Abstract
Reflex tears are produced by many conditions, one of which is drying of the ocular surface. Although peripheral neural control of the lacrimal gland is well established, the afferent pathways and properties of central premotor neurons necessary for this reflex are not known. Male rats under barbiturate anesthesia were used to determine whether neurons at the ventral trigeminal subnucleus interpolaris- caudalis (Vi/Vc) transition or the trigeminal subnucleus caudalis-cervical cord (Vc/C1) junction region in the lower brainstem were necessary for tears evoked by noxious chemical stimulation (CO2 pulses) or drying of the ocular surface. Both the Vi/Vc transition and Vc/C1 junction regions receive a dense direct projection from corneal nociceptors. Synaptic blockade of the Vi/Vc transition, but not the Vc/C1 junction, by the GABAA receptor agonist muscimol inhibited CO2-evoked tears. Glutamate excitation of the Vi/Vc transition, but not the Vc/C1 junction, increased tear volume. Single units recorded at the Vi/Vc transition, but not at the Vc/C1 junction, were inhibited by wetting and excited by drying the ocular surface. Nearly all moisture-sensitive Vi/Vc units displayed an initial inhibitory phase to noxious concentrations of CO2 followed by delayed excitation and displayed an inhibitory surround receptive field from periorbital facial skin. Drying of the ocular surface produced many Fos-positive neurons at the Vi/Vc transition, but not at the Vc/C1 junction. This is the first report of a unique class of moisture-sensitive neurons that exist only at the ventral Vi/Vc transition, and not at more caudal portions of Vc, that may underlie fluid homeostasis of the ocular surface.
Introduction
The integrity of the ocular surface (i.e., cornea and conjunctiva) is essential for normal vision and depends on adequate formation of the tear film. The resting rate of tear production is thought to be driven by a reflex circuit consisting of afferent signals coming from the ocular surface, a relay to the superior salivatory nucleus (SSN) in the brainstem, and efferent outflow to autonomic ganglia and then to the lacrimal and meibomian glands (Stern et al., 1998; Mathers, 2000; Pflugfelder et al., 2000). Despite considerable progress in defining the peripheral neural mechanisms that directly influence lacrimal gland secretion (Walcott, 1998), no studies have determined the location or properties of central neurons that respond to acute changes in moisture status of the ocular surface and project to the SSN, i.e., the afferent limb of this reflex arc, the so-called premotor neurons. The ocular surface is supplied mainly by trigeminal ganglion neurons (Marfurt et al., 1989) that, in turn, send fibers centrally to terminate in the trigeminal brainstem complex (Marfurt, 1981; Panneton and Burton, 1981; Marfurt and del Toro, 1987; Gong et al., 2003). The lower portion of the trigeminal brainstem complex, the spinal trigeminal nucleus (Vsp), consists of three subnuclei—oralis (Vo), interpolaris (Vi), and caudalis (Vc), from rostral to caudal, respectively—and receives somatic sensory information from all structures of the head and oral cavity. Studies concerned with central neural pathways of trigeminal pain have emphasized the role of Vc because this subnucleus shares many properties with the spinal dorsal horn (Dubner and Bennett, 1983; Sessle, 2000). Indeed, neurons in caudal portions of Vc encode the intensity of corneal stimulation and are inhibited by opioid analgesic drugs, consistent with a role in pain processing (Meng et al., 1997, 1998; Hirata et al., 1999, 2000). A distinctive feature of the trigeminal system, however, is that craniofacial structures, including the ocular surface, are represented at more than one level of the Vsp. This has led to the proposal that different subnuclei of the Vsp serve different aspects of trigeminal function (Renehan and Jacquin, 1993; Bereiter et al., 2000; Sessle, 2000). In rodents the ocular surface is represented mainly at two spatially distinct regions: the trigeminal subnucleus interpolaris- caudalis (Vi/Vc) transition and subnucleus caudalis- upper cervical spinal cord (Vc/C1) junction regions (Marfurt and del Toro, 1987; Lu et al., 1993; Strassman and Vos, 1993; Meng and Bereiter, 1996; Gong et al., 2003). The present study measured tear volume and recorded single unit activity to test the hypothesis that the rostral Vi/Vc transition and caudal Vc/C1 junction regions contribute differentially to the control of fluid homeostasis of the ocular surface.
Materials and Methods
The protocols were approved by the Institutional Animal Care and Use Committee of Rhode Island Hospital and conformed to the established guidelines set by The National Institutes of Health Guide for the Care and Use of Laboratory Animals (PHS Law 99-158, revised 2002).
Surgical preparation
Male rats (270-440 gm; Sprague Dawley, Harlan) were anesthetized initially with pentobarbital sodium (70 mg/kg, i.p.) before surgery. The left femoral artery (blood pressure monitor) and jugular vein (anesthesia and drug infusions) were catheterized, and after tracheotomy, animals were artificially respired with oxygen-enriched room air. Anesthesia was maintained by a continuous infusion of methohexital sodium (35-40 mg · kg-1 · hr-1) and switched to a mixture of methohexital sodium (26-40 mg · kg-1 · hr-1) and the paralytic agent, gallamine triethiodide (14-32 mg · kg-1 · hr-1), after completion of all surgical procedures and just before the recording session. The animal was placed in a stereotaxic frame, and portions of the occipital bone and C1 vertebra were removed to expose the dorsal surface of the medulla. The brainstem surface was covered with warm mineral oil. Expiratory end-tidal CO2 was monitored continuously and kept at 4-5% by adjusting tidal volume. Mean arterial pressure (MAP) remained above 100 mmHg throughout the experiment. Body temperature was maintained at 38°C with a heating blanket and thermal probe.
Electrophysiology recording techniques
Single neurons were recorded at the rostral Vi/Vc transition and laminas I-II at the caudal Vc/C1 junction region extracellularly using tungsten electrodes (9-15 MΩ; FHC, Bowdoinham, ME) as described previously (Meng et al., 1997; Hirata et al., 1999, 2003) (Fig. 1). Light mechanical (fine camel-hair brush) stimulation of the corneal surface was used to search for responsive neurons. Unit activity was amplified, displayed on a digital oscilloscope to monitor spike shape and amplitude, and passed through a window discriminator. Discriminated neural spikes, MAP, and a marker for CO2 stimulus pulses were acquired and displayed online with an Apple computer (G3) through a DAQ interface board using LabVIEW software (National Instruments, Austin, TX). Data were also recorded on a four-channel DAT/SCSI-based acquisition system (Cygnus Technology) for further off-line analyses.
Experimental setup to measure tear volume and single-unit activity in response to ocular stimulation. The timing and concentration of CO2 stimulus pulses as well as data collection were controlled by a computer and LabVIEW software. Drugs were delivered by pressure injection monitored visually by the movement of the meniscus. C, Cornea; Vc/C1, trigeminal subnucleus caudalis-cervical spinal cord junction region; Vi/Vc, trigeminal subnucleus interpolaris-caudalis transition region.
Units were tested for several general response properties and then for A- and C-fiber type corneal input (electrical stimuli applied from a bipolar electrode, 2 mm separation, mounted on the ear bar). Electrical evoked responses occurring after 30 msec were assumed to indicate C-fiber input (Hu, 1990; Meng et al., 1997). Convergent cutaneous receptive field (RF) properties were determined by applying innocuous mechanical stimulation and then noxious pinch and deep pressure to the ipsilateral face. Corneal units with an excitatory convergent cutaneous RF were classified as either low-threshold mechanoreceptive (LTM), wide dynamic range (WDR), or nociceptive-specific (NS) units. In addition, many corneal units at the Vi/Vc transition were classified as “complex,” defined by an inhibitory convergent cutaneous RF, which was contiguous with the cornea-conjunctiva border and occurred alone or in addition to an excitatory cutaneous RF. The inhibitory RF of complex units was mapped by light pinch stimulation with a small forceps and often included the ipsilateral intranasal mucosa. Neurons with no apparent cutaneous RF were classified as cornea only (CO) units. Although the term “corneal unit” is used throughout the text, no effort was made to distinguish between units responsive to corneal stimulation alone and those responsive to corneal plus conjunctival stimulation.
In some cases an electrode array was positioned at the SSN-facial motor nucleus region (SSN/VII) (Toth et al., 1999) to test for efferent projections. The array was angled rostral 2° off vertical at the following coordinates: 4 mm caudal to λ, 2 mm lateral, and 5-7 mm ventral to the cerebellar surface. Tests for antidromic activation were done after all other testing was complete to avoid possible persistent effects from high-intensity and high-frequency stimulation. Stimuli were presented from an array of two (1-2 mm rostrocaudal separation) concentric bipolar stimulating electrodes (SNE-100, Rhodes Medical Instruments). Antidromically evoked spikes were driven at a constant latency (<0.1 msec jitter), followed by high frequency (0.1 msec pulse, 200-300 Hz, 20 msec train duration), and were collided with orthodromically driven spikes occurring within a critical time window (Lipski, 1981). A stimulus intensity of 500 μA was defined as the maximum allowable current for specific activation. Sites of lowest current for antidromic activation were marked electrolytically (30 μA, 30 sec).
Corneal stimulation by carbon dioxide
The general setup for the experimental design is shown in Figure 1, and a detailed description of the delivery of CO2 pulses to the corneal surface has been reported previously (Hirata et al., 2000). Briefly, variable concentrations (0-95%) of CO2 gas were obtained by mixing the outflow from tanks of 100% CO2 and air through a proportional gas mixer as monitored from the bleeder valve output by an infrared detector (Cap-Star 100, CWE, Ardmore, PA). Humidified CO2 gas mixtures were delivered at a constant flow rate to the left cornea. The timing and duration of CO2 pulses (40 sec duration, minimum of 15 min between pulses) were computer-controlled by LabVIEW software. In most experiments only the responses to 0% (air) and 80% CO2 pulses were compared. In some cases, however, a range of CO2 concentrations (0, 30, 60, 80, and 95%) was used to confirm that the threshold and slope of the neural stimulus-response curves were similar to those reported previously (Hirata et al., 1999). The cornea was kept moist with a pH-balanced artificial tear fluid during surgery and the interstimulus intervals throughout the experiment.
Drug administration
Drugs were injected into the Vi/Vc transition and Vc/C1 junction regions using a single- or dual-barrel thick-walled micropipette (40-80 μm, outer diameter). The selective GABAA receptor agonist muscimol hydrobromide (Sigma, St. Louis, MO; 0.5 mm, pH 6.7) or the GABAA antagonist bicuculline methiodide (BMI) (Sigma; 0.5 mm, pH 6.1) was delivered by pressure microinjection (Neuro-Phore, Medical Systems, Greenvale, NY) in a volume of 300 nl over 5 min. Microinjections of l-glutamate (10 mm, pH 6.8, 300 nl) were made over 2 min. Drugs were dissolved in artificial CSF containing (in mm): 150 NaCl, 2.6 KCl, 1.3 CaCl2, 1.8 MgCl2, and mixed with a 10% solution of Evan's Blue dye to visualize the location of injection. In experiments in which unit activity was recorded and muscimol injected, the drug was delivered from a separate glass micropipette angled stereotaxically to a target position 0.5-0.8 mm from the recording electrode. This proximity was confirmed histologically after the experiment from the deposition of Evan's Blue dye and a lesion at the recording site.
Experimental design
Tear volume. Tear volume was measured using three experimental designs in separate preparations. In each experiment, tear volume was estimated by the change in weight of a filter paper (∼5 × 8 mm) in contact with the cornea-conjunctiva for 2 min per sample. The filter paper was positioned at the inferior-lateral edge of the cornea-conjunctiva interface, which allowed tear volume to be determined while CO2 pulses were applied to the center of the cornea. First, tears were evoked by a graded series of CO2 pulses (40 sec duration) and measured at the start of the experiment. Each filter paper was weighed and then placed at the cornea-conjunctiva border 1 min before and removed 1 min after stimulus onset. The cornea was kept moist with artificial tears during the interstimulus intervals (15 min), and excess fluid was removed just before placement of the filter paper for subsequent samples. Second, the effect of local synaptic blockade of the rostral Vi/Vc transition or caudal Vc/C1 junction regions on tears evoked by 80% CO2 pulses was assessed. Local synaptic blockade by muscimol injection began 4 min before presentation of the 80% CO2 test pulse. Subsequent 2 min samples were collected at 5, 20, and 35 min after muscimol, and then the selective GABAA receptor antagonist BMI was injected through the second barrel of the dual pipette 4 min before presentation of the last 80% CO2 test pulse. In the third design, microinjections of l-glutamate (10 mm, 300 nl) were made into the rostral Vi/Vc transition or caudal Vc/C1 junction regions to determine the effect of local synaptic excitation on tear formation. Tear volume samples were taken 2 min before glutamate, for 2 min beginning at the onset of injection and from 3 to 5 min after injection. Filter paper weight was measured accurately to ±0.1 mg on an electronic balance. In preliminary measurements it was determined that deposition of 1 μl of artificial tear fluid was equal to a 1.1 mg change in filter paper weight.
Corneal unit activity. One corneal unit was studied in each experiment and recorded at either the Vi/Vc transition or Vc/C1 junction region. After the general RF properties were determined as described above, excess tears were removed by gently placing a small piece of filter paper at the lower lateral cornea-conjunctiva junction, and then units were tested for possible CO2 responsiveness with a pulse of 0% CO2 at a flow rate that had a minimal effect on spontaneous activity followed by two pulses of 80% CO2 presented at 15 min intervals. Generally, only CO2-responsive units were studied in detail, whereas units not responsive to CO2 were classified as “mechanical only” and excluded from further analyses. Units displaying at least a 50% increase in activity above background to 80% CO2 were tested further for responses to moisture and drying of the corneal surface. Excess spontaneous tears were removed, and then background unit activity was recorded continuously for 5 min before and after application of 20 μl of artificial tears to the corneal surface and after tear removal. All additional testing such as for CO2 intensity-response relationships or sensitivity to drugs followed the initial collection of results for moisture and drying. In cases during which the effects of GABAergic drugs were tested, drug injection began 6 min after the second control 80% CO2 pulse and continued for 5 min. Then 4 min later (i.e., 15 min after the previous 80% CO2 pulse), another series of test pulses was presented followed by additional pulses of 80% CO2 every 15 min for 1 hr.
C-fos immunocytochemistry
A separate group of male rats was used to determine whether acute drying (2 hr duration) of the ocular surface was sufficient to cause widespread excitation at different levels of the trigeminal brainstem complex in regions not assessed by electrophysiology. Under barbiturate anesthesia (pentobarbital sodium, 65 mg/kg), the upper and lower eyelids of the left eye were retracted with small adhesive strips, and spontaneous tears were removed by filter paper placed at the lateral edge of the ocular surface throughout the 2 hr survival period. Care was taken to avoid directly touching the ocular surface. Control animals were anesthetized, and the eyelids were allowed to close and tears to accumulate. After 2 hr, animals were perfused (fixative: 4% paraformaldehyde, 0.1 m phosphate buffer, pH 7.3) and postfixed overnight. Transverse brainstem sections were cut on a vibratome at 50 μm and incubated successively in 5% donkey serum (30 min), affinity-purified rabbit polyclonal anti-Fos antibody (Ab) (Ab-5, Oncogene Science; 1:15,000, 40 hr at 4°C), biotinylated donkey anti-rabbit secondary Ab (1:300, 105 min; Chemicon, Temecula, CA), and avidin-biotin-peroxidase complex (60 min; Vector Laboratories, Burlingame, CA). Fos-like immunoreactivity (Fos-LI) was visualized after 2-4 min incubation in activated nickel-cobalt-diaminobenzidine solution. Fos-LI was observed under bright-field illumination and distinguished as a homogenous gray-black precipitate restricted to cell nuclei. Controls for Fos Ab specificity were processed as above except that the primary antiserum was omitted.
Brainstem sections were categorized according to their approximate rostrocaudal location at 500 μm intervals from 2 mm rostral to 7 mm caudal to the obex. The obex is a surface landmark defined by the caudal end of the fourth ventricle ∼500 μm rostral to the most caudal tip of Vi (Yoshida et al., 1991). Sixty to 70 sections per animal were counted at 100× magnification without previous knowledge of the experimental treatment. The number of Fos-positive neurons per section was compared across treatments at different rostrocaudal levels of the Vsp by two-way ANOVA. Individual comparisons were made by the Newman-Keuls test after ANOVA (Winer, 1971).
Data analysis
Neural recording data were acquired and displayed by LabVIEW as peristimulus time histograms of spikes per 1 sec bins, exported to a spreadsheet, and analyzed off-line. The responses to moisture and drying of the cornea-conjunctiva surface were determined from the average spontaneous activity rate (spikes per bin) sampled 30 sec immediately before and after application of artificial tears to the cornea (wet state) and then after an additional 10 min, 30 sec before and after tears were removed (dry state). As described previously (Hirata et al., 1999), two main classes of corneal units at the Vi/Vc transition region were activated by CO2 pulses. Type I units displayed a late excitatory phase (latency = 7-22 sec) that was proportional to CO2 concentration. Type II units displayed an early inhibitory phase (latency <10 sec) in addition to the late excitatory phase. Examples of type I and type II unit responses to CO2 stimulation are shown in Figure 5. To confirm the early-onset inhibitory period of type II units, only neurons with a background discharge of >1 Hz were included for further analyses. Accordingly, the average background discharge rate for Vi/Vc units in this study was somewhat elevated compared with previous reports in which ∼30% of Vi/Vc units had a low (< 0.5 Hz) rate (Hirata et al., 1999). All CO2-responsive units recorded in laminas I-II at the caudal Vc/C1 junction region displayed a type I-like response pattern consisting of a single late excitatory response proportional to CO2 concentration. Excitatory responses to CO2 pulses for type I and type II units were quantified by calculating the total response magnitude (total Rmag) of the late excitatory component. The total Rmag for a given stimulus was defined as the cumulative sum of spikes for those contiguous bins in which the spike count exceeded the mean + 2 SD of the background activity. The total Rmag was calculated for each CO2 stimulus period and can be thought of as equivalent to the “area under the curve.” Units classified as type II displayed an initial inhibitory phase within 10 sec after the onset of 80% CO2 stimulation that was at least 50% below background activity. The maximum initial inhibitory response for type II units was defined as the maximum percentage decrease from background activity averaged over five consecutive bins after the onset of 80% CO2 pulses. Similarly, a maximum inhibitory response for type II units to wetting the ocular surface was defined as the maximum percentage decrease from background activity averaged over five consecutive bins after the application of artificial tear fluid. Many type II units were classified further as complex cells, i.e., having a convergent inhibitory cutaneous RF. Inhibitory RF areas of complex units were mapped onto standardized drawings of the rat face, digitized, and quantified by a planimetric method using NIH Image software (v. 1.61). Unit activity recorded before and after wetting and drying the cornea, total Rmag, initial inhibitory phase (for type II units only) to CO2 stimulation, and inhibitory RF areas of complex units were assessed statistically by ANOVA corrected for repeated measures (Winer, 1971) and individual comparisons by Newman-Keuls. Spearman rank-order analysis determined whether changes in inhibitory phase magnitude to CO2 and wetting of the cornea were correlated. Changes in tear volume and mean arterial pressure to CO2 stimulation were assessed by ANOVA corrected for repeated measures.
Examples of peristimulus time histograms of corneal units recorded at the rostral Vi/Vc transition region and classified by the response to CO2 stimulation. Type I units were characterized by a late excitatory phase alone, whereas type II units displayed an initial inhibitory phase (asterisk) followed by a late excitatory phase.
Histology
At the end of the experiment, the animal was given a bolus of pentobarbital sodium (60 mg/kg, i.v.) and perfused through the heart with saline followed by 10% formalin plus saturated potassium ferrocyanide. Brainstem sections were cut at 40 μm on a freezing microtome and stained with cresyl violet. Recording sites at the rostral Vi/Vc transition and caudal Vc/C1 junction regions were marked electrolytically (5 μA, 10 sec). Antidromic stimulation sites in SSN/VII were reconstructed and drawn on a standardized series of brain outlines adapted from the atlas of Paxinos and Watson (1997). Microinjection sites for muscimol, BMI, and glutamate were identified from the deposit of Evan's Blue dye.
Results
Tear volume
Tear volume was low (0.3 ± 0.1 mg/2 min; n = 15) in the absence of overt stimulation; however, pulses of room air (0% CO2) were sufficient to cause a small but significant increase (1.2 ± 0.2 mg/2 min; n = 19) compared with the unstimulated condition (p < 0.005; F = 12.6; df = 1,30). Increasing concentrations of CO2 gas applied to the ocular surface evoked progressive increases in tear volume as seen in Figure 2A. After 60% CO2, tear volume was increased significantly above the response to 0% CO2, with a maximum increase observed after 80% CO2. This was a consistent finding because at least a 65% increase in tear volume occurred after stimulation by 80% CO2 pulses in 16 of 19 experiments. Stimulation with 80% CO2 did not cause a significant change in tear volume produced by the contralateral eye (n = 3; change in volume <0.3 mg). Mean arterial pressure increased transiently after 80% CO2 (+2.7 ± 0.6 mmHg; p < 0.01) but not after lower concentrations of CO2.
A, Graded concentrations of CO2 pulses applied to the ocular surface increased tear volume. Tear volume was increased above spontaneous baseline levels after 60% CO2. **p < 0.01 versus 0% CO2 stimulus; n = 19. B, Microinjection of the selective GABAA receptor agonist muscimol (Musc) into the rostral Vi/Vc transition region inhibited CO2-evoked tear formation, whereas injection into the caudal Vc/C1 junction region had no effect. Muscimol-induced inhibition of CO2-evoked tear formation was reversed after injection of these lective GABAAreceptor antagonist bicuculline methiodide (0.5 mm). Muscimol (0.5 mm) and BMI were injected in 300 nl over 5 min. **p < 0.01 versus 0% CO2 stimulus; Vi/Vc, n = 11; Vc/C1, n = 7. Test stimuli of 80% CO2 were given every 15 min.
The selective GABAA receptor agonist muscimol was injected into the rostral Vi/Vc transition or caudal Vc/C1 junction region to determine whether local synaptic activity in either region was necessary for CO2-evoked tear formation. Muscimol injection into the Vi/Vc transition region significantly (p < 0.01) reduced tear volume evoked by 80% CO2 pulses, an effect reversed by injection of the selective GABAA receptor antagonist (Fig. 2B). In contrast, muscimol injection into the caudal Vc/C1 junction region did not inhibit CO2-evoked tear formation. Examples of injection sites in the rostral Vi/Vc transition and caudal Vc/C1 junction regions are shown in Figure 3. Note that at the Vi/Vc transition (Fig. 3A) dye was restricted to the ventral portion of the nucleus, whereas at the Vc/C1 junction region dye spread throughout the lateral dorsal horn (Fig. 3B).
Examples of muscimol injection sites at the rostral Vi/Vc transition (A) and caudal Vc/C1 junction (B) regions as identified by the deposit of Evan's Blue dye. Asterisk indicates center of injection; dashed lines indicate the limits of visible dye spread. Dotted lines indicate approximate borders of the Vi/Vc and laminar portion of the medullary dorsal horn in A and B, respectively. Scale bar, 300 μm.
Glutamate was injected into the rostral Vi/Vc transition or Vc/C1 junction region to determine whether local excitation of either region altered tear production. As seen in Figure 4, glutamate excitation of the Vi/Vc transition, but not the Vc/C1 junction region, significantly increased tear volume (F = 34.1; df = 2,54; p < 0.001).
Microinjection of glutamate (10 mm) into the rostral Vi/Vc transition but not the caudal Vc/C1 junction region caused a prompt increase in tear volume. Tear volume was measured over 2 min before injection, during the first 2 min after the start of injection (Post 1), and 3-5 min after injection (Post 2). Sample size: Vi/Vc = 18; Vc/C1 = 11. **p < 0.01 versus prestimulus tear volume; b = p < 0.01, Vi/Vc versus Vc/C1 sites.
Corneal unit activity
General properties
A total of 111 neurons were recorded at the Vi/Vc transition region (n = 69) and in laminas I-II at the Vc/C1 junction region (n = 42) and subsequently tested for responsiveness to wetting and drying of the ocular surface. All units included in these analyses were responsive to mechanical (brush) and chemical (80% CO2) stimulation of the cornea. Units were classified by the response to CO2 pulses and cutaneous RF properties (Table 1) as described in detail previously (Meng et al., 1997; Hirata et al., 1999) (Fig. 5). Units with a type I-like pattern were found at the Vi/Vc transition and Vc/C1 junction regions, whereas units with a type II response pattern to CO2 were found only at the Vi/Vc transition region. The majority of type II units also had a convergent inhibitory cutaneous RF (see Fig. 8A; listed as complex units in Table 1). Mechanical stimulation of facial skin or the nasal cavity, or both, inhibited 22 of 25 type II units and none were excited, whereas 5 of 18 type I units were inhibited and 13 were excited. A total of 36 Vi/Vc units had an inhibitory cutaneous RF (type I = 8; type II = 28). The average inhibitory cutaneous RF area for all complex units was 2.98 ± 0.29 cm2 (mean ± SE; n = 34) and was similar for type I and type II complex units. Two additional type II units had a cutaneous inhibitory RF that included the entire body surface. The recording sites for type I (n = 17) and type II (n = 18) units that were marked electrolytically and could be verified histologically at the rostral Vi/Vc transition region are shown Figure 6. The recording depth was similar for type I and type II units at the Vi/Vc transition region (2.04 ± 0.09 vs 2.05 ± 0.04 mm); however, χ2 analysis indicated that type II units were located more rostrally than type I units (χ2 = 5.04; df = 1; p < 0.05). Corneal units recorded in laminas I-II at the caudal Vc/C1 junction region displayed only a type I-like response to 80% CO2, and with one exception, all Vc/C1 units received excitatory convergent input from ipsilateral periorbital skin and were classified as WDR- or NS-like units. Each of the 11 Vc/C1 units recorded in laminas I-II was excited by mechanical stimulation of the ipsilateral nasal cavity.
Summary of cells and their classification tested for responsiveness to acute moisture and drying of the ocular surface
Type II units were inhibited by either wetting of the ocular surface or application of 80% CO2 pulses. A, Example of a type II unit displaying a pronounced initial inhibitory phase to 80% CO2 and after wetting of the corneal surface. Note that this unit also had an inhibitory RF on the ipsilateral face (complex unit; inset at top right). B, Scattergram for all type II units (n = 31) and the regression line indicating a significant relationship between the magnitude of the initial inhibitory phase to 80% CO2 pulses and inhibition to wetting of the ocular surface.
Recording sites at the rostral Vi/Vc transition region for type I and type II units. TypeI and typeII units were segregated rostrocaudally, with typeI units being more likely found at more caudal levels. ION, Inferior olive; NTS, nucleus tractus solitarius; Vc, trigeminal subnucleus caudalis; Vi, trigeminal subnucleus interpolaris. Numbers to bottom left of each outline refer to the distance in millimeters caudal to the obex. Scale bar, 0.5 mm.
Effects of wetting and drying the ocular surface on unit activity
Spontaneous activity was monitored continuously for 5 min before and 10 min after application of artificial tears to the ocular surface. At 10 min after wetting of the surface, all excess fluid was gently removed with a tissue paper by the ventrolateral corner of the eye, and unit activity was averaged for the next 1 min. The average firing rate before and after wetting and drying of the ocular surface for the three main classes of cells (defined by the response to 80% CO2 pulses and recording location) are shown in Figure 7. All units were spontaneously active before wetting of the ocular surface. At the Vi/Vc transition, type II units had a slightly higher average firing rate (21.1 ± 4.1 spikes/sec) than type I units (17.4 ± 2.2 spikes/sec); however, this difference was not significant. By 1 min after wetting of the cornea, type II units displayed a marked and persistent decrease in firing rate (>75% from background; p < 0.01), whereas type I units at the Vi/Vc transition or those in laminas I-II at the Vc/C1 junction region were not affected consistently. In addition, several (n = 4) corneal units were recorded from deep laminas at the Vc/C1 junction (depth >600 μm), and none were affected by wetting of the ocular surface (11.7 ± 5.6 vs 12.4 ± 6.2 spikes/sec, before vs after wetting). Drying of the ocular surface caused a prompt increase in activity of type II units to levels similar to the pre-wet condition. Moisture sensitivity among type II units was a highly consistent finding because 30 of 31 units were inhibited by wetting of the cornea (Table 1). The thermal sensitivity of type II units was not studied systematically; however, in a few cases (n = 3), the artificial tear fluid was warmed to 40°C and found to have a similar inhibitory effect as tear fluid applied at 25°C. Regression analyses indicated that the magnitude of inhibition after wetting of the ocular surface was proportional to the magnitude of the initial inhibitory phase to 80% CO2 pulses (Fig. 8B). An example of a type II unit with a complex inhibitory cutaneous RF displaying an initial inhibitory phase to 80% CO2 pulses and a marked persistent inhibition to wetting of the ocular surface is shown in Figure 8A. Correlation by Spearman rank-order analyses revealed no significant relationship between the area of the inhibitory cutaneous RF and the magnitude of inhibition evoked by wetting the cornea or the initial inhibitory phase to 80% CO2 pulses (r < 0.1; n = 28).
Artificial tears applied to the corneal surface (upward arrow) caused a significant decrease in spontaneous activity of corneal type II units, whereas acute removal of tears (downward arrow) caused an increase in activity toward resting levels. Type I units recorded at the Vi/Vc transition or caudal units found at the Vc/C1 junction region displayed only minor changes in spontaneous activity after wetting of the ocular surface. Sample sizes: Vi/Vc units type I (n = 38),Vi/Vc units typeII(n=31), and Vc/C1(n=42). **p<0.01 versus pre-wet condition; b= p < 0.01 versus other cell classes.
Several units (n = 13) were tested for efferent projections to the SSN region. All CO2-responsive corneal units recorded at the Vi/Vc transition (type I, two of two; type II, four of four) were antidromically activated, whereas only three of eight units in laminas I-II at the Vc/C1 junction were driven by sites in the SSN region. The locations of effective antidromic activation sites in SSN were similar to those reported previously (Hirata et al., 2000) (Fig. 7, plane -10.8).
C-fos immunocytochemistry
Fos-LI was used to determine whether acute drying of the ocular surface caused widespread neural activation in the Vsp, especially in regions outside the Vi/Vc transition and Vc/C1 junction. The upper and lower eyelids of the left eye were held open for 2 hr, and spontaneous tears were gently removed by tissue paper every few minutes. The greatest number of Fos-positive neurons was produced at the level of the ventral Vi/Vc transition region ipsilateral to drying, although a small number of cells were found in the corresponding contralateral region (Fig. 9). No Fos-positive cells were found within the Vsp rostral to the Vi/Vc transition region. Fos-LI produced at the Vi/Vc transition was restricted to the ventrolateral pole (Fig. 10A), whereas at the caudal Vc/C1 junction region a small, but significant, increase in Fos-positive neurons was seen in the superficial laminas ipsilateral to drying (Fig. 10B).
Rostrocaudal distribution of Fos-positive neurons within the Vsp ipsilateral and contralateral to drying of the ocular surface. The upper and lower eyelids of the left eye were gently retracted by adhesive strips, and tears were removed throughout the 2 hr survival period (Dry). The no-stimulus controls (NS) also were anesthetized and survived for 2 hr; however, eyelids were allowed to close naturally and tears were allowed to accumulate. **p < 0.01, ipsilateral versus contralateral; a = p < 0.05, b = p < 0.01 versus NS controls; n = 4 per treatment.
Examples of Fos-positive neuronal nuclei at the Vi/Vc transition (A) and caudal Vc/C1 junction (B) regions ipsilateral to the dry ocular surface. Note that Fos-LI was restricted to the ventrolateral portion of the Vi/Vc transition and to the superficial laminas at the Vc/C1 junction region. Scale bar, 0.2 mm.
Discussion
The main finding of this study was the identification of a class of corneal neurons found only at the Vi/Vc transition region that responded to acute changes in the moisture status of the ocular surface. Moisture-sensitive Vi/Vc neurons also encoded the intensity of CO2 stimulation of the ocular surface, were excited by mechanical as well as chemical stimuli, and displayed significant levels of background activity, properties shared with other corneal units at the rostral Vi/Vc transition and caudal Vc/C1 junction regions. Unlike other classes of corneal units, however, moisture-sensitive Vi/Vc units displayed a rapid and persistent inhibition to application of artificial tears and excitation to drying of the ocular surface. Nearly all moisture-sensitive units displayed a transient initial inhibitory phase to CO2 pulses (type II units), received convergent inhibitory input from periorbital skin (complex units), and were activated antidromically from the SSN region. The location and properties of moisture-sensitive neurons were consistent with the hypothesis that the Vi/Vc transition region is the first site for synaptic integration of peripheral signals necessary for maintaining fluid homeostasis of the ocular surface, whereas more caudal portions of Vc play only a minor role in spontaneous and reflex lacrimation.
The evidence suggested that the properties of Vi/Vc neurons classified as moisture-sensitive derive from central processing rather than selective input from unique types of primary afferents. First, although it is possible that a specialized class of moisture-sensing primary afferent neuron exists, support for such cells has not been reported. Studies using in situ approaches report that corneal afferents maintain a low level of spontaneous activity provided the ocular surface is kept moist and not damaged (Lele and Weddell, 1959; Belmonte and Giraldez, 1981; Belmonte and Gallar, 1996), whereas moisture-sensitive Vi/Vc units often fall silent after artificial tears are applied. Second, the central projections of corneal afferents are not segregated by modality within the trigeminal brainstem complex, because second-order neurons responsive to noxious mechanical, chemical, or thermal stimuli are found at both the rostral Vi/Vc transition and caudal Vc/C1 junction regions (Meng et al., 1997; Hirata et al., 2003). Assuming that both regions receive common signals from the ocular surface, then moisture-sensitive neurons should be found in both the Vi/Vc and Vc/C1 regions; however, only Vi/Vc units displayed consistent responses to acute changes in the moisture status of the ocular surface. Third, nearly all Vi/Vc units with moisture sensitivity (30 of 33) displayed an initial inhibitory phase followed by excitation to pulses of CO2, and the majority of these units also received inhibitory input from periorbital facial skin and nasal cavity. These properties suggested that moisture-sensitive Vi/Vc units were subject to strong local GABAergic controls. Lu and Perl (2003) report that the spinal substantia gelatinosa, a major termination area for small-diameter sensory afferents, consisted of functional modules in which pairs of neurons were linked by local GABAergic interneurons and that the presynaptic and postsynaptic neurons of the module received direct C-fiber input. Such an arrangement was consistent with the present results in which type II units were initially inhibited by CO2 pulses and excited after a delay. A circuit in which GABAergic interneurons are activated at lower concentrations of CO2 than required for excitation would explain the response pattern of type II neurons (Fig. 11). The nature of the afferent input responsible for the high rate of spontaneous activity of type II cells was not explored in this study; however, one possible source of input may be the caudal Vc/C1 region via intersubnuclear connections, because local blockade of this region by CoCl2 increased the spontaneous activity of corneal units at the Vi/Vc transition [Hirata et al. (2003), their Fig. 4]. Evidence for GABAA receptor-mediated control of Vi/Vc units was strengthened by recent findings that local muscimol inhibited all Vi/Vc corneal units tested in a BMI-reversible manner (Hirata et al., 2003). GABAergic neurons (Matthews et al., 1988; Ginestal and Matute, 1993; Polgar and Antal, 1995; Wang et al., 2000) and GABAA receptors (Fritschy and Mohler, 1995; Kondo et al., 1995) are found throughout the trigeminal brainstem complex, including at the Vi/Vc transition and Vc/C1 junction regions. In addition, the results suggested that the nature of the convergent input and local GABAergic control of rostral Vi/Vc and caudal Vc/C1 corneal units was quite different. Although all type II Vi/Vc units receiving convergent nasal input were inhibited by nasal stimulation, all caudal Vc/C1 corneal units with nasal input were excited. Although not tested in this study, it is possible that GABAB receptor-mediated mechanisms also contribute to control of ocular homeostasis, because baclofen injection into the Vi/Vc transition partially reduced the magnitude of blink reflexes (Pellegrini et al., 1995). Fourth, the magnitude of inhibition to wetting of the ocular surface was proportional to the initial inhibitory phase to CO2 pulses for type II units, suggesting that resting and nociceptor-evoked tear production are mediated though common mechanisms. A common mechanism would be predicted because psychophysical studies indicate that drying or acidic stimulation of the ocular surface is perceived as irritating or painful in awake humans if presented for more than a brief period (Acosta et al., 2001).
Summary diagram indicating possible relationships between corneal units at the Vi/Vc transition and Vc/C1 junction regions. Note that type II units, found only at the Vi/Vc transition, reliably responded to changes in moisture status of the ocular surface. GABAergic interneurons (•) are proposed to play a prominent role, because nearly all type II units displayed an initial inhibitory phase to CO2 stimulation and a convergent RF from facial skin, results that cannot be explained by peripheral mechanisms. I, Type I unit; II, type II unit; L, lacrimal gland; OS, ocular surface; Pg, pterygopalatine ganglion; SSN, superior salivatory nucleus; Vg, trigeminal ganglion. A thick arrow indicates a strong connection between type II units at the Vi/Vc transition region and preganglionic neurons in the SSN. The role of intersubnuclear communication between the Vi/Vc transition and Vc/C1 junction regions (Hirata et al., 2003) in modifying reflex tear formation remains to be assessed.
Several features of the Vi/Vc transition suggest a role in specialized aspects of trigeminal function, especially concerning structures innervated by the ophthalmic branch of the trigeminal nerve. The Vi/Vc transition may serve as a common pathway for reflex lacrimation caused by ocular stimulation, cluster headache (Goadsby, 2002), and nasal irritation (Drummond, 1995). Local anesthesia of either the ocular surface or nasal cavity (Gupta et al., 1997) reduced aqueous tear production. A high percentage of type II Vi/Vc units (22 of 25 tested) received convergent inputs from the ocular surface and nasal muscosa (this study), whereas nearly all Vi/Vc units driven by dural membrane stimulation were driven by corneal input (Schepelmann et al., 1999). The Vi/Vc transition has been implicated in the control of eye-blink reflexes (Pellegrini et al., 1995; Zerari-Mailly et al., 2003), and this may be one function for type I corneal units that projected to the SSN-facial motor nucleus region but were not moisture sensitive (Hirata et al., 2000; this study). The present study did not allow for more precise functional definition of type I and type II units; however, the slow initial pause of type II units suggests a role in long-term drive to the lacrimation circuit rather than rapid coordination with eye blinks and tear film spreading (Tsubota, 1998). The Vi/Vc transition also may be involved in the control of intraocular pressure, because topical application of cannabinoid agonists to the ocular surface reduced neural activity at the Vi/Vc transition but not at the Vc/C1 junction region (Bereiter et al., 2002). Convergence of ocular, nasal, and dural input to the ventral Vi/Vc transition is consistent with the expected somatotopic representation of ophthalmic structures in the Vsp (Panneton and Burton, 1981; Marfurt and del Toro, 1987; Anton and Peppel, 1991; Takemura et al., 1991; Lu et al., 1993; Strassman and Vos, 1993; Strassman et al., 1994; Meng and Bereiter, 1996; Gong et al., 2003). Noxious sensory input from other trigeminal structures such as the temporomandibular joint (Hathaway et al., 1995) and masseter muscle (Ikeda et al., 2003), however, also activates neurons at the ventral Vi/Vc transition, suggesting a broader role in trigeminal nociception. At least in rodents, the ventral Vi/Vc transition is the main source of trigeminal projections to the nucleus submedius, a medial thalamic relay thought to contribute to the affective aspects of pain (Yoshida et al., 1991; Ikeda et al., 2003).
Corneal units in laminas I-II at the Vc/C1 junction may contribute to the discriminative aspects of ocular pain because morphine inhibited all cells in this region, whereas >30% of corneal units at the Vi/Vc transition were excited (Meng et al., 1998; Hirata et al., 2000). The present study provided little evidence that corneal units at the Vc/C1 junction region were moisture sensitive and thus might have contributed to the maintenance of fluid homeostasis of the ocular surface. This finding was somewhat unexpected because others have proposed that trigeminal and spinal lamina I neurons monitor signals critical for general homeostasis (Craig, 1996). It is possible that lamina I units serve other aspects of ocular homeostasis, not assessed in this study, such as reflex control of blood flow to the eye or lacrimal glands (Yasui et al., 1997). Indeed, drying of the ocular surface over a 2 hr period produced a small but significant increase in the number of Fos-positive neurons in laminas I-II ipsilateral to the side of drying.
The present study is the first report of a class of central neurons located uniquely at the Vi/Vc transition region that are sensitive to the moisture status of the ocular surface and likely to be critical for reflex tear production. Several chronic conditions affect tear production, yet little is known regarding possible central mechanisms in these disorders. For example, dry eye caused by either reduced tear volume (Sjogren's syndrome) or elevated tear osmolarity (meibomian gland dysfunction) leads to increased friction on the cornea surface during eye blinks (Gilbard, 1999). Management of dry eye by topical treatment often is unsatisfactory and has led to the proposal that long-term changes in central brain circuits, attributable to persistent subclinical inflammation, may contribute to the irritation in dry eye (Van Bijsterveld et al., 2003). Indeed, in preliminary studies, acute inflammation of facial skin reduced the moisture sensitivity of Vi/Vc type II units (our unpublished observations). Also, because tear composition as well as volume are critical factors in ocular homeostasis (Pflugfelder et al., 2000; Dartt, 2002), it remains to be determined whether gland-specific (e.g., lacrimal, meibomian) second-order neurons exist at the Vi/Vc transition region that selectively control the different biochemical constituents of tear fluid.
Footnotes
This study was supported in part by a grant from the National Institute of Neurological Diseases and Stroke (NS26137). We thank Dominique F. Bereiter and Jessica Cioffi for expert technical assistance and Drs. James Hu (University of Toronto) and Ian Meng (University of New England) for helpful comments in preparing this manuscript.
Correspondence should be addressed to Dr. David A. Bereiter, Brown Medical School, Rhode Island Hospital, Departments of Surgery and Neuroscience, 222 Nursing Arts Building, Providence, RI 02903-4970. E-mail: david_bereiter{at}brown.edu.
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