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Articles, Behavioral/Cognitive

Impaired Neural Response to Negative Prediction Errors in Cocaine Addiction

Muhammad A. Parvaz, Anna B. Konova, Greg H. Proudfit, Jonathan P. Dunning, Pias Malaker, Scott J. Moeller, Tom Maloney, Nelly Alia-Klein and Rita Z. Goldstein
Journal of Neuroscience 4 February 2015, 35 (5) 1872-1879; https://doi.org/10.1523/JNEUROSCI.2777-14.2015
Muhammad A. Parvaz
1Department of Psychiatry and Neuroscience, Icahn School of Medicine at Mount Sinai, New York, New York 10029,
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Anna B. Konova
2Center for Neural Science, New York University, New York, New York 10003,
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Greg H. Proudfit
3Department of Psychology, Stony Brook University, Stony Brook, New York 11970, and
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Jonathan P. Dunning
4Department of Psychology, Nevada State College, Henderson, Nevada 89002
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Pias Malaker
1Department of Psychiatry and Neuroscience, Icahn School of Medicine at Mount Sinai, New York, New York 10029,
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Scott J. Moeller
1Department of Psychiatry and Neuroscience, Icahn School of Medicine at Mount Sinai, New York, New York 10029,
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Tom Maloney
1Department of Psychiatry and Neuroscience, Icahn School of Medicine at Mount Sinai, New York, New York 10029,
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Nelly Alia-Klein
1Department of Psychiatry and Neuroscience, Icahn School of Medicine at Mount Sinai, New York, New York 10029,
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Rita Z. Goldstein
1Department of Psychiatry and Neuroscience, Icahn School of Medicine at Mount Sinai, New York, New York 10029,
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Abstract

Learning can be guided by unexpected success or failure, signaled via dopaminergic positive reward prediction error (+RPE) and negative reward-prediction error (−RPE) signals, respectively. Despite conflicting empirical evidence, RPE signaling is thought to be impaired in drug addiction. To resolve this outstanding question, we studied as a measure of RPE the feedback negativity (FN) that is sensitive to both reward and the violation of expectation. We examined FN in 25 healthy controls; 25 individuals with cocaine-use disorder (CUD) who tested positive for cocaine on the study day (CUD+), indicating cocaine use within the past 72 h; and in 25 individuals with CUD who tested negative for cocaine (CUD−). EEG was acquired while the participants performed a gambling task predicting whether they would win or lose money on each trial given three known win probabilities (25, 50, or 75%). FN was scored for the period in each trial when the actual outcome (win or loss) was revealed. A significant interaction between prediction, outcome, and group revealed that controls showed increased FN to unpredicted compared with predicted wins (i.e., intact +RPE) and decreased FN to unpredicted compared with predicted losses (i.e., intact −RPE). However, neither CUD subgroup showed FN modulation to loss (i.e., impaired −RPE), and unlike CUD+ individuals, CUD− individuals also did not show FN modulation to win (i.e., impaired +RPE). Thus, using FN, the current study directly documents −RPE deficits in CUD individuals. The mechanisms underlying −RPE signaling impairments in addiction may contribute to the disadvantageous nature of excessive drug use, which can persist despite repeated unfavorable life experiences (e.g., frequent incarcerations).

  • addiction
  • cocaine
  • event-related potentials
  • feedback negativity
  • reward-prediction error
  • self-medication
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The Journal of Neuroscience: 35 (5)
Journal of Neuroscience
Vol. 35, Issue 5
4 Feb 2015
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Impaired Neural Response to Negative Prediction Errors in Cocaine Addiction
Muhammad A. Parvaz, Anna B. Konova, Greg H. Proudfit, Jonathan P. Dunning, Pias Malaker, Scott J. Moeller, Tom Maloney, Nelly Alia-Klein, Rita Z. Goldstein
Journal of Neuroscience 4 February 2015, 35 (5) 1872-1879; DOI: 10.1523/JNEUROSCI.2777-14.2015

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Impaired Neural Response to Negative Prediction Errors in Cocaine Addiction
Muhammad A. Parvaz, Anna B. Konova, Greg H. Proudfit, Jonathan P. Dunning, Pias Malaker, Scott J. Moeller, Tom Maloney, Nelly Alia-Klein, Rita Z. Goldstein
Journal of Neuroscience 4 February 2015, 35 (5) 1872-1879; DOI: 10.1523/JNEUROSCI.2777-14.2015
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Keywords

  • addiction
  • cocaine
  • event-related potentials
  • feedback negativity
  • reward-prediction error
  • self-medication

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  • Re:Impaired RPE signaling in substance dependence: comment on Parvaz et al.
    Muhammad A. Parvaz
    Published on: 29 July 2015
  • Impaired RPE signaling in substance dependence: comment on Parvaz et al.
    Travis Baker
    Published on: 25 June 2015
  • Published on: (29 July 2015)
    Page navigation anchor for Re:Impaired RPE signaling in substance dependence: comment on Parvaz et al.
    Re:Impaired RPE signaling in substance dependence: comment on Parvaz et al.
    • Muhammad A. Parvaz, Assistant Professor
    • Other Contributors:
      • Scott J. Moeller, Rita Z. Goldstein

    We thank Drs. Baker and Holroyd for their thoughtful comment on our manuscript, titled "Impaired Neural Response to Negative Prediction Errors in Cocaine Addiction," published in the Journal of Neuroscience. Here, we take the opportunity to respond to their comment with the hope that it contributes to a useful scientific discussion.

    First, the commenters stated that our claim of using the feedback- related negati...

    Show More

    We thank Drs. Baker and Holroyd for their thoughtful comment on our manuscript, titled "Impaired Neural Response to Negative Prediction Errors in Cocaine Addiction," published in the Journal of Neuroscience. Here, we take the opportunity to respond to their comment with the hope that it contributes to a useful scientific discussion.

    First, the commenters stated that our claim of using the feedback- related negativity (FN or fERN) for the first time "as a marker of RPE" in addiction is not valid given they have previously done "exactly this (Baker et al., 2011; see also Baker et al., 2008, 2013; Baker, 2012)." We apologize for not citing Baker et al. (2011) as a relevant reference, and thank the commenters for bringing this study to our attention. However, there are some substantive differences between the study by Baker et al., (2011) and our study. Baker et al. used a virtual T-maze task with equiprobable rewarded and non-rewarded outcomes (50% reward probability) to acquire FN data, and compared it between subgroups of participants stratified based on their learning strategy as established using a separate Probabilistic Selection Task (PST). Thus, reward probability was not manipulated on a trial-by-trial basis in the T-maze task, a manipulation that is essential for expectation modulation, and in turn the RPE measure. In contrast, we used a gambling-type task that manipulates both prediction (via trials with 25%, 50% or 75% reward probability) and outcome (reward vs. loss) within the same task, modulating the RPE by both probability and outcome on a trial-by-trial basis. This approach focuses on participants' idiosyncratic trial-to-trial reward predictions manipulated via differences in objective reward probability, as has been done previously (Hajcak et al., 2005; Hajcak et al., 2007; Duncan-Johnson & Donchin, 1980).

    Another major difference pertains to the participant sample used. Baker et al., investigated FN (or fERN) in healthy college students. Although classified as dependent versus non-dependent substance users, this classification used cut-off scores on the Global Continuum of Substance Risk scale of the Alcohol, Smoking and Substance Involvement Screening Test based on quartiles of their otherwise healthy and young sample. In contrast, our study recruited a community sample of individuals with a cocaine use disorder, which was clinically established based on criteria of the Diagnostic and Statistical Manual of Mental Disorders. These are individuals with long-standing durations of chronic and disadvantageous use of cocaine, mostly in its smoked ("crack") form.

    The commenters further mention that we did not compare FN between groups as they did in Baker et al., 2011. To this, we would highlight that our hypothesis was focused specifically on within-group differences. Nevertheless, 'Group' was entered as a factor in the main mixed ANOVA and did not show a significant main effect. Lastly, the commenters mentioned that the FN scores in our study may be confounded by the neighboring P300 amplitude and thus we should have used a difference-wave approach that "isolates FN by taking the difference between the ERPs to positive and negative feedback." To this, we point out that our hypothesis was geared towards bidirectional RPE and taking a difference-wave approach would not have allowed us to investigate the valenced prediction error, which is key to our hypothesis. While we acknowledge the temporal proximity of FN and P300, we suggest that follow- up studies use a data-driven approach such as the Principle Component Analysis (PCA) to effectively isolate FN or reward positivity and preserve the valence of each outcome. Based on our current results, we anticipate that the PCA approach will show prediction-mediated modulation of reward positivity in the same direction as we report in the reward condition.

    Once again, we thank the commenters for reading and responding to our manuscript and we hope that our responses help clarify the uniqueness and novelty of our results.

    References

    Baker TE, Stockwell T, Barnes G, Holroyd CB. Individual differences in substance dependence: at the intersection of brain, behaviour and cognition. Addict Biol. Jul 2011;16(3):458-466.

    Duncan-Johnson CC, Donchin E. The relation of P300 latency to reaction time as a function of expectancy. Prog Brain Res. 1980;54:717-722.

    Hajcak G, Moser JS, Holroyd CB, Simons RF. It's worse than you thought: the feedback negativity and violations of reward prediction in gambling tasks. Psychophysiology. Nov 2007;44(6):905-912.

    Hajcak G, Holroyd CB, Moser JS, Simons RF. Brain potentials associated with expected and unexpected good and bad outcomes. Psychophysiology. Mar 2005;42(2):161-170.

    Conflict of Interest:

    None declared

    Show Less
    Competing Interests: None declared.
  • Published on: (25 June 2015)
    Page navigation anchor for Impaired RPE signaling in substance dependence: comment on Parvaz et al.
    Impaired RPE signaling in substance dependence: comment on Parvaz et al.
    • Travis Baker, Canadian Institute of Health Research Post-doctoral Fellow
    • Other Contributors:
      • Clay B. Holroyd, PhD. Professor of Psychology and Canada Research Chair Department of Psychology University of Victoria

    The recent article by Parvaz et al. utilized a component of the event -related brain potential (ERP) called the feedback error-related negativity (FN) to investigate the neural mechanisms of substance dependence. As stated therein, their central hypothesis was to "leverage feedback error related negativity (FN) to index reward prediction error signals (RPE) in addiction", which they claimed had yet to be done: "Previous...

    Show More

    The recent article by Parvaz et al. utilized a component of the event -related brain potential (ERP) called the feedback error-related negativity (FN) to investigate the neural mechanisms of substance dependence. As stated therein, their central hypothesis was to "leverage feedback error related negativity (FN) to index reward prediction error signals (RPE) in addiction", which they claimed had yet to be done: "Previous studies in addiction have investigated FN as a marker of sensitivity to reward expectation ... or of outcome evaluation ... but importantly never as a marker of RPE". Yet in a series of studies, first published in 2011 in Addiction Biology entitled "Individual differences in substance dependence: at the intersection of brain, behaviour and cognition" (Baker et al., 2011; see also Baker et al., 2008, 2013; Baker, 2012), we did exactly this -- with results that both anticipated and conflict with Parvaz et al.'s main findings.

    The FN is an ERP component that is sensitive to the valence of positive vs. negative outcomes in guessing and learning tasks. A prominent theory of this component suggests that it reflects a reward-prediction error signal (RPE), being relatively negative to unpredicted bad outcomes and relatively positive to unpredicted good outcomes (Holroyd and Coles, 2002). Parvaz et al analyzed the FN in a control group and in two groups of subjects with cocaine use disorder, categorized according to whether they tested positive [CUD+] or negative [CUD-] for cocaine on the study day. Among other observations, they found that only the control sample but not the CUD samples produced a larger negativity to unpredicted vs predicted losses and concluded that the RPE signals are disrupted in CUD. However, these results should be interpreted with caution, for the following reasons. First, Parvaz et al. did not statistically compare the data across groups, leaving open the possibility that FN amplitude did not in fact differ between the control participants and the individuals with CUD. Second, the findings were based on the participants' subjectively reported estimates of reward probability, rather than on the objective reward probabilities (as is common practice) - perhaps because in their study the latter appear to elicit normal FNs across conditions and groups. And third, Parvaz et al found a larger negativity in their FNs to predicted vs unpredicted wins in their control sample, a finding that conflicts with the majority of previous FN studies (see Sambrook & Goslin, 2015, for a recent meta-analysis).

    By contrast, we previously found that young adults meeting criteria for substance dependence, as compared to control subjects, exhibited an attenuated FN: The negative-going deflection in the ERP following reward trials mirrored the negative going deflection in the ERP following no- reward trials, consistent with a disrupted positive RPE signal in this population (Baker et al. 2011; Baker et al. 2013). Parvaz and colleagues' failure to replicate this finding likely results from measuring the FN with a mean amplitude method (200-350 ms), which confounds the measure with other ERP components such as the P300 (Holroyd & Krigolson, 2007). By contrast, the "difference-wave" method that we utilized, which has been recommended in the recent meta-analysis of FN studies (Sambrook & Goslin, 2015), isolates the FN by taking the difference between the ERPs to positive and negative feedback. Visual inspection of Figure 2 in Parvaz et al. suggests that application of the difference wave approach would have yielded findings consistent with our own.

    Baker TE, Stockwell T, Barnes G, Holroyd CB. (2011). Individual differences in substance dependence: at the intersection of brain, behaviour and cognition. Addict Biol 16: 458-466.

    Baker TE, Stockwell T, Barnes G, Holroyd CB. (2008). Neural and cognitive mechanisms of addiction. Internation Journal of Psychology (Vol. 43, No. 3-4, pp. 263-263). UK: PSYC PRESS.

    Baker TE. (2012): Genetics, Drugs, and Cognitive Control: Uncovering Individual Differences in Substance Dependence. Unpublished PhD Dissertation. University of Victoria, Canada.

    Baker TE, Stockwell T, Barnes G, Haesevoets R, Holroyd CB. (2013): Top-Down vs. Bottoms-Up? Intermediate phenotypes for cognitive control and personality mediate the expression of dopamine genes in addiction. In Journal of Cognitive Neuroscience. Abstract, p 143. USA: MIT PRESS

    Holroyd CB, Coles MG. (2002). The neural basis of human error processing: reinforcement learning, dopamine, and the error-related negativity. Psychol Rev 109: 679-709.

    Holroyd CB, Krigolson OE. (2007). Reward prediction error signals associated with a modified time estimation task. Psychophysiology, 44: 913 -917.

    Sambrook TD, Goslin J. (2015). A neural reward prediction error revealed by a meta-analysis of ERPs using great grand averages. Psychol Bull 141: 213-235.

    Conflict of Interest None declared

    Conflict of Interest:

    None declared

    Show Less
    Competing Interests: None declared.

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