Abstract
The superficial superior colliculus (sSC) occupies a critical node in the mammalian visual system; it is one of two major retinorecipient areas, receives visual cortical input, and innervates visual thalamocortical circuits. Nonetheless, the contribution of sSC neurons to downstream neural activity and visually guided behavior is unknown and frequently neglected. Here we identified the visual stimuli to which specific classes of sSC neurons respond, the downstream regions they target, and transgenic mice enabling class-specific manipulations. One class responds to small, slowly moving stimuli and projects exclusively to lateral posterior thalamus; another, comprising GABAergic neurons, responds to the sudden appearance or rapid movement of large stimuli and projects to multiple areas, including the lateral geniculate nucleus. A third class exhibits direction-selective responses and targets deeper SC layers. Together, our results show how specific sSC neurons represent and distribute diverse information and enable direct tests of their functional role.
Introduction
The profound visual deficits caused by lesions of the dorsal lateral geniculate nucleus (dLGN) or primary visual cortex (V1) in primates, and the large proportion of primate retinal ganglion cells that project to the dLGN relative to other retinorecipient areas (Perry and Cowey, 1984; Perry et al., 1984), motivated numerous studies focused on the organization and processing of visual information in the geniculocortical pathway (for review, see Livingstone and Hubel, 1988; Shapley, 1990; Merigan and Maunsell, 1993; Callaway, 1998; Nassi and Callaway, 2009). However, lesions of V1 do not abolish primates' ability to locate and/or distinguish visual stimuli (for review, see Weiskrantz, 2009; Cowey, 2010; Leopold, 2012). Moreover, in many mammals, inactivating V1 has only a modest effect on visually guided behavior (Schneider, 1969; Dean, 1981; Glickfeld et al., 2013). Residual visual function under these conditions likely reflects the fact that an equivalent (or greater) number of retinal ganglion cells target a region distinct from the dLGN in many vertebrates (Chalupa and Thompson, 1980; Vaney et al., 1981), i.e., the superficial layers of the superior colliculus (sSC; also known as the optic tectum).
sSC neurons could contribute to visually guided behavior in several different ways. First, the sSC projects directly to the dLGN (for review, see May, 2006); therefore, processing in the sSC can modify signals in the geniculocortical pathway. Second, the sSC projects to the lateral posterior nucleus of the thalamus (LP; also known as pulvinar), a nucleus that directly innervates several higher-order visual cortical areas (Tohmi et al., 2014). Third, sSC neurons provide visual input to (deeper) layers of the SC that facilitate selection of sensory targets, control of spatial attention, and/or movements of the eyes and head (for review, see Wurtz and Albano, 1980; Mysore and Knudsen, 2011; Krauzlis et al., 2013).
Determining the contribution of the sSC to downstream neural activity and visually guided behavior requires knowledge of the features of visual stimuli to which specific types of sSC neurons respond, the downstream areas to which these neurons project, and a means to manipulate the output of these cells. Therefore, we (1) distinguished several classes of neurons in the mouse sSC on the basis of their morphological and electrophysiological characteristics, (2) assayed the features of visual stimuli to which these classes of neurons respond, and (3) identified transgenic mice in which Cre recombinase is expressed in specific sSC cell types. This approach revealed four classes of sSC neurons that respond to distinct features of visual stimuli. Cell type-specific expression of fluorescent proteins and retrograde labeling revealed that each target of the sSC receives input from different subsets of cell types and thus information about some but not other features of visual stimuli.
Materials and Methods
Mice.
All procedures were approved by the Janelia Farm Institutional Animal Care and Use Committee. Mice of either sex were 6–16 weeks old at the time of all in vitro and in vivo electrophysiological recordings. For some experiments, we used the following transgenic mice: Gad2–Cre (Taniguchi et al., 2011), Gad2–Cre × Ai9 (Madisen et al., 2010), vGAT–ChR2 (Zhao et al., 2011), Ntsr1–GN209–Cre (Gerfen et al., 2013), and Grp–KH288–Cre (Gerfen et al., 2013).
Virus and fluorescent tracer injections.
To express fluorescent proteins or channelrhodopsin-2 (ChR2) in a Cre-recombinase-dependent manner for in vitro recordings, we pressure injected 20 nl of AAV-2.1–Syn–FLEX–GFP or AAV-2.1–Syn–FLEX–ChR2–GFP into the sSC and prepared brain slices 4–6 weeks after virus injection. For Cre-dependent anterograde labeling, 10 nl of AAV-2.1–Cag–FLEX–tdTomato was injected in the sSC, and mice were perfused 2 weeks later. For in vitro recordings of retrogradely labeled cells, green retrobeads (Lumafuor; 1:1 dilution in PBS) or cholera toxin conjugated to Alexa Fluor 488 (1%; Invitrogen) were injected into one of the projection targets of the sSC, and slices were prepared 4–14 d later. Injection coordinates were as follows (anterior from lambda, lateral from midline, and depth; in mm): SC, 0–0.2, 0.3–0.8, and 0.8–1.2; parabigeminal nucleus (PBg), −0.2–0.2, 1.7–1.9, and 3.0–3.2; LP, 2.1–2.3, 1.7, and 2.1–2.3; dLGN, 1.7–1.8, 2.2–2.4, and 2.6–2.8; and ventral lateral geniculate nucleus (vLGN), 1.7–1.8, 2.3–2.5, and 3–3.2.
Injection of adeno-associated virus (AAV) can retrogradely label cells whose axons target the region injected; the number of retrograde labeled cells depends on the particular brain region and other factors (Harris et al., 2012; Wang et al., 2014). After sSC injections of virus encoding nonconditional fluorescent protein expression, we observed retrogradely labeled neurons in several regions known to provide input to the sSC: retina, layer 5 of visual cortex, and PBg. However, after sSC injections of virus encoding Cre-dependent fluorescent protein expression, we did not observe retrograde labeling in the three Cre lines used in this study, with one exception (PBg neurons in Ntsr1–GN209–Cre mice).
For one experiment, we took advantage of retrograde labeling by AAV to retrogradely label Cre-expressing sSC neurons in Gad2–Cre mice that project to the thalamus or PBg (see Results). We injected AAV-2.1–FLEX–CAG–GFP into thalamus or PBg and prepared slices for in vitro recordings of sSC neurons 10–14 d later.
Recordings in brain slices.
Coronal or parasagittal slices, 400 μm thick, were cut with a vibratome (Leica) in chilled cutting solution containing the following (in mm): 60 sucrose, 83 NaCl, 25 NaHCO3, 1.25 NaH2PO4, 2.5 KCl, 0.5 CaCl2, 6 MgCl2, 20 d-glucose, 3 Na pyruvate, and 1 ascorbic acid. Slices were transferred to warm (34°C) cutting solution, which was then allowed to cool to room temperature. Approximately 60 min after cutting, slices were transferred to ACSF containing the following (in mm): 125 NaCl, 25 NaHCO3, 1.25 NaH2PO4, 2.5 KCl, 1.3 CaCl2, 1 MgCl2, 20 d-glucose, 3 Na pyruvate, and 1 ascorbic acid for recording (at 32°C) or additional storage (room temperature). Whole-cell, current-clamp recordings were made with glass pipettes filled with the following (in mm): 134 K-gluconate, 6 KCl, 4 NaCl, 10 HEPES, 2 MgATP, 0.4 NaGTP, 10 Tris phosphocreatine, and either 0.1 Na Alexa Fluor 488 hydrazide or 0.05 Na Alexa Fluor 594 hydrazide. Electrode resistance was 3–8 MΩ. Membrane voltage was amplified 50 times and low-pass filtered (4 kHz cutoff) with a Multiclamp 700B amplifier (Molecular Devices) and digitized at 50 kHz with an ITC-18 data acquisition interface (HEKA). Data acquisition was controlled using open source software (http://symphony-das.github.io/). ChR2 was activated with LED flashes (455 nm peak emission) delivered through a 63× objective. In some experiments, one or more drugs were applied via the ACSF perfusing the slice (all drugs purchased from Tocris Bioscience): the AMPA receptor antagonist NBQX (10 μm), the NMDA receptor antagonist AP-5 (50 μm), the GABAA receptor antagonist gabazine (10 μm), the Na+-channel blocker TTX (1 μm), or the K+-channel blocker 4-AP (100 μm). At the end of recordings, fluorescently filled cells were imaged with a two-photon microscope (Prairie) using 880–920 nm excitation light.
In vivo recordings, visual stimuli, and single-cell electroporation.
Mice were anesthetized via intraperitoneal injection of urethane (1.5 g/kg). A craniotomy was made over the right SC, and a plastic head holder was attached to the skull. Body temperature was maintained with a warm blanket under the animal. A patch electrode (same as above) filled with 0.9% NaCl and 1–1.5% Neurobiotin was lowered into the right SC. Current pulses were used to monitor changes in pipette resistance. When a cell was encountered, pipette pressure (20–30 mbar) was released and a loose seal (<20 MΩ) formed. Extracellular voltage signals were acquired using the same equipment and software as above for whole-cell recordings, except that a 100 Hz high-pass filter was also applied and data were sampled at 20 kHz.
Visual stimuli were generated with StimGL software (Calin Culianu and Anthony Leonardo, Janelia Farm Research Campus, Ashburn, VA) and projected on a screen at 120 frames/s with a modified digital light processing projector and SugarCube LED illuminator. The screen was 12.1 cm from the mouse's left eye and subtended 15–100° laterally from directly in front of the mouse and 10° below and 40° above the mouse's eye. Stimuli included stationary or moving light spots (48.4 cd/m2) on a dark background (0.2 cd/m2) or drifting sinusoidal gratings (with the same maximum and minimum luminance; Michelson contrast 99.2%).
At the end of recordings, Neurobiotin was electroporated into the cell. Positive current pulses were applied at 2 Hz with a 50% duty cycle and increasing amplitude (0.5–8 nA) until the recorded cell began to fire action potentials (APs) entrained to the current steps. When possible, we maintained entrainment for several minutes. Mice were perfused <30 min after electroporation. Parasagittal sections (50 μm) containing the right SC were cut with a vibratome. Neurobiotin cell fills were visualized with Alexa Fluor 488- or 594-conjugated streptavidin or 3,3′-diaminobenzidine tetrahydrochloride (DAB). Fluorescently labeled cell fills were imaged with a Zeiss confocal microscope; DAB-labeled cell fills were traced using a Neurolucida system.
Analysis of somatodendritic morphology.
We used z-projections of images or tracings of filled cells to measure eight morphological properties that were used for clustering. The orientation of each cell was standardized by finding the point along the dorsal SC surface closest to the soma and defining the axis extending from the soma to this point as “vertical” and the axis orthogonal to this and intersecting the soma as “horizontal” (Fig. 1A) We refer to the space between the horizontal axis and the dorsal SC surface as “above” the soma and the space to the other side of the horizontal axis as “below” the soma. We measured the soma distance from the SC surface (parameter 1) and the horizontal width of the dendritic arbor (parameter 2). Sholl analysis (Sholl, 1953) was used to measure the number and location of dendritic branches; the number of dendrite intersections with circles of increasing radii from the center of the soma (25 μm increments) were counted (we refer to the intersections as Sholl points and the circles as Sholl radii). Drawing two perpendicular lines that intersect at the soma and are 45° offset from the vertical and horizontal axes divides the dendritic arbor into four quadrants: two vertical quadrants above and below the soma, respectively, and two horizontally extending quadrants (Fig. 1A). We calculated the dendritic “arbor orientation index” (parameter 3) as follows: (Sholl points in vertical quadrants − Sholl points in horizontal quadrants)/(total Sholl points). Arbors with an arbor orientation index near 1 are vertically oriented, arbors with an arbor orientation index near −1 are horizontally oriented, and arbors with dendrites branching equally in all directions have an arbor orientation index near 0. We determined the maximum number of Sholl points at a single radius (parameter 4), the Sholl radius at which this occurred (parameter 5), and the total number of Sholl points (parameter 6). We also measured the soma area (parameter 7) and the mean thickness of primary dendrites at 15 μm from the center of the soma (parameter 8).
Analysis of intrinsic electrophysiological properties.
Changes in membrane potential in response to hyperpolarizing and depolarizing current steps (500 ms) were used to measure 11 intrinsic electrophysiological properties for clustering (Fig. 2). Current steps producing a small hyperpolarization (<5 mV) from the resting potential (parameter 1) were used to determine input resistance (parameter 2). Many neurons exhibit a slowly developing, depolarizing “sag” in response to hyperpolarizing current injection. We calculated the sag amplitude in two ways (parameters 3 and 4): we used traces in which the peak hyperpolarization in response to negative current injection was near −90 mV or was 10 mV below resting potential and took the difference between the initial peak (near −90 mV or 10 mV below resting potential) and the “steady-state” potential near the end of the current step. The former traces (peak hyperpolarization near −90 mV) were also used to measure the time elapsed between the peak hyperpolarization and development of the sag to half of its maximum amplitude (parameter 5). APs in response to the minimum current required for AP generation were used to determine the AP threshold (the potential at which the temporal derivative of the membrane potential first exceeded 20 mV/ms; parameter 6), AP duration (time between reaching AP threshold and then falling below this potential again after the AP peak; parameter 7), and afterpolarization amplitude (difference between AP threshold and the minimum potential after an AP; parameter 8). The amplitude of depolarizing current steps was increased until the neuron achieved or closely approached its maximum “sustained” firing rate. We calculated the maximum steady-state firing rate (parameter 9) as the average firing rate over the last 250 ms of the current step and the maximum peak firing rate (parameter 10) as the reciprocal of the shortest interspike interval. Some neurons had a sustained depolarization (sometimes accompanied by APs) after depolarizing current injection. We median filtered membrane potential traces (10 ms window) and determined the maximum spike-train afterdepolarization (ADP; parameter 11) between 200 and 300 ms after depolarizing current steps.
Cell-type clustering.
For cluster analysis, each data parameter was standardized by subtracting the population mean and dividing by the SD. Clustering was performed in p-dimensional space, where p is the number of parameters, without any previous dimensionality reduction. We used Euclidean distances and Ward's linkage criterion for hierarchical clustering; results were nearly identical if we used k-means clustering.
We used two complementary methods to compare clusters derived using morphological or electrophysiological parameters (Fig. 2E,F). The first method, the adjusted Rand index (Rand, 1971; Hubert and Arabie, 1985), ignores the problem of how to match clusters from one set of parameters (morphology) to those from the other set (electrophysiology). Instead, the Rand index counts the fraction of cell pairs that were clustered together or apart for both parameter sets and then corrects for chance similarity (alternatively, a pair of cells could be clustered together using the morphological parameters but separately using the electrophysiological parameters or vice versa).
A potential disadvantage of comparing two sets of clusters with the Rand index is that a small cluster derived using one type of parameter (e.g., morphology) will only have a small effect on the value of the Rand index, even if that cluster is very different from all clusters derived using the other type of parameter (e.g., electrophysiology). We used a second measure (number of noncorresponding clusters) that addresses this issue by using a simple rule to match each electrophysiology cluster with one morphology cluster: for each electrophysiology cluster, the matching morphology cluster is the one most represented in the membership of that electrophysiology cluster. When the clusters are dissimilar, this rule can result in multiple electrophysiology clusters “matching” the same morphology cluster, which leaves some morphology cluster(s) without a corresponding electrophysiology cluster (Fig. 2F).
Analysis of visual receptive field properties.
Although spontaneous firing was rare or absent in the vast majority of cells (median spontaneous firing rate was 0.03 spikes/s), 6% of cells had spontaneous firing rates between 1 and 4 spikes/s, and we subtracted the average baseline firing for each cell from all visual responses. Spatial receptive fields were mapped by measuring responses to 500 ms flashes of 2.5, 5, or 10° squares of light (depending on the size preference of the cell) presented at different positions. To calculate spatial receptive field size, we linearly interpolated the “on” response (spikes during the stimulus) and “off” response (spikes during the first 500 ms after stimulus offset) maps in azimuth and elevation to 1° resolution and calculated the number of 1° boxes that exceeded half of the maximum on or off response, respectively. Some cells responded poorly or not at all to stationary flashes of any size but robustly responded to small moving spots. In these cells, we mapped the spatial receptive field by presenting upward and downward moving spots at varying azimuth and leftward and rightward moving spots at varying elevation (responses to upward and downward movement were averaged, as were responses to leftward and rightward movement). A two-dimensional response map was constructed by taking the square root of the product of the responses for each azimuth–elevation combination. Spatial receptive field size was then calculated as described above. When possible, the center of the spatial receptive field (necessary for subsequent stimuli) was determined during the recording by fitting the spatial response map to a two-dimensional Gaussian function; if this fit failed, the center of the receptive field was chosen by eye.
Size tuning curves were generated by measuring spike-count responses to stationary spots of light (500 ms flash) presented at the center of the spatial receptive field or to spots that moved through the receptive field center (the latter were used when responses to the former were weak or absent). Spot diameters were 0.5, 1, 2, 4, 8, 16, and 32° (sometimes additional sizes were presented). Size tuning curves were fit to a gamma function (Nover et al., 2005) because of its flexibility to capture a wide variety of tuning curve shapes (e.g., those of cells that prefer the smallest, largest, or intermediate size stimuli): where R(s) is the mean response as a function of stimulus size, R0 and A are the baseline and maximum responses, respectively, and α, τ, and n determine the shape of the tuning curve. The preferred/best size was determined from the peak of the size-tuning fit, and the size tuning width was defined as the range of sizes over which the response of the cell was greater than half of the maximum response.
Responses to spots of preferred size moving in eight, equally spaced directions at 30°/s were used to calculate a direction-selectivity index (DSI) as the vector sum of responses normalized by the scalar sum of responses (such that the index varies between 0 and 1). The angle of this vector sum defined the preferred direction of each cell.
Responses to spots of preferred size moving in the preferred direction at different speeds (10, 20, 40, 80, 160, and 320°/s) were used to generate speed tuning curves. Responses were measured as the peak of the mean spike-density function (SDF; see next paragraph) for each speed, and preferred speed and speed tuning width were determined from a gamma-function fit as described above for size tuning. Although speed tuning curves for each cell varied to some degree on the duration of the window used to calculate response magnitude, results were qualitatively similar regardless of the metric used.
For each stimulus size, direction, and speed tested, mean SDFs were calculated with 1 ms resolution by convolving individual-trial spike times with a Gaussian filter of width 20 ms (Baker and Gerstein, 2001) and then averaging across trials. “Movement selectivity” for a series of response-window durations was determined by comparing SDFs for stationary stimuli and stimuli moving through the same location: for each response-window duration, the movement-selectivity index (MSI) is the difference between the maximum response for any moving-stimulus SDF over that window duration and the same for any stationary-stimulus SDF, divided by the sum of these two responses.
Drifting sinusoidal gratings were presented at all combinations of the following spatial and temporal frequencies—0.01, 0.02, 0.04, 0.08, 0.16, 0.32, 0.64 cycles/° and 0.25, 0.5, 1, 2, 4, 8, 15 cycles/s—and in at least two directions/orientations (one with horizontally oriented bars and the other with vertically oriented bars). The mean response as a function of spatial and temporal frequency was fit with a two-dimensional Gaussian function in which the preferred temporal frequency could depend on the spatial frequency of the stimulus (Priebe et al., 2003, 2006; Andermann et al., 2011): where R(sf,tf) is the mean response for each combination of spatial and temporal frequency, A is the maximum response of the neuron, sf0 is the preferred spatial frequency, tf0 is the preferred temporal frequency over all spatial frequencies, and tfp(sf) is the preferred temporal frequency at a particular spatial frequency. The relationship between the preferred temporal frequency and stimulus spatial frequency can be described as follows: or where ξ is the linear relationship of the preferred temporal frequency and stimulus spatial frequency in log spatial-frequency space or the exponent describing the power law relationship between preferred temporal frequency and stimulus spatial frequency in linear spatial-frequency space. When ξ = 0, there is no relationship between the preferred temporal frequency and the stimulus spatial frequency. When the preferred temporal frequency is proportional to the stimulus spatial frequency (ξ = 1), responses are strongest for a constant speed, and the neuron is said to be “speed tuned”; hence we refer to ξ as the “speed tuning index.”
In some cells, gratings were presented in eight, equally spaced directions/orientations. Direction selectivity was calculated as described above (DSI). Preference for motion along a particular axis with the same grating orientation was calculated as follows: 1 − circular variance (Ringach et al., 2002); we refer to this metric as the orientation-selectivity index (OSI). The OSI is conceptually similar to the DSI. Responses for each axis (comprising two, opposing directions) are summed and represented by a single direction with equal spacing; 1 − circular variance is then equivalent to the vector sum divided by the scalar sum of responses in this space.
Statistics.
We used the Kruskal–Wallis test, followed by Wilcoxon's rank-sum tests to test whether parameter values (such as DSI) showed a significant tendency to be larger for one cell type versus another. With four cell types, there are six possible comparisons; significance was defined as p < 0.05/6 (Bonferroni's correction). These statistical tests were also used to compare responses for the experiments shown in Figures 3C and 4D. For the data shown in Figure 3C, we compared responses to one spot (moving through the center of the receptive field) with responses to two spots (one of which was spatially offset from the receptive field center at one of four locations); significance was p < 0.05/4. For the data shown in Figure 4D, we compared responses to the sequential or random-with-motion stimulus with responses to the random stimulus for each bin size (a total of seven comparisons); significance was p < 0.05/7.
To analyze the distribution of preferred directions of directionally selective neurons (defined as those with DSI > 0.25), preferred directions were binned into quadrants corresponding to the four cardinal directions (up, down, right, and left). χ2 tests were used, for each of the four cell types, to determine whether the distribution of preferred directions deviated significantly from equal numbers of cells preferring each direction. Significance was p < 0.05/4.
Results
Morphological and electrophysiological characteristics independently distinguish the same four sSC cell types
Neurons in the sSC have traditionally been classified on the basis of qualitative morphological criteria (Langer and Lund, 1974). Here we sought to classify sSC neurons via quantitative morphological characteristics and to validate these classes by independently classifying the same cells on the basis of other cellular properties (e.g., electrophysiology).
Neuronal morphology was visualized by filling cells with fluorescent dye during whole-cell recordings performed in vitro (n = 237) or electroporating the intracellular label Neurobiotin during cell-attached (“loose seal”) extracellular recordings performed in vivo (n = 171; Fig. 1A). From images of each cell, we extracted eight morphological parameters, such as dendritic arbor width, primary dendrite thickness, and distance of the soma from the dorsal surface of the SC (see Materials and Methods). The degree to which sSC cells differed was then quantified via hierarchical clustering on the basis of these parameters and visualized via dendrograms (Fig. 1B) or principal component analysis (Fig. 1C). We found that the separation between the first four clusters of neurons was large relative to the separation between additional clusters for data obtained in vitro (Fig. 1B, inset) and in vivo, suggesting the presence of four sSC cell classes. Probability distributions of several morphological parameters that contributed to distinguishing neurons in these putative four cell classes are shown in Figure 1D.
We chose to use existing nomenclature to describe the four classes of sSC cells (see Discussion). Like wide-field (WF) cells, neurons in cluster 1 have somas in the deepest portion of the sSC (the optic fiber layer) and extend thin, elaborately branched dendrites obliquely to the dorsal surface of the sSC. Like horizontal cells, neurons in cluster 2 have long, horizontally extending dendrites with relatively sparse branching. Like narrow-field (NF) cells, neurons in cluster 3 have thick primary dendrites that extend ventrally (into the optic fiber layer) and dorsally to the sSC surface. Like stellate cells, neurons in cluster 4 have a limited field of thin dendrites extending in several directions.
Can neurons distinguished morphologically be distinguished by other characteristics as well? Is four the appropriate number of sSC neuron classes? We, like others (Ascoli et al., 2008), reasoned that the presence and number of distinct neuronal classes is best validated when independent sets of parameters cluster cells into the same groups. Thus, we clustered the same cells on the basis of morphological (Fig. 1) or electrophysiological (Fig. 2) characteristics assayed in vitro. In both datasets, the separation between the first four clusters was large relative to the separation between additional clusters (Figs. 1B, inset, 2B, inset). The similarity between the clusters based on morphological or electrophysiological properties (see next paragraph) allowed us to use the same nomenclature to describe the cells in both sets of clusters: WF cells had relatively depolarized resting potentials and, as noted previously (Endo et al., 2008), the largest and fastest depolarizing sag in response to hyperpolarizing current injection, horizontal cells had high input resistance and were the only cells that could not sustain firing rates above ∼100 spikes/s, NF cells had the most hyperpolarized resting potential and low input resistance, and stellate cells exhibited a long ADP after depolarizing current injection.
Quantitative comparison of clusters based on morphological or electrophysiological parameters revealed that cells were most similarly classified when the number of clusters was four (see Materials and Methods; Fig. 2E). Moreover, four was the only number for which each morphology cluster had one and only one corresponding electrophysiology cluster (Fig. 2F). Overall, the probability that a cell was grouped into the same class on the basis of morphological and electrophysiological criteria was 92%; thus, cell types defined by morphological parameters predicted cell types defined by electrophysiological parameters and vice versa (Fig. 2F, inset). These results and the identification of transgenic mouse lines exhibiting cell type-specific expression of Cre recombinase (see last section of Results and Fig. 7) strongly imply the presence of at least four distinct, readily identifiable cell types in the sSC.
Distinct sSC cell types respond to distinct characteristics of visual stimuli
Morphological and intrinsic electrophysiological properties independently define four consistent cell types in the sSC. Do these classes of neurons respond to distinct characteristics of visual stimuli, or are the features of stimuli to which a given sSC neuron responds uncorrelated with its morphological and biophysical characteristics? To distinguish between these possibilities, we characterized stimulus-evoked activity of sSC neurons via loose-seal, cell-attached recordings in urethane-anesthetized mice; electroporation of Neurobiotin at the end of each recording enabled subsequent morphological identification of the cell (n = 171).
Visual input to the sSC, like most other areas of the visual system, is organized retinotopically (Dräger and Hubel, 1975; O'Leary and McLaughlin, 2005). Hence, cell types with larger dendritic fields can sample input from a larger area of visual space and may, therefore, exhibit larger receptive fields. To test this possibility. we compared the range of stimulus locations that elicited activity in the different classes of sSC neurons. We found that WF and horizontal cells, which have the largest dendritic arbors (Fig. 1D1), were responsive to stimuli presented over a significantly broader area of space than NF or stellate cells (p < 10−8; Fig. 3A).
Cells with large dendritic arbors and receptive fields do not necessarily respond best to large stimuli. Indeed, WF cells exhibited the broad receptive fields, but 70% of the population responded best to stimuli <2° in diameter (Fig. 3A,B); that is, WF cells responded to small stimuli presented anywhere within a large region of space. Conversely, the preferred stimulus size of horizontal cells was significantly larger than that of WF cells and the cell types with smaller receptive field areas (NF and stellate; p < 10−3).
The observation that most WF cells respond best to stimuli occupying a tiny fraction of their spatial receptive field and are inhibited by slight increases in stimulus size suggests that stimuli at any position in the receptive field can recruit local surround inhibition. How does spatial summation operate over broader spatial scales in WF (and other) cells? For example, does a second small stimulus moving through or outside of the excitatory receptive field influence response magnitude? We found that WF cells almost always responded more strongly to a single spot moving through the center of the receptive field than to the same stimulus accompanied by a second, spatially offset, spot moving in parallel (Fig. 3C). The suppressive effect of the second spot increased in strength as its distance from the first spot (and thus from the center of the receptive field) increased. This result is consistent with a wider-acting suppressive mechanism through which even small stimuli, especially near the receptive field edge, can strongly suppress responses to other objects. Similarly wide-acting suppression was observed in NF cells despite the much smaller excitatory receptive fields of these cells. In contrast, a second moving spot facilitated or had no effect on the response of horizontal and stellate cells to the primary spot (Fig. 3C).
Another distinguishing feature of WF cells is that they responded weakly to stationary stimuli relative to moving stimuli (Fig. 4A). To quantify this difference, we compared the best response of each cell to a stationary and moving spot (Fig. 4B,C1; see Materials and Methods). WF cells were the only cell type that strongly preferred moving stimuli regardless of the temporal window over which response magnitude was calculated (p < 10−5; Fig. 4C2). Does the apparent “movement selectivity” of WF cells reflect sensitivity to object motion or a more general preference for “dynamic spatiotemporal stimuli” over static stimuli (Luksch et al., 2004)? To answer this question, we compared responses to “sequential” movement of a stimulus, in which a spot of light progressed from one adjacent location to the next, and “random” motion, in which the spot appeared at the same locations but in random order. The number of these locations varied such that the spot traversed the same 30° path over 1 s each trial but the distance between, time spent occupying, and order of each location along the path varied (Fig. 4D1). WF cells strongly preferred the sequential stimulus as long as the distance between successive locations was small (Fig. 4D2); that is, WF cells preferred stimuli that indicate continuous motion.
To determine how much motion is required for WF cells to distinguish moving and static stimuli, we compared responses to the random stimulus and a similar stimulus during which the spot moved locally near each random position (“random with motion”; Fig. 4D1). WF cells preferred the stimulus with local motion when the range of movement was as small as 6° (comparable with the size of the receptive fields of many retinal ganglion cells; Sagdullaev and McCall, 2005; Koehler et al., 2011; Fig. 4D2). Thus, motion within the receptive field of individual inputs to WF cells, but only small scattered portions of the WF cell receptive field, was sufficient to drive movement-selective responses.
Movement-selective cells do not necessarily prefer a particular direction of motion; likewise, a direction-selective cell is not necessarily movement selective. Therefore, we asked whether direction-selective sSC neurons were restricted to certain sSC cell types or distributed across all four types. Direction selectivity was significantly stronger across the population of WF and NF cells compared with stellate and horizontal cells (Fig. 5A,B). Previous studies of (unidentified) mouse sSC cells also described directionally selective neurons but differed in whether the preferred directions of these cells were uniformly distributed (Wang et al., 2010) or strongly biased for upward motion (Dräger and Hubel, 1975). We found that the preferred directions of directionally selective WF cells (those with DSI > 0.25), but not the other cell types, deviated significantly from equal distribution into the four cardinal directions (p < 0.01; Fig. 5C); seven of nine directionally selective WF cells preferred upward motion (i.e., the angle of the vector sum of their responses was within 45° of straight up).
The response of sSC neurons to moving spots also depended strongly on stimulus speed. The stimulus speed that elicited the most activity in horizontal cells was significantly faster than the preferred speed of the other cell types regardless of the window duration used to calculate response magnitude (p < 10−3; Fig. 5D).
Many studies of the visual system in mice (and other mammals) use drifting sinusoidal gratings rather than spots. Full-field gratings (50° × 50° or larger), in particular, are common because this stimulus allows simultaneous characterization of multiple cells with different receptive field locations. How do sSC neurons respond to such stimuli? Presentation of gratings that varied in size, spatial/temporal frequency, or orientation to a subset of cells allowed us to make several additional observations that complemented our findings with spot stimuli. We found that nearly all horizontal (20 of 20) and stellate (27 of 29) cells, but only a small fraction of WF (5 of 15) and NF (4 of 19) cells, responded to full-field (80° × 50°) stimulation. Gratings occupying smaller areas (20° × 20° or 10° × 10°) triggered activity in all of the NF cells and most (7 of 10) of the WF cells that did not respond to full-field stimulation. This result, like responses to two moving spots (Fig. 3C), suggests that WF and NF cells are subject to more powerful surround suppression than stellate and horizontal cells.
The spatial frequency of gratings influenced response magnitude in a manner that was similar to spot diameter: horizontal cells, which responded strongly to large spots, preferred gratings with significantly lower spatial frequencies than the cell types that responded best to smaller spots (WF, NF, and stellate cells; p < 0.01; Fig. 6A,B). WF, NF, and stellate cells were also similar to each other but differed from horizontal cells in that their preferred temporal frequency increased as the spatial frequency increased (Fig. 6A,C); these cells thus prefer a constant speed rather than a particular temporal frequency. Similarly “speed tuned” cells have been observed in primate and mouse visual cortex but not the retina (Priebe et al., 2006; Andermann et al., 2011). We also encountered some cells in sSC that, like cells in V1, responded preferentially to motion in either direction along an oriented axis. We found examples of neurons from all four cell types that were orientation but not direction selective; orientation selectivity was not substantially stronger or more common in any particular cell type (Fig. 6D).
Anatomical targets of the sSC receive input from different subsets of sSC cell types, including GABAergic cells
The results presented above indicate that distinct classes of sSC neurons respond to distinct features of visual stimuli. To what extent do these classes of neurons convey information to distinct downstream nuclei? We used two techniques to answer this question. First, we identified transgenic mouse lines in which Cre recombinase is expressed in specific sSC neurons and used Cre-dependent expression of fluorescent proteins to visualize the axonal projections of these cells. Second, we identified the sSC cell types retrogradely labeled from putative downstream targets. These targets include the PBg (a brainstem nucleus that provides cholinergic feedback to the sSC), LP (part of the pulvinar), vLGN (also referred to as the perigeniculate nucleus), and dLGN.
To identify transgenic mice in which Cre recombinase was expressed in one but not the other three neuronal classes, we injected virus coding for Cre-dependent expression of green fluorescent protein (GFP) or a ChR2–GFP fusion protein into the sSC. Subsequent in vitro recordings and cluster analysis were used to classify labeled and unlabeled cells from these mice.
We first determined the identity of sSC neurons that produce and package into vesicles the neurotransmitter GABA. A previous study using GABA immunolabeling and qualitative identification of sSC cells (based on somatic and proximal dendrite morphology) suggested that both stellate and horizontal cells might be GABAergic (Mize, 1988). In a more recent study, all of the labeled cells in Gad1–GFP mice were identified as horizontal cells (Endo et al., 2003); Gad1 is an isoform of the gene encoding the enzyme responsible for GABA biosynthesis. Consistent with the latter study, we found that horizontal cells were the only cell type labeled after virus injections in mice in which Cre is expressed under the control of the promoter for Gad2 (the other Gad isoform; Fig. 7). Moreover, horizontal cells were also the only cell type labeled in Gad2–Cre mice crossed with mice (Ai9) in which TdTomato expression is Cre dependent (11 of 11 horizontal, 0 of 10 stellate, 0 of 6 WF, and 0 of 6 NF cells) and, with one exception, the only cells labeled in vGAT–ChR2–GFP knock-in mice (11 of 11 horizontal, 1 of 10 stellate, 0 of 6 WF, and 0 of 5 NF cells). The observation that ∼70% of horizontal cells were labeled in virus-injected mice (Fig. 7C), whereas all horizontal cells were labeled in the Gad2–Cre × Ai9 cross and vesicular GABA transporter (vGAT) knock-in mice, suggests the virus did not infect every Cre-expressing cell. Together, these results indicate that horizontal cells are likely the only GABAergic cell type in the sSC.
Searching the GENSAT database (Gerfen et al., 2013) revealed at least two potential bacterial artificial chromosome transgenic mice in which Cre appeared to be expressed in a subset of sSC neurons. Indeed, only WF cells were labeled in sSC slices from Ntsr1–GN209–Cre mice, and only NF cells were labeled in the sSC of Grp–KH288-Cre mice (Fig. 7).
Cell-type specific, Cre-dependent expression of fluorescent proteins or light-gated ion channels enables the identification and manipulation of the downstream regions to which specific subsets of sSC cells project. For example, selective labeling of horizontal cells in the sSC of Gad2–Cre mice revealed axon terminals in several nuclei, including the PBg, the dorsolateral portion of dLGN, and the vLGN (Fig. 8A1). To confirm these putative inhibitory synaptic contacts, we injected virus coding for conditional ChR2 expression in the sSC of Gad2–Cre mice and recorded postsynaptic potentials elicited by activation of ChR2-expressing axons in regions downstream of the sSC (Fig. 8A2). We observed IPSPs in response to ChR2 stimulation in all PBg (n = 3), vLGN (n = 2), and dLGN (n = 4) cells examined. Responses persisted in the presence of the ionotropic glutamate receptor antagonists NBQX and AP-5 and were abolished by the GABAA receptor antagonist gabazine. Together, these data strongly suggest that horizontal cells in the sSC provide inhibitory input to the PBg and LGN.
WF and NF cells exhibited more selective projections. The axons of WF cells, labeled in Ntsr1–GN209–Cre mice, densely innervated LP but avoided dLGN and vLGN (Fig. 8B1). The projection to LP was bilateral: the axons of WF cells continued lateral of LP in the optic tract (dorsal and then lateral of LGN), crossed the optic chiasm, and followed the optic tract into the contralateral LP. Virus injections in the sSC of Ntsr1–GN209–Cre mice retrogradely labeled PBg neurons (Fig. 8B1), making it difficult to determine whether WF cells project to this region. NF cells, labeled in Grp–KH288–Cre mice, ramified in the intermediate gray layer of the SC (directly under the optic fiber layer) and the PBg (Fig. 8C1). The axons of NF cells also followed the optic tract dorsal of LP but did not ramify ventrally into LP or continue laterally to LGN (Fig. 8C1). Activation of ChR2 expressed in WF or NF cells triggered monosynaptic glutamatergic EPSPs in their respective downstream targets (Fig. 8B2,C2), i.e., postsynaptic potentials that could be evoked in the absence of APs when axon terminals were depolarized (Petreanu et al., 2009) and were blocked by NBQX and AP-5 (WF, n = 6 of 6 LP neurons in Ntsr1–GN209–Cre mice; NF, n = 5 of 10 intermediate layer SC neurons and 4 of 4 PBg neurons in Grp–KH288–Cre mice). Thus, WF and NF cells provide excitatory input to a substantial fraction of neurons in the regions they target.
To complement anterograde tracing of WF, horizontal, and NF cells and to identify the areas to which stellate cells project, we recorded retrogradely labeled cells in vitro after injections of fluorophore-conjugated beads or cholera toxin into the PBg, LP, or LGN. Injections of cholera toxin or beads into the PBg retrogradely labeled NF (9 of 11) and stellate (5 of 20) cells but not WF (0 of 17) or horizontal (0 of 17) cells. Injections of beads into LP, dLGN, or vLGN retrogradely labeled WF (24 of 29) and stellate (13 of 34) cells (Fig. 8D) but not NF (0 of 21) or horizontal (0 of 39) cells. We were not surprised to see similar results across the thalamic regions injected given that axons follow the optic tract dorsal of LP before they reach dLGN and dorsal and lateral of dLGN before they reach vLGN (or, in the case of WF cells, continue to the contralateral hemisphere). Our results are consistent with previous work suggesting that the sSC projections to LP and dLGN originate predominantly from WF and stellate cells, respectively (Mooney et al., 1988).
However, it was unexpected that we did not observe retrogradely labeled horizontal cells from bead or cholera toxin injections into PBg or LGN. One possibility is that horizontal cells internalize and/or transport beads and cholera toxin inefficiently. We took advantage of the fact that adenovirus injections retrogradely label neurons (Harris et al., 2012; Wang et al., 2014) and injected virus coding for Cre-dependent expression of GFP into the PBg or LGN of Gad2–Cre mice. All of the retrogradely labeled cells we recorded in the sSC of these mice were horizontal cells (Fig. 8E; n = 5, PBg; n = 5, LGN). This result, together with anterograde labeling in Gad2–Cre mice, confirms that horizontal cells project to the PBg and LGN.
Discussion
Our results delineate four cell types in the mouse sSC, the distinct features of visual stimuli to which they respond, and the specific and shared downstream regions to which they project (Fig. 9). Moreover, we identified transgenic mouse lines that enable selective manipulation of three of these four cell types. In summary, (1) WF cells respond well to small moving stimuli anywhere within a large region of space and project to LP, (2) horizontal cells are GABAergic neurons that have large receptive fields, respond to large stationary or swiftly moving stimuli, and project to dorsal and ventral LGN and PBg, (3) NF cells have small spatial receptive fields, prefer small stimuli, are often direction selective, and project to the PBg and deeper layers of the SC, and (4) stellate cells, like NF cells, have small receptive fields, prefer small stimuli, and project to the PBg but, unlike NF cells, also project to LGN.
These findings are important for (at least) two reasons. First, the ability to identify neurons, both in vitro and in vivo, that respond to similar features of visual stimuli enables more detailed insight into the network, synaptic, and biophysical features that shape response selectivity (Briggman et al., 2011; Ko et al., 2011). Second, knowledge of the information that the sSC conveys to different downstream areas, and a means to manipulate the cells conveying this information are necessary to establish the role of specific sSC cells in downstream visual activity and visually guided behavior.
sSC cell types
Neurons in the sSC, as in many other brain regions, have been classified previously on the basis of qualitative characteristics of their somatodendritic morphology (Langer and Lund, 1974; May, 2006). These studies generally agree on five cell classes in the sSC. In some cases, the electrophysiological properties of these cells were assayed in parallel (Lo et al., 1998; Edwards et al., 2002; Endo et al., 2003), but variability in electrophysiological properties did not strongly correspond to morphological cell classes, and no attempt was made to classify cells independently on the basis of electrophysiological properties. By making this comparison quantitatively, we found a strong correspondence between morphological and electrophysiological characteristics of four classes of sSC neurons. These cells were similarly identified by either morphological or electrophysiological properties alone.
Marginal cells, a fifth putative cell type, have somas at the dorsal surface of the sSC and extend their dendrites ventrally toward the optic fiber layer. Although we filled cells both in vitro and in vivo that match this description, the electrophysiological properties of these cells were qualitatively similar to those of stellate cells. A simple possibility is that the somas of stellate cells are located throughout the sSC, and those near the dorsal surface extend their dendrites in the only possible direction. Our data do not support splitting stellate cells, or any other cell type, into a coherent fifth type; defining an additional cell type would split either WF cells for the clusters based on morphology or NF cells for the clusters based on electrophysiological properties.
Of course, additional characterization might elucidate further cell type diversity in the sSC based on gene expression, differences in input from the retina and/or visual cortex, or finer distinctions in projection targets. Cell type-selective expression in three Cre lines and the congruence of four (but not less than four) morphologically and electrophysiologically defined clusters make it unlikely that there are fewer than four cell types.
sSC visual response properties
Neurons in the sSC respond to a variety of stimulus characteristics. Many of these characteristics are similar to those of neurons in the retina, dLGN, and V1, e.g., sSC neurons exhibit varying degrees of surround suppression and some prefer a particular stimulus orientation and/or direction of motion (McIlwain and Buser, 1968; Berman and Cynader, 1972; Schiller and Stryker, 1972; Dräger and Hubel, 1975; Wang et al., 2010). Some sSC cells, by comparison, exhibit more unusual properties. A substantial fraction of sSC neurons respond nearly exclusively to stimuli that are small (<2° diameter) and slowly moving anywhere within a large area of visual space; these response properties resemble in several ways those of neurons in insect visual systems (Barnett et al., 2007; Nordström and O'Carroll, 2009).
Contrary to previous results, in which the morphology of small numbers of neurons recorded in vivo was evaluated qualitatively (Mooney et al., 1988; Wang et al., 2010), we found that variability in the features of stimuli that triggered activity among sSC neurons correlated with differences in the morphology of neurons generating that activity. For example, nearly all neurons exhibiting movement selectivity also exhibited morphological characteristics of WF neurons. Likewise, the vast majority of cells that responded best to large (>10°) stimuli and lacked speed tuning to gratings had morphological characteristics of horizontal cells. Correspondence between morphology and visual responses has also been seen in X, Y, and W neurons in the dLGN (Friedlander et al., 1979, 1981; Friedlander, 1982). In contrast, cells in V1 that exhibit substantial functional differences, such as simple or complex receptive fields, are nearly equally likely to have pyramidal or stellate morphology (Gilbert and Wiesel, 1979).
A benefit of identifying a relationship between the structure and function of neurons (in the sSC and elsewhere) is that it enables specific, testable hypotheses about how selectivity for size, motion, and/or direction of motion might arise. Many of the stimuli to which WF cells do not respond, for example, drive robust activity in horizontal cells. This relationship, and the fact that horizontal cells are GABAergic, suggests that the receptive field properties of WF cells might be shaped by inhibitory input provided by horizontal cells. Likewise, the observation that strong direction selectivity is primarily restricted to NF neurons suggests that these cells may receive particularly strong input from direction-selective retinal ganglion cells. Hypotheses such as these have been difficult to test in brain regions in which cellular characteristics of the neurons exhibiting particular response properties are unknown.
Distribution of information from the sSC and the role of specific sSC neurons in visually guided behavior
The relationship between morphological and functional properties of sSC neurons also enabled insight into the shared and distinct visual signals that regions downstream of the sSC receive. Our data suggest that each of the three channels through which the sSC can influence visually guided behavior originates from distinct cell types and carries different visual information: (1) horizontal and stellate cells influence the geniculocortical pathway via a projection to dLGN; (2) WF cells project to LP, which connects to several higher-order visual cortical areas; and (3) NF cells provide visual input to deeper layers of the SC involved in orienting movements and spatial attention. Most sSC cell types (other than WF cells) also project to the PBg, a “satellite” cholinergic nucleus that projects back to the sSC and is thought to be involved in stimulus competition for (“bottom-up”) attention (Mysore and Knudsen, 2011).
Exactly how specific neurons and/or networks of neurons in the sSC (and elsewhere) subserve visually guided behavior remains a mystery. This gap in understanding does not reflect an absence of appropriate behavioral paradigms or information about the features of stimuli that trigger activity. Rather, until recently, it has been difficult to assay the electrophysiological and/or behavioral consequences of manipulating activity in specific subsets of neurons. Identification and characterization of distinct cell types in the sSC, the correlation between cellular and functional properties of cells, and transgenic mice that facilitate manipulations of the output of these specific neurons represents a fundamental step toward overcoming this obstacle.
Footnotes
This work was supported by the Howard Hughes Medical Institute. We thank Monique Copeland, Amy Hu, Susan Michael, and Brenda Shields for help with tissue sectioning and histology, Sarah Lindo and Kendra Morris for surgical assistance, Mark Cafaro, Frank Midgley, and Barry Wark for help developing data acquisition software, Calin Culianu and Anthony Leonardo for sharing and modifying software for stimulus generation, Ben Sivyer for sharing LGN electrophysiology data, and Kevin Briggman, Gidon Felsen, Greg Horwitz, Rich Krauzlis, David Perkel, and Fred Rieke for comments on this manuscript.
The authors declare no competing financial interests.
- Correspondence should be addressed to Gabe J. Murphy, Howard Hughes Medical Institute/Janelia Farm Research Campus, 19700 Helix Drive, Ashburn, VA 20147. murphyg{at}janelia.hhmi.org