Abstract
Traumatic axonal injury (TAI) is a common neuropathology in traumatic brain injury and is featured by primary injury to axons. Here, we generated TAI with impact acceleration of the head in male Thy1-eYFP-H transgenic mice in which specific populations of neurons and their axons are labeled with yellow fluorescent protein. This model results in axonal lesions in multiple axonal tracts along with blood–brain barrier disruption and neuroinflammation. The corticospinal tract, a prototypical long tract, is severely affected and is the focus of this study. Using optimized CLARITY at single-axon resolution, we visualized the entire corticospinal tract volume from the pons to the cervical spinal cord in 3D and counted the total number of axonal lesions and their progression over time. Our results divulged the presence of progressive traumatic axonopathy that was maximal at the pyramidal decussation. The perikarya of injured corticospinal neurons atrophied, but there was no evidence of neuronal cell death. We also used CLARITY at single-axon resolution to explore the role of the NMNAT2-SARM1 axonal self-destruction pathway in traumatic axonopathy. When we interfered with this pathway by genetically ablating SARM1 or by pharmacological strategies designed to increase levels of Nicotinamide (Nam), a feedback inhibitor of SARM1, we found a significant reduction in the number of axonal lesions early after injury. Our findings show that high-resolution neuroanatomical strategies reveal important features of TAI with biological implications, especially the progressive axonopathic nature of TAI and the role of the NMNAT2-SARM1 pathway in the early stages of axonopathy.
SIGNIFICANCE STATEMENT In the first systematic application of novel high-resolution neuroanatomical tools in neuropathology, we combined CLARITY with 2-photon microscopy, optimized for detection of single axonal lesions, to reconstruct the injured mouse brainstem in a model of traumatic axonal injury (TAI) that is a common pathology associated with traumatic brain injury. The 3D reconstruction of the corticospinal tract at single-axon resolution allowed for a more advanced level of qualitative and quantitative understanding of TAI. Using this model, we showed that TAI is an axonopathy with a prominent role of the NMNAT2-SARM1 molecular pathway, that is also implicated in peripheral neuropathy. Our results indicate that high-resolution anatomical models of TAI afford a level of detail and sensitivity that is ideal for testing novel molecular and biomechanical hypotheses.
Introduction
Traumatic brain injury (TBI) is associated with mixed neuropathologies, including contusions, diffuse or traumatic axonal injury (TAI), meningeal or parenchymal hemorrhage, and protein aggregation. TAI is the commonest pathology regardless of TBI cause or severity and is thought to be the result of dynamic loading of axons during rotational acceleration of the head (Maxwell et al., 1993; Smith et al., 1997, 2003). This mechanism causes immediate axonal disruption leading to secondary axonal or perikaryal degeneration. One of the distinguishing features of TAI is that injury begins at the axon, as contrasted to axonal damage or degeneration that is secondary to perikaryal injury or cell death (Waller, 1850; Finn et al., 2000; Sasaki et al., 2009; Osterloh et al., 2012).
Animal models of TBI are featured by various degrees of axonal injury, but only in few cases there is a clear distinction of primary axonal injury from secondary Wallerian degeneration (Xiong et al., 2013). Part of the problem is that most popular models of TBI either are solely based on focal lesions or have substantial focal components that directly cause neuronal cell death. In rodents, one of the best-characterized models of diffuse TBI with primary axonal injury is impact acceleration (IA) (Marmarou et al., 1994). Using a modification of this model for the mouse cranium, we have already shown primary traumatic axonopathy in multiple CNS pathways, including the visual system, corticospinal tract (CST), corpus callosum, medial and lateral lemniscus, and the cerebellar white matter (Xu et al., 2016).
Another challenge in modeling TAI is that available methods to demonstrate axonal injury are primarily based on axonal transport blockade markers, such as APP, that label damaged axons temporarily (Stone et al., 2000) or silver degeneration stains that may label only degenerating axons (Blackstad et al., 1981). In addition, the near-absence of the third dimension in routine histological sections allows only a limited sampling of tissue and leads to underestimation of the extent of axonal abnormalities. The advent of transgenic mice that express the yellow fluorescent protein (YFP) under Thy1 promoter offers great promise for a sensitive and specific labeling of axonal pathology (Greer et al., 2011, 2013; Hånell et al., 2015). More importantly, the invention of methods that render the brain tissue transparent, such as CLARITY (Chung et al., 2013; Tomer et al., 2014), makes it possible, for the first time, to microscopically study whole axon tracts and visualize, analyze, and quantitate the full 3D extent of axonal pathology.
The present study represents the first application of CLARITY in TBI research. Here, we subject Thy1-eYFP-H transgenic mice to IA to generate multifocal TAI accompanied by blood–brain barrier (BBB) disruption and neuroinflammatory responses by resident microglia or blood-borne macrophages. We then focus on axonal pathology in the CST, a prototypical long-axon pathway, which we characterize with CLARITY and 2-photon microscopy at single-axon resolution. Based on CLARITY preparations, we show the 3D distribution, precise magnitude, and the identity of TAI as progressive axonopathy. We also explore the role of a recently proposed molecular pathway of axonal self-destruction in the early stages of traumatic axonopathy. This pathway is triggered when the axonal maintenance factor nicotinamide nucleotide adenylyltransferase 2 (NMNAT2) fails to reach the distal axon after injury, thus initiating a sterile alpha and TIR motif containing 1 (SARM1)-dependent axonal degeneration program in which NAD+ metabolism plays a central role (Gilley et al., 2010; Osterloh et al., 2012; Gerdts et al., 2015, 2016; Hill et al., 2016). To explore the significance of the NMNAT2-SARM1 pathway in traumatic axonopathy, we interfered with SARM1 signaling by knocking out SARM1 or by pharmacological strategies designed to increase levels of the SARM1 inhibitor nicotinamide (Nam) after blocking its consumption by Nicotinamide phosphoribosyltransferase (NAMPT) with a small-molecule inhibitor, FK866 (Essuman et al., 2017). Our findings suggest that high-resolution anatomical strategies advance research on TAI by precisely localizing the injury, determining nature and severity, and allowing work into the molecular mechanisms of TAI-associated axonopathy.
Materials and Methods
Experimental animals.
Our experimental subjects were 5-week-old male C57BL/6 mice (strain code: 027, Charles River Laboratories, RRID:IMSR_CRL:27), 5-week-old male Thy1-eYFP-H transgenic mice (catalog #003782, The Jackson Laboratory, RRID:IMSR_JAX:003782), and 5-week-old male Thy1-eYFP-H/SARM1−/− transgenic mice. The transgenic line Thy1-eYFP-H expresses Thy1-driven YFP in specific populations of CNS and PNS neurons, including pyramidal neurons in layer V of motor and sensory neocortex, with superb delineation of the CST throughout its entire course from cortex to spinal cord (Porrero et al., 2010). The expression of YFP was ascertained by genotyping for the Tg(Thy1-YFP)HJrs allele. All animals received humane care in compliance with the Guide for the care and use of laboratory animals (National Academy Press, 2011) and based on procedures approved by the Animal Care and Use Committee of the Johns Hopkins Medical Institutions. Animals were housed in a vivarium with 12 h light/12 h dark cycles and given access to pellet food and water ad libitum.
IA model of TBI.
IA injury was produced under gas anesthesia with 2% isoflurane. Under aseptic conditions and with the subject in a small-animal stereotactic frame (David Kopf Instruments), a 5-mm-diameter steel disc was glued on the exposed cranium between bregma and lambda to prevent skull fracture. The mouse was then placed prone on a foam bed under a hollow Plexiglas tube and secured with tape as described previously (Xu et al., 2016). Injury was produced by dropping a brass weight from a height of 1 m through the Plexiglas tube onto the disk. In all cases except the impact dose–response study outlined below, that weight was 60 g. The foam bed was pulled immediately at the rebound of the weight off the metal disc, such as to prevent a second impact. The metal disc was then removed, scalp incision was closed with surgical staples, and the animal returned to cage for full recovery. Subjects with skull fractures confirmed with a surgical microscope were excluded from the study. Sham-operated animals were subject to the same procedures without the weight drop component. For a video recording of the IA injury, a high-frame rate camera, Fastcam SA5 (Photron) was used, shooting at 20,000 frames per second for the entire duration of the injury.
General neuropathology and study of axonal injury with fluorescence or confocal microscopy.
At the appropriate time points, C57BL/6 or Thy1-eYFP-H mice were transcardially perfused with freshly depolymerized PFA (4% in 0.1 m PBS, pH 7.4). Brains were postfixed in the same fixative for various periods of time. For general neuropathological characterization of the injury, we used brain tissues from C57BL/6 animals perfused 7 d after injury that had been postfixed for 3 d in PFA. Tissues were embedded in paraffin and coronal sections (10 μm) were stained for cresyl violet, Prussian blue, and H&E.
For characterization of the axonal injury, we used brain tissues from Thy1-eYFP-H mice perfused 3, 24, and 48 h after injury. These tissues were postfixed overnight (4°C) in PFA, then saturated with 20% glycerol containing 5% DMSO, frozen in dry ice, and sectioned at the sagittal or coronal plane (40 μm). Sagittal brain sections from injured and control Thy1-eYFP-H mice (n = 10 per group) were used to characterize injured YFP-labeled tracts based on the presence of axonal swellings. Sections were studied with epifluorescence or confocal microscopy. For confocal microscopy, sections between the midsagittal plane and a plane 0.5 mm lateral to midline that contain the entire CST were imaged with a LSM-700 unit at 40×. In some cases, imaging was done with care not to saturate the fluorescent signal at the axonal swelling sites and the ImageJ edge detection function was applied after acquisition to visualize cytosolic vesicles and organelles.
Blood–brain barrier (BBB) study.
Brain endothelial cells from injured and control C57BL/6 mice (n = 5 per group) were labeled by transcardial injection of 150 μl of Lycopersicon Escelentum lectin (LEA) conjugated with DyLight 488 (Vector Laboratories catalog #DL-1174, RRID:AB_2336404) 3 min before perfusion with 4% PFA. Sagittal sections were blocked with 5% donkey serum in PBS with 0.2% Triton X-100 (PBST) for 3 h and then incubated in donkey anti-mouse IgG conjugated with Cy3 (Jackson ImmunoResearch Laboratories catalog #715165150, RRID:AB_2340813) in blocking solution for 2 h. After washing, sections were counterstained with DAPI and imaged using an Axioplan microscope (Carl Zeiss) or a LSM-700 confocal microscope.
Impact dose–response study.
Thy1-eYFP-H mice injured with sham procedures or 20, 40, and 60 g IA (n = 5 per group) were perfused with 4% PFA 24 h after injury, and brainstems were sectioned coronally on a sliding microtome. Four sections per subject through the pyramids were mounted on a microscopic slide and imaged with an LSM-700 confocal microscope. Axonal swellings were counted by blinded investigators using ImageJ.
CLARITY-based brain clearing optimized for axonal injury detection, immunohistochemistry, imaging, and quantification.
For brain clearing, we used a modified CLARITY method (Chung et al., 2013). In summary, injured and control Thy1-eYFP-H mice were transcardially perfused with 4% PFA at 3 and 24 h after injury (n = 3 per group). Brains were incubated in a hydrogel solution containing 4% PFA, 2% acrylamide (Bio-Rad catalog #1610140), 0.025% bis-acrylamide (Bio-Rad catalog #1610142), and 0.25% VA-044 initiator (Wako catalog #VA-044) in 0.1 m PBS for 3 d in 4°C. Tissues were then degassed in a vacuum desiccator and polymerized at 37°C for 3 h. After removal of the excess gel, brains were transferred in 50 ml of a clearing solution consisting of 4% SDS in 200 mm boric acid, pH 8.5, for 2 weeks at 37°C until fully transparent. After clearing, brains were incubated in PBST for 2 d. CLARITY-based immunohistochemistry (IHC) for amyloid precursor protein (β-APP or APP) used a polyclonal antibody against the C terminus of the protein that is widely used as a marker of axonal injury (1:60; Thermo Fisher Scientific catalog #51-2700, RRID:AB_2533902): after the clearing step, brains were incubated for 5 d in APP/PBST (37°C) followed by a 2 d PBST wash and then incubation in anti-rabbit IgG AlexaFluor-568 (1:60; Thermo Fisher Scientific catalog #A-11011, AB_143157) in PBST for 5 d at 37°C. After a final wash, brains were transferred to FocusClear (CelExplorer catalog #FC-101) and mounted for imaging.
To achieve single-axon resolution to detect individual axonal lesions, we optimized two-photon microscopy using HyD detectors in the nondescanned position and CLARITY-optimized, long-working-distance, high-numerical-aperture 25× objectives. This key modification of the original CLARITY protocol was achieved with a TCS SP8 MP multiphoton microscope coupled with HyD NDD detectors (Leica Microsystems) and a motorized 6 mm working-distance, CLARITY-optimized objective (Leica Microsystems). For each case, we cleared the whole mouse brain and imaged the brainstem for further analysis. The imaging of each mouse brainstem took 24 h and generated ∼120 GB of data per animal.
For 3D visualization and quantitative analysis of axonal injury of cleared brainstems, we used the software suite Imaris (Bitplane). The spot detection analysis was based on the size of axonal lesions in the 3D space. Because of the size of imaging data, we used a 128 GB-RAM workstation. For the detection and quantification of axonal swellings based on YFP and APP, we used the spot detection function for the whole CST volume from the pons to the pyramidal decussation or cervical spinal cord.
Genetic deletion of SARM1.
Sarm1−/− mice (Szretter et al., 2009) (RRID:MGI:5507810) were obtained from Dr. Ahmet Hoke at Johns Hopkins and cross-bred in house with Thy1-eYFP-H mice; SARM1 deletion was confirmed by PCR. Thy1-eYFP-H/SARM1−/− and Thy1-eYFP-H/SARM1+/+ mice were injured with 60 g × 1m IA (n = 3 per group). Experimental sample sizes were predetermined based on power analysis from previous CLARITY experiments (see Fig. 10). All experimental subjects have been included in the study. Counts were performed by a blinded investigator. Subjects were killed 24 h after injury and brain/spinal cord tissues were processed with CLARITY as in previous section.
Pharmacological interference with the NMNAT2-SARM1 pathway.
Thy1-eYFP-H mice were injured with 60 g × 1m IA (n = 3 per group), and treated with FK866 (10 mg/kg i.p.) (Sigma-Aldrich catalog #F8557) or vehicle starting immediately after injury and then continuing every 6 h until 24 h after injury, when the experiment was terminated (Busso et al., 2008, Bruzzone et al., 2009, Nahimana et al., 2009; Van Gool et al., 2009). Experimental sample sizes were determined with power analysis from previous CLARITY experiments, as in the previous section. All experimental subjects were included in the study. Counts were performed by a blinded investigator. Mice were killed 24 h after injury and tissues were processed with CLARITY.
Electron microscopy.
Injured and control Thy1-eYFP-H mice (n = 3 per group) were transcardially perfused with 4% PFA/2% glutaraldehyde 24 h after injury. Brains were postfixed overnight in the same solution (4°C). Tissue cubes through the lower pyramids were further fixed in PFA/glutaraldehyde solution for 5 d (4°C), treated with 2% osmium tetroxide in 0.1 m sodium cacodylate, pH 7.4, and then stained en bloc with 2% uranyl acetate. Blocks were then dehydrated, embedded in Embed 812 (Electron Microscopy Sciences), and sectioned on a Reichert Jung Ultracut E microtome. Semithin sections were stained with 1% toluidine blue. Thin sections were stained with uranyl acetate followed by lead citrate and photographed on a Carl Zeiss Libra 120 electron microscope equipped with a Veleta (Olympus) camera.
Retrograde tracing of corticospinal pyramidal neurons to identify injured cell bodies.
Recombinant cholera toxin (subunit B) conjugated to AlexaFluor-594 (Thermo Fisher Scientific catalog #C22842) was injected stereotactically into the CST at the level of the ventral pons (4.1 mm caudal to bregma, 0.7 lateral to midline, 5.25 mm ventral to pial surface) of C57BL/6 mice (Paxinos and Franklin, 2012). Tracer (0.5 μl of a 1.0 mg/ml solution in PBS) was pressure injected with glass micropipettes as described previously (Capurso et al., 1997; Clatterbuck et al., 1998). Two weeks later, mice were subjected to IA or sham injury and 3, 7, and 14 d after injury mice were perfused with 4% PFA (n = 5 per injury or sham × survival time). To colocalize p-c-Jun and CTB immunoreactivities, we performed chromogen-based, dual-label IHC or fluorescent IHC for p-c-Jun only. In the former case, we used immunoperoxidase-DAB for CTB and alkaline-phosphatase for p-c-Jun. Briefly, sections were blocked in 5% normal donkey serum and 0.2% Triton X-100 (2 h, room temperature) and then incubated in primary antibodies against CTB (1:1000; List Laboratories catalog #703) and p-c-Jun (Ser 63) (1:100; Cell Signaling Technology catalog #9261, RRID:AB_2130159) (overnight, 4°C). For immunoperoxidase labeling, after incubation in biotinylated donkey anti-goat IgG antibody (1:200; Jackson ImmunoResearch Laboratories catalog #705065147) and then in avidin-biotin HRP (Vectastain Elite ABC Kit; Vector Laboratories catalog #PK-6100), sections were developed with a standard DAB reaction. For alkaline-phosphatase staining, sections were incubated in ImmPress-AP anti-rabbit IgG polymer detection kit (Vector Laboratories catalog #MP5401) and developed with a blue alkaline-phosphatase substrate (Vector Laboratories catalog #SK5300). In the case of p-c-Jun immunofluorescence, after blocking in 5% normal donkey serum and 0.2% Triton X-100 (2 h, room temperature), sections were incubated in the p-c-Jun antibody (1:100) overnight at 4°C. After washing and incubation in a secondary Cy2 conjugated donkey anti-rabbit IgG (1:200; Jackson ImmunoResearch Laboratories catalog #711225152) for 2 h in room temperature, sections were counterstained in DAPI and coverslipped in DPX. Fluorescent sections were imaged with an Axioplan microscope (Carl Zeiss) and a LSM-700 confocal microscope (Carl Zeiss). Phosphorylated-c-Jun (+) layer V neurons were counted on 6 serial sections. Volumes of layer V pyramidal neurons were stereologically estimated with the nucleator probe by blinded investigators using StereoInvestigator software (MBF Bioscience).
TUNEL.
Control and injured C57BL/6 mice were perfused at 3, 7, 14, and 30 d (n = 3 per group) with 4% PFA. Brains were sectioned at the sagittal plane (40 μm). For TUNEL staining of dying neurons, we used TMR red (Sigma-Aldrich catalog #12156792910) as per the manufacturer's instructions. Sections incubated with DNase I (Sigma-Aldrich catalog #AMPD11KT) served as positive controls. After TUNEL reactions, sections were coverslipped in DPX and imaged with an LSM-700 confocal microscope (Carl Zeiss).
Immunohistochemistry for protein markers of immune cells.
Control and injured Thy1-eYFP-H mice (n = 5 per group) were perfused with 4% PFA 48 h after injury. Sagittal brain sections (40 μm) were processed in series for fluorescent IHC addressing select immune cell markers: P2Y12 (1:1000; AnaSpec catalog #AS55043A, RRID:AB_2298886), CD68 (1:200; Abbiotec catalog #250594), and F4/80 (1:300; Abcam catalog #ab16911, RRID:AB_443548). Immunofluorescence was performed essentially as described in previous sections. Secondary antibodies were all used in a 1:200 concentration and included Cy3 donkey anti-rabbit IgG (Jackson ImmunoResearch Laboratories catalog #711165152) for P2Y12 and CD68 antibodies and Cy3 donkey anti-rat IgG (Jackson ImmunoResearch Laboratories catalog #712165153) for the F4/80 antibody. Sections were counterstained in DAPI and coverslipped in DPX. Sections were imaged with an Axioplan microscope (Carl Zeiss) and a LSM-700 confocal microscope (Carl Zeiss).
Statistical analyses.
Statistical analyses were performed using Prism 4 (GraphPad Software) and results are expressed as mean ± SEM. Student's t test was used for single comparisons. One-way ANOVA with Tukey post hoc testing was used for multiple comparisons. In all cases, statistical significance was set at p < 0.05.
Results
The diffuse, multifocal nature of IA injury
To characterize the IA model from a biomechanical perspective, we imaged the injury process with a high-frame rate camera, shooting at 20.000 frames per second for the whole duration of the movement of the mouse head (Fig. 1A). Head motion was confined to the sagittal plane and was consistent among IA sessions. As shown in Figure 1A, the head was subjected to both translational and angular (rotational) acceleration, first downward into the foam bed of the IA apparatus and then upward to a nearly vertical position. With 60 g × 1m impact, the duration of head movement was ∼150 ms and the resulting velocity was 4.1 m/s. The placement of the metallic disc on the skull prevented fractures in all cases.
To assess the possible effects of IA on brain parenchyma at the impact site (area under the disc) we processed tissues with H&E for general pathology, and Perls' Prussian blue for ferric iron (parenchymal blood). Overall, we found no evidence of cytoplasmic eosinophilia or nuclear pyknosis of cortical neurons. Cortical structure was intact everywhere, including motor, sensory, and parietal cortical areas under the disc. We found no cortical staining with Perls' iron, but we did see a weak diffuse signal in the mesencephalic flexure of brainstem, (Fig. 1B). In addition, the CA1 field of hippocampus was free of eosinophilic neurons, a pattern consistent with absence of significant brain hypoxia (Fig. 1C).
Using brain sections from YFP-H mice and fluorescence microscopy, we found axonal abnormalities at multiple sites in the forebrain, diencephalon, midbrain, medulla, and the cervical spinal cord (Fig. 2). These abnormalities consisted mainly of varicosities or axon bulbs and, more rarely, axonal vacuolation or trails of intensely fluorescent small axon fragments suggestive of Wallerian degeneration. In an approximately rostrocaudal order, major white matter tracts exhibiting such abnormalities included the precommisural and postcommisural fornix, the habenulo-interpeduncular tract, the lower CST, the reticulospinal tract (RST), and the gracile fasciculus. In view of the fact that in the YFP-H transgenic line used here only certain populations of projection neurons are labeled, it is likely that more white matter tracts become involved in IA injury within the parameters used in the present study (Xu et al., 2016).
Various axonal tracts involved in IA injury show somewhat distinct pathologies. Axonal profiles in the CST, measuring 3–6 μm in diameter, are described in the next section. For example, in the RST, fragmentation profiles suggestive of Wallerian degeneration are evident as early as 24 h after injury (Fig. 2C) and increase at 48 h. Many RST axons show large varicosities (8–10 μm in diameter) and some show vacuolations. The gracile fasciculus develops numerous characteristic large varicosities (12–15 μm in diameter) both in the course of this tract in the dorsal spinal cord-medulla and at the terminal fields in the gracile nucleus; the number and size of these lesions cause them to stand out in sagittal sections of the brainstem (Fig. 2D). In the fornix, axonal abnormalities take the form of numerous small (1-μm-diameter) spheroids distributed near or at the terminal fields of the precommissural and postcommissural fornix in the septum and mammillary bodies, respectively (Fig. 2E,F). Lesions are present as early as 3 h after injury, and they increase in number at 24 and 48 h.
To further characterize the IA injury, we established the presence and early time course of microvascular injury (i.e., BBB breakdown). To this goal, we labeled endothelial cells with LEA via intracardial injection immediately before perfusion fixation and then immunostained sections with mouse anti-IgG antibody at early time points after injury (i.e., 15 min, 1 h, and 2 h). In well-perfused subjects, IgG immunoreactivity in brain parenchyma indicates leakage of plasma from brain capillaries and thus serves as a marker of BBB degradation (Wang et al., 2011; Xu et al., 2016). We found IgG immunoreactivity outside brain capillaries as early as 15 min after IA injury (Fig. 3). IgG leakage was restricted to the brainstem and was especially severe in the region of mesencephalic flexure, a pattern suggesting a primary effect of IA on that part of the brain (Fig. 3A). Under high magnification, sections with IgG and LEA labeling show unambiguous IgG localization outside the endothelium (Fig. 3B–D).
A key aspect of traumatic axonopathy is the neuroinflammatory macrophagic response. To characterize the main features of this response in our model, we performed IHC for the representative microglial and macrophage protein epitopes P2Y12, CD68, and F4/80 48 h after IA injury (Fig. 4). P2Y12, a metabotropic ADP receptor, is constitutively expressed in abundance in microglial cells (Haynes et al., 2006; Kobayashi et al., 2008). In our material, P2Y12 immunoreactivity was present in resting microglial cells throughout the brain. P2Y12 (+) cells with hypertrophic cell bodies characteristic of activated microglial cells were numerous in certain brainstem sites, including the area of inferior olive at the crossing of pyramids with the RST and the pyramidal decussation (i.e., regions with dense axonal lesions) (Fig. 4C). These activated cells had thick, short processes instead of the ramified appearance of resting microglia and formed clusters of two to four cells (Fig. 4C, inset 1) or had stout thorny processes typical or phagocytes (Fig. 4C, inset 2) (Yamada and Jinno, 2013). In addition to the CST, activated microglia was present in fornix, corpus callosum, gracile nucleus, and cerebellum, all areas associated with axonal injury after IA (Xu et al., 2016). In the CST, activated microglia and peripheral macrophages abound at the pyramidal decussation and CST × RST, where there is a majority of axonal abnormalities, but were not detected in CST axon segments that do not show pathology, such as cortex, internal capsule, peduncles, or pons. Activated microglial cells were also labeled with IHC for CD68, a lysosomal protein that is highly expressed in activated microglia. As in the case of P2Y12, CD68 labeling was especially strong in lower pyramids and the pyramidal decussation (Fig. 4A,B,G). We also explored the presence of infiltrating blood-borne macrophages with the marker F4/80. Such F4/80 (+) macrophages were absent in the brain parenchyma of uninjured mice. Forty-eight hours after IA injury, F4/80-positive macrophages had made their appearance in the brain parenchyma, forming clusters around capillaries close to injured CST axons (Fig. 4D,E).
In conclusion, IA produces diffuse primary axonal injury accompanied by BBB disruption and neuroinflammation comprised of both resident and blood-borne macrophage response. The initial shearing stress is especially evident in the brainstem, as shown by the anatomical distribution of early BBB impairments. The Thy1-eYFP-H transgenic line offers remarkable detail on the location of axonal injury, the distinct cytologies of axonal lesions in various tracts, as well as the longitudinal evolution of axonopathy.
The nature and severity of axonal abnormalities in the CST
Based on observations in YFP-H mice, axonal abnormalities in the CST occurred almost exclusively at brainstem and spinal levels. We did not see such abnormalities in cortex, internal capsule, or cerebral peduncles. Most lesions were axonal varicosities or end bulbs at the level of the pyramids and the pyramidal decussation (Fig. 2A). In many cases, multiple varicosities or varicosities and bulbs coexisted within the same axon. Abnormalities in the spinal cord were seen along the dorsal CST (Fig. 2B). Many axons formed classical retraction balls (i.e., disconnected spherical formations that are distinct from bulbs that may be still attached to distal atrophic axons). Confocal microscopy and edge detection analysis confirmed the presence of multiple varicosities on single axons and showed high concentration of spherical organelles at sites of axonal bulging (Fig. 5B–B′). Based on counts of YFP (+) axonal varicosities in cross sections of pyramids, the severity of axonal pathology in the CST is related to IA burden (Fig. 5C). There is a 2× and 3× increase in the number of lesions when weight in the IA device advances from 20 to 40 and from 40 to 60 g, respectively.
The ultrastructural analysis of tissue at the level of lower pyramids/pyramidal decussation shows that axonal swellings identified with fluorescent microscopy correspond to sites of axonal degeneration. Degenerative changes include severe alterations in overall axon structure, organelles, the axoplasm, and the myelin sheath (Fig. 6). In such cases, axons are condensed with degraded or absent neurofilament or microtubule architecture. Other axons are filled with tightly packed electron-dense bodies and damaged, swollen mitochondria without clearly delineated cristae (Fig. 6C). Many axons are abnormally large, with vacuoles in the axoplasm and separation of axoplasm from the axolemma. Myelin pathology was also present, with myelin intrusions, excess myelin figures, and abnormal thickening of the myelin sheath. Macrophages with dark inclusions were frequently apposed to degenerating axons (Fig. 6I). Also, intact axons were interspersed among degenerating axons, a pattern characteristic of DAI.
In summary, the CST is severely afflicted during IA of the head, and severity of axonopathy can be titrated based on severity of impact.
Retrograde changes in corticospinal neurons: c-Jun phosphorylation and atrophy
To identify pyramidal neurons whose axons were injured in the lower pyramidal tract, we explored the presence and cytology of corticospinal neurons in frontal neocortex that also expressed phosphorylated c-Jun (Fig. 7). The cell bodies of neurons projecting in the CST were identified by retrograde filling with the tracer CTB injected into the ponto-medullary junction (Fig. 7A). Phosphorylation of c-Jun in the nuclei of corticospinal neurons was examined with immunohistochemistry (Fig. 7B,C). Corticospinal neurons were studied at 3, 7, and 14 d after injury, covering the period from the induction of c-Jun phosphorylation early on to later changes in perikaryal volume. We explored three specific trends: time course of volume changes in CTB-labeled perikaryal, time course of phosphorylated c-Jun expression, and rates of p-c-Jun expression in atrophic and normal layer V pyramidal neurons.
We found that 10 d after injection into the ponto-medullary portion of CST, CTB strongly labels layer V pyramidal neurons in frontal neocortex (Fig. 7A). Retrogradely labeled pyramidal profiles in subjects injured with IA were significant smaller than pyramidal profiles in sham animals at all three time points; for example, at 3 d, average volume was reduced by 12%, whereas at 14 d average volume was reduced by 26% (Fig. 7E). Phosphorylated c-Jun immunoreactivity was upregulated after axonal injury, and it was most profound at 3 d after injury with the signal decreasing slightly at later time points (Fig. 7D,E). In addition, at all three time points, perikaryal volume was significantly smaller in neurons expressing p-c-Jun compared with the ones with normal volume, a pattern suggesting a relationship between p-c-Jun expression and perikaryal atrophy (Fig. 7C–E). Based on the negative TUNEL staining for neuronal cell death at 3, 7, 14, and 30 d after IA, layer V pyramidal neurons do not die up to a month after injury (Fig. 8).
In conclusion, CST neurons with injured axons become atrophic after injury, but they do not undergo cell death.
CLARITY-based quantitative analysis of axonal injury in the CST
To characterize the full 3D extent of axonal injury in the CST, we rendered the brainstem transparent with CLARITY and examined cleared tissues with high-resolution 2-photon microscopy coupled with a CLARITY-optimized objective. These strategies allowed us to resolve individual axons at 25× magnification and generated a sharp 3D visualization of axonal tracts coursing in the brainstem from the level of the lower cerebral peduncle-pons to the dorsal columns of the cervical spinal cord (Fig. 9; Movie 1). Based on the YFP expression pattern in Thy1-YFP-H mice, the main pathways that can be visualized are the CST, the RST, and the gracile fasciculus. All three tracts developed axonal abnormalities and these lesions were sharply visualized across the entire thickness of the brainstem, allowing for an impressive reconstruction of the location and magnitude of the injury effect (Fig. 9A). Moreover, the combination of 2-photon microscopy, HyD detectors in the nondescanned position, and a long-working-distance objective with high numerical aperture revealed important pathological features of individual lesions (Fig. 9B–E).
The high-resolution 3D reconstruction of brainstem over a distance of 6 mm provided raw data for counting the total number of axonal abnormalities in distinct CST segments in the medullary pyramids, at the crossing of CST with the RST (CST × RST), and at the level of pyramidal decussation (Fig. 10A–D). Using such data (Movie 2), we found that the total number of axonal abnormalities increased significantly from 3 to 24 h after injury (Fig. 10E). The density of axonal abnormalities varies among regions: it is low at the main body of the pyramid, high at CST × RST, and even higher at the level of the pyramidal decussation; density increases across regions from 3 to 24 h after injury, but the differential involvement of these regions remains the same (Fig. 10E). The rostrocaudal progression of lesion severity is impressive (Fig. 10C).
CLARITY-based IHC for APP, the standard molecular marker of axonal injury, was used to compare between the number of lesions detected with this marker and YFP (+) lesions in the brainstem at two time points after injury: i.e., 3 and 24 h (Fig. 11A–D; Movie 3). APP (+) lesions were numerous at 3 h and decreased significantly at 24 h (Fig. 11D), in contrast to YFP (+) lesions that increased from 3 to 24 h (Fig. 10E). The total number of APP (+) lesions was smaller than YFP (+) lesions across all time points (Fig. 10E, left, vs Fig. 11D, left). The density of APP (+) abnormalities was counted in the pyramids, at CST × RST, and at the pyramidal decussation. Areas with highest density were the decussation, followed by CST × RST, a pattern similar to the one encountered with YFP axonal abnormalities. These data show that YFP reveals a larger number of axonal abnormalities than APP labeling and has a different time course, perhaps due to the accumulation of structural pathology in the first 24 h period.
Our results indicate the presence of progressive axonopathy that is maximal at the pyramidal decussation and they establish CLARITY as a robust quantitative methodology for studying TAI in the mouse brain. Markers of axonal injury that detect anterogradely transported proteins (i.e., APP) may be less representative of the problem than YFP, which is encoded by a stably expressed transgene with robust labeling of the axoplasm.
Genetic or pharmacological interference with SARM1 signaling ameliorates early axonal pathology
Here we took advantage of the resolution and quantitative capabilities of CLARITY to explore the role of the NMNAT2-SARM1 pathway of axonal self-destruction in traumatic axonopathy (Figs. 12, 13). The anterograde transport blockage in injured axons prevents the labile axon maintenance factor NMNAT2 from reaching the distal axon, thus triggering SARM1-depended axonal degeneration (Gilley et al., 2010; Osterloh et al., 2012; Gerdts et al., 2015, 2016; Hill et al., 2016; Summers et al., 2016; Walker et al., 2017, Essuman et al., 2017). SARM1 is a NADase that is dormant in uninjured axons in the presence of NMNAT2. When NMNAT2 is depleted after injury, SARM1 becomes activated and consumes axonal NAD+, causing axonal degeneration. The products of the enzymatic activity of SARM1 are Nam and ADP-ribose. Of these products, Nam is a potent inhibitor and regulates SARM1 activity via negative feedback (Fig. 12A).
To establish the involvement of the NMNAT2-SARM1 pathway in the early stages of axonal degeneration after TAI, we generated Thy1-eYFP-H mice in which SARM1 was deleted (Thy1-eYFP-H/SARM1−/−). These mice have precisely the same pattern of YFP expression as Thy1-eYFP-H mice. Thy1-eYFP-H/SARM1−/− and Thy1-eYFP-H/SARM1+/+ were injured with IA and brains were processed with CLARITY at 24 h after injury (Fig. 12B). We counted the total number of axonal lesions in the CST from pons to cervical cord and regional densities of abnormalities as in the previous section. We found that SARM1−/− mice had a significantly lower total number of CST lesions compared with SARM1+/+ mice, and significantly lower concentrations of abnormalities at key CST segments (CST × RST, pyramidal decussation, and cervical cord). Density of lesions was greater at the cervical cord and decussation than CST × RST (Fig. 12C).
To explore the role of NMNAT2-SARM1 pathway in traumatic axonopathy with pharmacological means, we used FK866 to raise levels of Nam in the axonal compartment (Essuman et al., 2017). Nam participates in NAD+ biosynthesis through an intermediate, NMN, a conversion catalyzed by NAMPT. In an injured axon, SARM1 activation depletes NAD+ rapidly and the Nam produced is being converted to NMN very efficiently (Sasaki et al., 2016). Blocking NAMPT (e.g., with FK866) entraps Nam in injured axons and interferes with SARM1 activity (Fig. 12A). In our experiment, IA-injured Thy1-eYFP-H mice were treated with FK866 or vehicle and brains were processed with CLARITY (Fig. 13). The total number of axonal abnormalities in the CST from the pons to cervical spinal cord was counted 24 h after injury as in the previous section of the paper, and focusing on lower segments of the CST, including CST × RST, pyramidal decussation, and cervical cord (Fig. 13A,B). We discovered that FK866-treated mice had a significantly lower number of axonal lesions compared with vehicle-treated mice both in total and per anatomical segment, with a trend toward bigger difference in the cervical cord (Fig. 13C).
In summary, the activation of the NMNAT2-SARM1 pathway is a prominent mechanism of traumatic axonopathy with a significant role in early axonal degeneration. The robust qualitative and quantitative advantages of CLARITY make it a powerful tool in elucidating molecular mechanisms of axonal degeneration.
Discussion
Our findings show that IA produces multifocal primary axonopathy in diverse long tracts in the limbic, motor, sensory, and reticular activating systems. The use of high-resolution neuroanatomical tools, including Thy1-eYFP-H transgenic mice and CLARITY, offers new insights into mechanisms of diffuse TBI from head acceleration. CLARITY, in particular, followed by 3D reconstruction of axon tracts at single-axon resolution, has remarkable qualitative and quantitative advantages because it allows the precise localization of axonal lesions and the counting of all such lesions using spot detection analysis. In the case of CST, new insights gained from the implementation of these tools include the following: the vivid demonstration of the vulnerability of CST axons at a site of multiple crossings in the lower medulla, that is, the decussation of pyramids and intersection with the RST (CST × RST); the atrophy, but not cell death, of neurons whose axons undergo degeneration after IA injury; the longitudinal evolution of lesions whose progressive increase in total number in the first 24 h after injury is a sign of ongoing axonopathy; and the protective effect of interfering with SARM1 signaling on early axonal lesions.
The IA model generates significant rotational acceleration of the mouse head, thus simulating a very common mechanism in human TBI (Zhang et al., 2006). As in previous work from our group (Xu et al., 2016), IA burden was set at a relatively mild range that completely avoids skull fracture, has near-zero mortality, and is consistent with the majority of cases of clinical TBI. Also, consistent with our previous publication (Xu et al., 2016), we found no pathology under the impact site, evidence that the principal mechanical event during IA is indeed acceleration of the head and impact serves mainly as the instrument to achieve it (Marmarou et al., 1994). Based on high-frame-rate camera recordings, it appears that acceleration occurs primarily at the sagittal plane as the head bounces back from the foam bed to a nearly vertical position in the course of 150 ms. BBB permeability markers, such as IgG extravasation, suggest that this sagittal acceleration event preferentially disrupts brainstem anatomy but clearly also leads to primary axonal disruption in tracts rostral to the brainstem, for example, the fornix. The Thy1-eYFP-H mouse offers a vivid demonstration of the multifocal nature of primary axonal damage and implicates heretofore unmentioned pathways, such as the fornix, in diffuse TBI caused by IA. However, this transgenic strategy allows only the visualization of a subset of implicated pathways (Xu et al., 2016), constrained by the selective presence of YFP in projection neurons that express Thy1. Further experiments with mouse lines expressing GFP in additional populations of projection neurons (Feng et al., 2000) will form a more complete picture of the effect of IA on mouse brain. Thy1-eYFP transgenic mice also reveal the cytological diversity of axonal lesions in various tracts, from the very small spheroids in precommissural and postcommissural fornix to the characteristically large preterminal bulbs in the gracile fasciculus. The resolution afforded by the stable presence of eYFP in the axoplasm also allows a dose–response study that directly demonstrates the relationship between IA burden and injury severity (i.e., external and internal injury “dose”). The resolving advantage of Thy1-eYFP animals is apparent in the demonstrated differences between the central fluid percussion model that involves direct traumatic impact on the dura and generates proximal axonal lesions in pyramidal neurons (Greer et al., 2011) and our paradigm, in which primary lesions are distant from the pyramidal cell bodies.
As indicated in the previous paragraph, markers of BBB disruption indicate that the mechanical stress from IA is concentrated on the brainstem. High-resolution quantitative analysis of CST lesions based on CLARITY reveals that axonal pathology is especially severe in regions where the CST tract crosses other tracts (i.e., the RST) or itself makes major shifts in position (i.e., the area of pyramidal decussation). There is no evidence for the involvement of proximal axons or intermediate levels of CST in the basal ganglia, peduncles, or the pons. This finding has biomechanical implications because it suggests that, at sites of 3D complexity or intertwinement with other tracts, local shearing stress may be concentrated and amplified, resulting in focal axonal damage. This idea should be explored further in mouse lines with varied YFP expression patterns to include pathways not labeled in Thy1-eYFP-H (Feng et al., 2000). Although rotational acceleration has been shown to be the main mechanism responsible for brain deformation strain in the macro- and meso-scale with finite element modeling, our CLARITY-based high-resolution reconstructions add a microscopic level of analysis of strain vulnerability, allowing for microscale modeling of axonal injury (Zhang et al., 2006; Li et al., 2007).
CLARITY shows that TAI is a progressive phenomenon: it involves a lengthy secondary process after the initial event that justifies the term axonopathy used in this paper. In other words, IA may directly stress and injure the axon but this early “passive” effect triggers a secondary process of active axonal destruction. Although such notions are generally accepted in the literature (Farkas and Povlishock, 2007; Kobeissy, 2015), it is the first time that we were able to quantitate all such lesions and find a significant increase from 3 to 24 h after injury. The single-axon resolution of our CLARITY methodology allows the clear visualization of single lesions as well as the lesion profile of individual axons. The advantages of CLARITY are important for the assessment of TAI, especially in long tracts with complex trajectories, in which abnormalities are not distributed uniformly over the length of the axon. Moreover, coupling of CLARITY with automated spot detection analysis allows for an accurate, unbiased, and reproducible count of the totality of axonal lesions that is an improvement over stereological methodologies. Comparisons between CLARITY-resolved APP (+) and YFP (+) swellings at two time points in the first day after injury shows that YFP swellings are more numerous; in addition, YFP (+) swellings increase, whereas APP (+) swellings decrease in number over time. In light of other studies showing the transient presence of APP immunoreactivity in injured axons (Stone et al., 2000, 2002; Greer et al., 2013; Gu et al., 2017; Yu et al., 2017), these CLARITY data show that transgenic YFP labeling may be a more sensitive and accurate way to study traumatic axonopathy, perhaps because the long-lived YFP is more representative of axonopathy compared with the labile APP labeling. Even though current methodologies do not allow the EM study of CLARITY samples, ultrastructural analysis of injured CST axons at the same areas as the one identified with CLARITY shows that the axonopathy seen with fluorescent microscopy represents true axonal degeneration. Alterations in axoplasm, organelles, and the myelin sheath observed here are not compatible with axonal viability and are similar to the ones seen in other TBI models (Greer et al., 2011; Winston et al., 2013; Mierzwa et al., 2015) and in degenerative neuropathies (Weil, 2013).
The IA model results in distal CST axonopathy, mostly in the medulla/upper cervical cord, making it difficult to trace individual injured axons all the way back to their respective cell bodies. Thus, we used CTB retrograde tracing from ponto-medullary injection sites to label CST neurons and nuclear p-c-Jun as a surrogate marker of neuronal injury as proposed previously (Raghupathi et al., 2003; Greer et al., 2011). The preferred localization of p-c-JUN within CTB (+) perikarya with abnormally small sizes shows that the perikarya of neurons whose axons were injured become atrophic. Also, the absence of TUNEL immunoreactivity in motor cortex at 3, 7, 14, and 30 d after injury (i.e., time points coinciding with a period of progressive atrophy) suggests that injured CST neurons do not undergo cell death, a finding consistent with the outcome of axotomy (Carter et al., 2008) or proximal axonal injury with midline fluid percussion (Greer et al., 2011). On the other hand, the persistence of CST perikarya supports the notion that traumatic axonopathy in the CST is primarily the result of axonal events triggered by trauma and not of neuronal cell death. Parallel studies of axons and cell bodies in models of injury have become essential since the discovery of the Wlds mice that contain an in-frame fusion protein that seems to protect axons from Wallerian degeneration but has no effect on retrograde cell death (Coleman and Freeman, 2010; Wang et al., 2015). Conversely, axonal degeneration is independent of the apoptosis-regulating proteins Bcl-2, Bak, and Bax (Coleman, 2005). Our CLARITY protocol offers single-axon resolution in 3D and may eventually allow the tracing of individual long axons back to their cell bodies and a direct comparison between axonal and perikaryal injury.
Using CLARITY preparations, we explored the role of a key molecular mechanism of axonal degeneration (i.e., the NMNAT2-SARM1 pathway) in TAI-associated axonopathy. We manipulated this pathway with genetic deletion of SARM1 and pharmacological interference via FK866 administration, and we found a significant protection in the early stages of axonopathy. These novel findings point to an important early role of the NMNAT2-SARM1 pathway in traumatic axonopathy and are consistent with previous observations on a protective effect of SARM1 deletion, especially on the behavior of animals subjected to a weight-drop model of TBI (Henninger et al., 2016). The endurance of this effect needs to be ascertained with future studies using serial time points after injury and combined with studies of the downstream connections of CST. Even so, the present findings showcase the advantage of CLARITY in research on mechanisms of traumatic axonopathies and suggest that axonal degeneration can be pharmacologically manipulated, at least in the early stages.
The CST, a bundle of axons representative of CNS long tracts with a clear separation between cell bodies and axons and a complex 3D course, is an excellent model system for studying primary traumatic axonopathy akin to TAI and for exploring molecular pathways of axonal degeneration. High-resolution anatomical strategies combining targeted expression of fluorescent proteins and CLARITY with optimized microscopy, substantially advance the field of TBI by precisely localizing the injury, determining severity, and ushering in a next generation of models where axonal pathologies can be more precisely linked to specific cellular and molecular processes.
Footnotes
This work was supported by Department of Defense W81XWH-14-0396, State of Maryland TEDCO 2015-MSCRFI-1718, National Institutes of Health RO1EY028039, the Sidran Family Foundation, and the Spyros N. Lemos Memorial Fund. N.K.Z. was supported by the Johns Hopkins-LIBRA fellowship program. We thank J. Boyd for advice and invaluable assistance with 2-photon microscopy; J. Ryu and W. Gilliam for breeding of Thy1-eYFP-H/SARM1−/− mice; T. Omer for assistance with axon counts; K.T. Ramesh and F. Madouh for technical assistance with the impact acceleration device; A. Hoke for supplying SARM1−/− founders; A. Popratiloff and C. Brantner of the Nanofabrication and Imaging Center of George Washington University for help with 2-photon imaging resources; and all members of the V.E.K. laboratory for feedback and support.
The authors declare no competing financial interests.
- Correspondence should be addressed to either Dr. Vassilis E. Koliatsos or Dr. Nikolaos K. Ziogas, Johns Hopkins University School of Medicine, 720 Rutland Avenue, Ross Research Building, Room 558, Baltimore, MD 21205, koliat{at}jhmi.edu or nziogas1{at}jhmi.edu