Abstract
We studied the functional anatomy of affect-laden autobiographical memory in normal volunteers. Using H215O positron emission tomography (PET), we measured changes in relative regional cerebral blood flow (rCBF). Four rCBF measurements were obtained during three conditions: REST, i.e., subjects lay at rest (for control); IMPERSONAL, i.e., subjects listened to sentences containing episodic information taken from an autobiography of a person they did not know, but which had been presented to them before PET scanning (nonautobiographical episodic memory ecphory); and PERSONAL, i.e., subjects listened to sentences containing information taken from their own past (autobiographical episodic memory ecphory).
Comparing IMPERSONAL with REST (nonautobiographical episodic memory ecphory) resulted in relative rCBF increases symmetrically in both temporal lobes including the temporal poles and medial and superior temporal gyri. The same loci, however, with a stronger lateralization to the right hemisphere were activated in the comparison PERSONAL to REST (autobiographical episodic memory ecphory). In addition, the right temporomesial, right dorsal prefrontal, right posterior cingulate areas, and the left cerebellum were activated. A comparison of PERSONAL and IMPERSONAL (autobiographical vs nonautobiographical episodic memory ecphory) demonstrated a preponderantly right hemispheric activation including primarily right temporomesial and temporolateral cortex, right posterior cingulate areas, right insula, and right prefrontal areas. The right temporomesial activation included hippocampus, parahippocampus, and amygdala.
These results suggest that a right hemispheric network of temporal, together with posterior, cingulate, and prefrontal, areas is engaged in the ecphory of affect-laden autobiographical information.
Memory commonly is subdivided into a number of forms (Squire and Knowlton, 1995; Tulving, 1995), and it is assumed that different brain regions contribute differentially to the various forms of memory processing (Squire et al., 1993; Markowitsch, 1995a). Two of the main forms of memory are episodic memory and semantic memory (Tulving, 1995), also subsumed under declarative memory (Squire, 1987). Episodic memory is supposed to deal with individual (“autobiographical”) episodes that are definable with respect to time and locus. Semantic memory contains impersonal facts (e.g., knowledge about the world), which we need for verbal and nonverbal interaction with our environment.
The usefulness of the distinction between episodic and semantic memory sometimes has been argued (Cermak and Craik, 1979), given the fact that semantic memory frequently constitutes a generalization from initially episodically encoded information. However, there are experiments demonstrating both acquisition of semantic in the absence of the ability to acquire episodic information (Tulving et al., 1991) and impairments in acquiring both forms (Gabrieli et al., 1988; Verfaellie and Cermak, 1994). Although both forms most likely engage overlapping limbic system structures for information acquisition (Buckner and Tulving, 1995), memory retrieval seems to depend on different brain regions and, furthermore, seems to rely on different systems for the retrieval of episodic and semantic information.
Results of studies performed with positron emission tomography (PET) suggest a left hemispheric preponderance for the retrieval of semantic information and a right hemispheric preponderance for the retrieval of episodic information (Fletcher et al., 1995a; Tulving et al., 1994a,b,c, 1996).
In most clinical studies on amnesics, it has been shown that the retrieval of episodic (autobiographical) memory is much more affected than that of semantic memory (general knowledge) (Markowitsch, 1995a,b). Reasons for this may be sought in the uniqueness of episodic information (Damasio, 1990), in its higher emotional character (Sarter and Markowitsch, 1985a,b; Markowitsch et al., 1994), or in the brain regions in which damage affects ecphory of episodic versus general knowledge material (Markowitsch, 1995a,b). Tulving (1983) used the term “ecphory” to describe the process by which retrieval cues interact with stored information so that an image or a representation of the information in question appears. It is of interest to investigate whether in the intact human brain, the ecphory of presented autobiographical material will affect different brain regions compared with the retrieval of semantically closely similar material, which is, however, not associated by the subject with his or her own past.
In this study, we wanted to demonstrate the functional anatomy of ecphory of affect-laden autobiographical material. We used PET to image significant changes in relative regional cerebral blood flow (rCBF) as an index of changes in local neuronal activity in the brains of normal human subjects when they listened to sentences containing affect-laden episodic autobiographical information. We then intended to relate those relative rCBF changes to changes obtained when the same subjects listened to sentences containing semantically similar episodic but nonautobiographical material. Based on evidence available from human and nonhuman lesion data (LeDoux, 1995; Markowitsch, 1995a,b; Sarter and Markowitsch, 1985a,b), we hypothesized that the anterolateral and temporomesial parts of the temporal lobes (including the amygdala) as well as the inferolateral prefrontal cortex were involved in the ecphory of past personal experiences.
MATERIALS AND METHODS
Subjects. Seven normal, healthy male volunteers (age 21–37 years) were recruited. All subjects were right-handed and had no history or evidence of any medical, neurological, or psychiatric disease. Informed consent was obtained before participation from all subjects. The study was approved by the local ethics committee of the University of Cologne, and permission to administer radioactivity was obtained from the federal administration authorities.
Paradigm design. The experiment involved 12 sequential measurements of relative rCBF and consisted of one control condition (REST) and two testing conditions (IMPERSONAL, PERSONAL), which were presented in a counterbalanced order (ABCCBAACBBCA). The order of scans was counterbalanced rather than randomized to avoid variable order artifacts attributable to the small number of subjects studied. The conditions were as follows: REST, i.e., subjects were studies in a resting condition with eyes closed and no auditory or visual stimulation (baseline condition, for control); IMPERSONAL, i.e., subjects were studied during auditory presentation of sentences that contained episodic information taken from an autobiography of a person they did not know, but which had been presented to them about 1 hr before PET scanning; PERSONAL, i.e., subjects were studied while they listened to sentences containing episodic information taken from their own past (autobiographical information). The sentences contained brief episodes from significant events of each subject’s past or someone else’s past, respectively. Examples for sentences are: “When you were 15 you took part in a swimming marathon and succeeded to swim 10 miles,” and “He tore off his shirt to demonstrate his scars to the nurse.” Subjects were instructed to imagine what happened to the person in the described situations (IMPERSONAL) or to imagine what happened to themselves in the described situations (PERSONAL). Ten sentences were presented during IMPERSONAL and PERSONAL situations. The information presented during PERSONAL had been obtained in semistandardized interviews weeks before PET scanning. Information was collected from childhood, adolescence, and early adulthood; the subjects were kept unaware of the purpose of the interviews.
PET-scanning techniques. Relative rCBF was measured by recording the regional distribution of cerebral radioactivity after the intravenous injection of 15O-labeled water (15O is a positron emitter with a half-life of 2.1 min) (Mazziotta et al., 1985; Fox and Mintun, 1989). The PET measurements were carried out using a CTI ECAT Exact HR PET scanner (CTI, Knoxville, TN) with a total axial field of view of 15 cm covering the whole brain (Wienhard et al., 1994). Data were acquired in three-dimensional mode (Townsend et al., 1991) with interdetector collimating septa removed, allowing the collection of reliable data of regional brain activation from a single subject (Watson et al., 1993).
For each measurement of relative rCBF, 10 mCi of H215O were given intravenously. Emission data were collected sequentially over 90 sec after tracer arrival in the brain. This process was repeated for each emission scan, with 10 min between scans to allow for adequate decay of radioactivity. This gave an estimate of rCBF. Because no arterial blood samples were taken (Mazziotta et al., 1985), no calibration was possible and the term “relative” rCBF used in this paper implies that there was no absolute quantification of rCBF. The emission scan data then were corrected for effects of radiation attenuation by the skull (by means of a transmission scan taken before the first relative rCBF measurement). After attenuation correction, the data were reconstructed to 47 transverse planes by three-dimension filtered-back projection using a Hanning filter of cutoff frequency 0.4 cycles per pixel. The resolution of the resulting images was 5.5 mm (at full-width half-maximum).
Magnetic resonance imaging. On a separate occasion, a magnetic resonance (MR) image of each subject’s brain was obtained to exclude morphological–pathological abnormalities. This was performed with a 1 Tesla system (Magnetom, Siemens, Germany) using a FLASH sequence (flip angle, 40°; repetition time, 40 msec; echo time, 15 msec) producing 64 transaxial T1-weighted tomograms.
Image processing. All calculations and image manipulations were performed on a Sparc workstation (Sun Computers). ANALYZE and PROMATLAB software (MathWorks) was used to calculate and display images. Statistical parametric mapping (SPM) software (Wellcome Department of Cognitive Neurology, London, UK) was used for image realignment and smoothing and to create statistical maps of significant relative rCBF changes (Friston et al., 1995a,b).
Realignment, transformation, and smoothing of PET images.Using SPM software (Friston et al., 1995a), all PET scans were realigned to the first emission scan to correct for any head movement. The PET images then were transformed into a standard stereotactic anatomical space (Talairach and Tournoux, 1988; Friston et al., 1995a) using linear proportions and a nonlinear sampling algorithm. This allowed accounting for differences in brain size and shape. PET images then were filtered using a low-pass Gaussian filter to reduce the variance attributable to individual anatomical variability and to improve signal-to-noise ratio (Friston et al., 1995a). The resulting pixel size in stereotactic space was 2 × 2 mm with an interplane distance of 4 mm. The group data were expressed in terms of standard stereotactic coordinates in the x-, y-, andz-axes (defined in Table1).
Statistical analysis. After stereotactic normalization, the main effects of the two testing conditions (IMPERSONAL, PERSONAL) were estimated on pixel-by-pixel basis using SPM (Friston et al., 1995b). Global differences in CBF were first covaried out (Friston et al., 1995b), treating global activity as the covariate. This controlled for systematic state-dependent differences in global blood flow associated with the different conditions. Then for each pixel across all subjects and all scans, the mean values were calculated for the control (REST) and the two activation tasks separately, and comparisons of the means thereafter were made using t statistics (Friston et al., 1995b) subsequently transformed into normally distributed Zstatistics. The resulting set of Z values constituted a statistical parametric map (SPM{t} map) (Friston et al., 1995b). For the group, data significance was set top < 0.05, corrected for multiple nonindependent comparisons. In addition, PET data were analyzed for each individual subject in an identical way to the group data to allow single-subject data analysis.
Localization of activations. The stereotactic coordinates of the pixels of local maximum significant changes in relative rCBF within areas of significant relative rCBF change associated with the different tasks were determined. The anatomical localization of these local maxima was assessed by referring to the standard stereotactic atlas ofTalairach and Tournoux (1988) and validated additionally after superimposition of the SPM{t} maps on an arbitrary MR image that had undergone stereotactic transformation into the same standard stereotactic space (Friston et al., 1995a).
Planned comparisons of differences. Three planned comparisons were made. First, a comparison was made of the condition associated with neutral nonautobiographical episodic memory ecphory (IMPERSONAL) and the control (REST). Second, a comparison of autobiographical episodic memory ecphory (PERSONAL) with the control (REST) was performed. Third, autobiographical memory ecphory (PERSONAL) was compared with nonautobiographical memory ecphory (IMPERSONAL). These comparisons were intended to identify those cortical areas concerned with the modalities in question (i.e., autobiographical memory ecphory and episodic memory ecphory in general). For completeness of data analysis and presentation, the respective reverse comparisons also were calculated.
RESULTS
Nonautobiographical episodic memory ecphory versus baseline (IMPERSONAL–REST)
Table 1, IMPERSONAL–REST summarizes the principal areas with increases in relative rCBF associated with the difference between IMPERSONAL and REST. Figure 1 provides a pictorial demonstration of the areas with relative rCBF increase. There are highly symmetrical bilateral increases in the temporal lobes, namely the superior and medial temporal gyri including both temporal poles and Brodmann area 21 (BA 21). Decreases in relative rCBF associated with the task were seen in the medial (BA 7) and the lateral inferior parietal cortex (BA 40) bilaterally, the right fusiform gyrus (BA 19/37), the left caudate nucleus, and the midbrain (Table 2a,IMPERSONAL–REST).
Autobiographical episodic memory ecphory versus baseline (PERSONAL–REST)
Comparing the presentation of autobiographical sentences with the resting state (PERSONAL–REST) similarly resulted in relative rCBF increases in both medial and superior temporal gyri, however, with a lateralization toward the right hemisphere (Table 1,PERSONAL–REST, Fig. 1). Again, the temporopolar cortex was activated bilaterally, although more pronounced on the right than on the left, and right dorsal frontal and right posterior cingulate areas were activated together with the cerebellum (primarily left). Relative rCBF decreases associated with the task were seen in the inferior lateral parietal cortex (BA 40) bilaterally, the inferior occipital cortex (BA 19), and the right dorsolateral prefrontal cortex (BA 9) (Table 2PERSONAL–REST).
Autobiographical versus nonautobiographical episodic memory ecphory (PERSONAL–IMPERSONAL)
The comparison of the autobiographical sentences versus the neutral sentences condition (PERSONAL–IMPERSONAL) demonstrated preponderantly right hemispheric relative rCBF increases. These were seen in the lateral and medial aspects of the right temporal lobe including hippocampal, parahippocampal, and amygdaloid areas, the right anterior insula, the right posterior cingulate area, the right temporoparietal junction, and right prefrontal cortex (Table 1PERSONAL–IMPERSONAL, Figs. 1, 2). Relative rCBF decreases associated with this task again were seen in the lateral inferior parietal cortex (BA 40/39) bilaterally, the left inferior occipital cortex (BA 19), the right fusiform gyrus (BA 18), and the left inferior frontal cortex (BA 10) (Table 2PERSONAL–IMPERSONAL).
Single-subject data analysis
In five subjects, the pattern of activations was congruent to the group one. One subject failed to show any significant activation; the remaining showed primarily temporo-occipital activations.
DISCUSSION
The present study demonstrates functional neuronal activity associated with the ecphory of autobiographical memory in a network of primarily right hemispheric regions including temporomedial and temporolateral cortex, amygdala and hippocampus–parahippocampus, insula, posterior cingulate cortex, temporoparietal cortex, and prefrontal cortex. Some of these areas are known to be part of or are at least closely associated with retrieval of episodic long-term memory. Furthermore, they are part of the expanded limbic system network (Nauta, 1979) and are involved in affect-based information coding.
Experimental design
A number of recent PET-studies investigated the brain regions engaged in memory processing (see also Heiss et al., 1992; Frackowiak, 1994; Buckner and Tulving, 1995; McCarthy, 1995). Most closely related to our experiment are studies focusing on an anatomical basis for the retention of long-term verbal memory (Andreasen et al., 1995) or on encoding or retrieval processes in verbal and visual memory (Grasby et al., 1994; Kapur et al., 1994; Shallice et al., 1994; Tulving et al., 1994a,b,c, 1996; Buckner et al., 1995; Fletcher et al., 1995a; Kapur et al., 1995; Petrides et al., 1995) .
Whereas in the above studies, subjects actually acquired new information before being scanned, in the present experiment, subjects had to ecphorize (“re-evoke”) own past (autobiographical) events taken from their childhood, adolescence, and early adulthood. While being scanned, they listened to sentences, each describing an important episode of their past. Neuronal activation during this condition was compared with activation during a second condition in which subjects listened to sentences containing semantically very similar material taken, however, from another person that the subjects did not know. For both conditions, subjects were instructed to imagine what had happened during the described situation. By necessity, studying autobiographical memory ecphory (PERSONAL) involves retrieval of episodic memory. Because we were interested in the ecphory of autobiographical old memory rather than of episodic memory per se, the latter was subtracted from the first (IMPERSONAL–PERSONAL).
Areas activated
Medial temporal lobes
In our study, there was no temporomedial activation associated with the ecphory of nonautobiographical memory and, indeed, only few PET studies actually have reported activation of medial temporal lobes with memory tasks (Squire et al., 1992; Grasby et al., 1993; Kapur et al., 1995). By contrast, autobiographical memory ecphory led to strong activation of left and right temporomesial areas including hippocampus and amygdala. Interestingly, this activation was much more pronounced on the right. Our data suggest that autobiographical memory ecphory engages amygdaloid and hippocampal regions. This is in good accordance with the idea that limbic structures of the temporal cortex are of crucial importance for affect-sensitive mnestic processing.
Lateral temporal lobes
In the present study, both the middle and superior temporal gyri were involved in nonautobiographical and autobiographical memory ecphory. Areas activated included BA 21 and previously have been associated with word–sentence recognition and understanding (Mazoyer et al., 1993). However, when comparing PERSONAL with IMPERSONAL, significant activations were seen in all three right temporal gyri, in particular, the middle and superior temporal gyri. This suggests that autobiographical memory ecphory, in addition to sentence recognition and understanding required in the studied task, engages these brain areas. This is concordant with experimental findings stressing the importance of neocortical temporal areas in episodic memory representation (Merzenich and Sameshima, 1993; Sakai and Miyashita, 1994) and supports the notion of a multimodal representation of episodic memory.
Temporal poles
The temporal poles have been shown to be part of the cortical representation of speech. This was demonstrated when subjects listened to stories (Mazoyer et al., 1993) or read stories in silence (Fletcher et al., 1995b). Both activation conditions (IMPERSONAL, PERSONAL) involved the listening and understanding of sentences with narrative character. These regions, anatomically distinct from the medially situated allocortical temporal regions necessary for memory encoding and consolidation (Markowitsch, 1995a), also seem to be involved in the ecphory of autobiographical memory as a comparison of IMPERSONAL and PERSONAL revealed activation of the right temporal pole.
Insula
Insular activation has been reported in many PET experiments. We hypothesize that the insular activation during autobiographical memory ecphory may be attributed to a strong activation of the limbic system caused by the high emotional impact of the task.
Cingulate cortex
Clinical studies have established a posterior cingulate cortex contribution to episodic memory (Rudge and Warrington, 1993). Activation of this region has been described during encoding of verbal memory (Grasby et al., 1993, 1994; Kapur et al., 1994; Fletcher et al., 1995a). In the present study, the posterior cingulate cortex was activated during the ecphory of autobiographical, but not of nonautobiographical, memory. Reasons for this activation remain speculative, although an activation of this important neural link between the prefrontal cortex and the hippocampus (Goldman-Rakic et al., 1984) causes little surprise. Furthermore, PERSONAL versus IMPERSONAL ecphory may require differential attentional mechanisms during the two activation tasks.
Prefrontal cortex
Activation of prefrontal cortex during memory-associated tasks has been observed previously, and it has been proposed that such activation may be related to the degree of monitoring and verification involved in a recall task (Fletcher et al., 1995a). Additional support to this hypothesis is provided by clinical observations of retrograde amnesia in patients with combined damage of anterolateral temporal areas and prefrontal areas (Markowitsch, 1995b), suggesting that the prefrontal cortex acts as a kind of control center for effortful initiation of recall (Jetter et al., 1986) and the sequencing and organizing of information (Milner et al., 1985; Goldman-Rakic and Friedman, 1991;Stuss et al., 1994; Goldman-Rakic, 1995). This, together with the anterolateral temporal cortex which provides a connecting link to posterior cortical centers of integration as the major storage places of engrams (Markowitsch et al., 1985), implies an important role of the prefrontal cortex in the initiation of directed ecphory. The results on prefrontal activation obtained in the present study are in good agreement with the above ideas, because the prefrontal cortex is activated during the ecphory of autobiographical memory retrieval.
Cerebellum
A contralateral cerebellar activation has been observed during numerous PET studies on memory tasks (Barker et al., 1991;Grasby et al., 1994; Molchan et al., 1994; Tulving et al., 1994b;Andreasen et al., 1995; Buckner and Tulving, 1995; Buckner et al., 1995) and was found in the present study during autobiographical memory ecphory. Andreasen et al. (1995) speculated recently that the cerebellum may participate in memory processing apart from procedural and automatic aspects of memory. Evidence for such a role comes from both animal studies and neuropsychological experiments in patients with acquired brain damage (Schmahmann, 1992; Daum et al., 1993; Grafman et al., 1993; Leiner et al., 1993) .
Areas deactivated
The decreases associated with the differences among the conditions seem to reflect reduced visual and spatial imagery (occipital and parietal regions) (Ogden, 1993; Kosslyn et al., 1993), reduced effort in language comprehension (BA 40, Wernicke area) (Démonet et al., 1993), and less effort in general attentive functions (prefrontal regions) (Tulving et al., 1994c).
Laterality
Based on PET activation studies (Shallice et al., 1994; Tulving et al., 1994a,b,c, 1996; Nyberg et al., 1996) and clinical data from neurological patients with selective retrograde amnesia in the episodic (Kapur et al., 1992; Markowitsch et al., 1993a,b) or semantic memory domain (De Renzi et al., 1987; Grossi et al., 1988), it has been hypothesized that the right anterior temporal and right inferolateral prefrontal cortex, structures interconnected via the ventral branch of the uncinate fascicle, are involved in episodic memory retrieval, whereas the same structural combination in the left hemisphere may be responsible for semantic memory retrieval. The present findings, indicating a huge preponderance of activation in the right hemisphere, support this hypothesis for the episodic memory system in general and for autobiographical memory retrieval in particular.
Further observed predominantly right-sided activation in the periamygdaloid, hippocampal–parahippocampal, insular, and posterior cingulate regions also may be explained as a correlate for the frequently found emotional character of autobiographical memories (Sarter and Markowitsch, 1985a,b; Adolphs et al., 1994, 1995;Barbas, 1995; Cahill et al., 1995; Devinsky et al., 1995; LeDoux, 1995). Alternatively, one might speculate that at least in part the right-sided preponderance of activations might be linked to the self-representation involved in autobiographic memory ecphory.
Possible confounds
Sentences from the nonautobiographical and the autobiographical conditions by necessity differed in that during the autobiographical condition, material was presented that was (1) familiar to the subjects for many years, (2) affectively more relevant, and (3) more personal. Any or all of these factors could contribute to the described activations. Furthermore, because subjects had to imagine what had happened to another person during the nonautobiographical condition as opposed to imagining what had happened to themselves during the autobiographical condition, comparing the two conditions also could reflect blood flow changes associated with imagining oneself versus imagining others. These potential confounds will have to be addressed by additional functional imaging studies.
PET (Martin et al., 1995, 1996) and neuropsychological evidence (Shallice and Kartsounis, 1993) argue for the existence of separable cortical regions involved in the storage or activation of different semantic properties. One therefore might speculate that knowledge about oneself could be another class of semantic knowledge. However, if such a restricted kind of “autobiographical knowledge module” existed, it most likely would recruit additional information such as emotional–affective flavor from other regions (e.g., the amygdala), making it altogether a wider network than those suggested presently for singular categories of semantic information.
Clinical implications
The process of autobiographical memory ecphory is of particular importance in patients with retrograde amnesia. It has been assumed that their “lost” episodic information still exists in the brain as engrams that cannot be retrieved consciously (Markowitsch, 1995b). Both in patients with so-called focal retrograde amnesia and with psychogenic amnesia, stored information most likely remains available (Kapur, 1993; Markowitsch, 1995b), although it seems to be inaccessible (Tulving and Pearlstone, 1966), i.e., it cannot be ecphorized. Although it can be only speculated which mechanisms may be responsible for such an inaccessibility, the present results provide some evidence for the brain regions involved in autobiographical memory ecphory under normal conditions.
Our study shows that ecphory of autobiographical memories is dependent on a restricted network of mostly right hemispheric brain areas that are in part different from those activated by retrieval of episodic nonautobiographical memory. Nevertheless, the circuits for the ecphory of active autobiographical and nonautobiographical memory are related. Together with the results from neuropsychological investigations on single cases with selective retrograde amnesia, this study provides strong evidence that right hemispheric temporal cortical areas are the key regions for autobiographical memory ecphory. They are supported by surrounding right hemispheric “satellite” regions such as the amygdala, hippocampus–parahippocampus, posterior cingulate, and insular and prefrontal cortex.
Footnotes
We are grateful to our volunteers who made this study possible. We thank both anonymous reviewers for helpful comments.
Correspondence should be addressed to Dr. Gereon Fink, Wellcome Department of Cognitive Neurology, Institute of Neurology, 12 Queen Square, London WC1N 3BG, UK.