functioning

Animal models that can validate long-term and complicated neurodevelopmental processes of SZ

There are three major goals in generating animal models that can validate the long-term neurodevelopmental processes of SZ. First, as described above, it is very important to clarify the influence of etiologically relevant risks/insults in pre- and perinatal periods on postnatal brain maturation, which in turn results in full manifestation of endophenotypes and phenotypes relevant to SZ in young adulthood. It would be useful to distinguish effects of impairments on each developmental process,

Concluding remarks

SZ is not a neurodevelopmental disorder in a simple sense, although a unique small proportion of child-onset SZ exists and is extensively characterized [110]. SZ is primarily an adult psychiatric disorder in which initial risks and insults during early neurodevelopment in prenatal and perinatal stages are likely to disturb postnatal brain maturation for many years, resulting in onset of the disease after puberty. Thus, to understand the mechanisms underlying SZ it is essential to focus on

Acknowledgements

We thank Drs Pamela Talalay, Amanda Law and Eva Anton for critical reading of this manuscript. We acknowledge Ms Yukiko Lema for manuscript preparation. We apologize to authors who could not be cited because of space constrains. This work was supported by MH-084018 (A.S.) and MH-069853 (A.S) and by grants from Stanley (A.S.), CHDI (A.S.), HighQ (A.S.), S-R (A.S., A.K.), NARSAD (A.S., H.J-P., A.H-T., A.K.) and a fund from the Brain Science Institute from JHU (A.S.).

Glossary

Affective flattening
Diminished emotional expressiveness.
Endophenotypes
Quantitative, heritable, trait-related deficits typically assessed by laboratory-based methods rather than clinical observation.
Inside-out
When migrating neurons arrive in the cortical plate they bypass earlier-generated neurons to form the cortical layers in an inside-out sequence; deeper layers are the first to form and superficial layers are the last.
Prodrome
Early mild manifestations (functional decline resulting from

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